Compliance

SRZ regularly provides regulatory and compliance advice on the interaction between LSTA and LMA guidelines and U.S. and European securities laws. The Distressed Debt & Claims Trading Group remains up-to-date with regulatory legislation that is in effect or in development, and continually monitors the interplay between securities laws in the United States and Europe and the position of bank debt and claims as an asset class. Our attorneys routinely advise clients on trading in different levels of a company’s capital structure, the relationship between a company’s equity and bank debt, and the position of clients trading on the basis of syndicate confidential information and borrower confidential information.