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919 Third Avenue
New York, New York 10022
United States of America
P: +1 212.756.2536
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Joseph Suh, a partner in the New York office of Schulte Roth & Zabel, focuses on corporate and securities matters related to investment funds and financial products and he primarily represents investment managers, financial services firms, private investment funds and charitable foundations and other institutional investors. He advises his clients in connection with structuring of, or investments in, private investment funds (including hedge funds and funds of hedge funds), structured finance vehicles (including CLOs) and financial products (such as structured notes, credit derivatives, equity derivatives, total return swaps, fund-linked derivatives and fund-linked notes). Joseph, who speaks Portuguese and lived in Brazil for nine years, coordinates the firm’s Latin American client practice efforts, focusing primarily in the Brazilian investment management industry. His investment management clients include U.S. managers offering investment funds to Brazilian investors and Brazilian managers offering private investment funds to U.S. investors, and he advises them in structuring the investment funds and in connection with all related U.S. corporate, securities and investment adviser regulatory issues.
Joseph is a member of the Securities Regulation Committee of the New York State Bar Association and its Private Investment Fund Subcommittee, the Derivatives and Structured Products Law Committee of the New York State Bar Association, the Managed Funds Association Outside Counsel Forum and the Thomson Reuters Business Law Partner Advisory Board. He co-authored “Focus On: US Investors in LatAm,” which appeared in LatAm Fund Manager, and he wrote “Negotiating FCM Client-Account Agreements for Cleared OTC Derivatives” for Thomson Reuters Accelus. He moderated and spoke at the Brazilian-American Chamber of Commerce panel on “Brazilian Investment Management 101: Opportunities and Challenges in Starting a Brazilian Investment Management Business,” spoke on “Diversification and Legal Considerations” at DMS Management’s 1st Annual Offshore Investment Funds Summit in São Paulo and presented “Distressed Investment Strategies” at the Structured Credit Investor Pricing, Trading & Risk Management Seminar. Joseph also has been frequently quoted by newspapers, trade publications and journals, including American Banker, Total Securitization and the Fox Business Network, on a wide variety of issues in the investment and structured products industries. Joseph obtained his undergraduate degree from Cornell University and his J.D. from Fordham University School of Law, where he was associate editor of the Fordham Law Review.
Selected Representations
Representation of investment managers in the United States and Brazil, dealers and issuers in connection with a wide range of investment funds, derivatives and fund-linked products, including funds of hedge funds, ABS funds, structured finance, structured products, asset-backed securities backed by loans and other financial assets, debt securities backed by private equity and hedge fund interests, hedge fund-linked notes, portable alpha trades, fund-linked derivatives, equity-linked notes and other structured notes.
Selected Publications
“Focus On: US Investors in LatAm,” LatAm Fund Manager, February 2012 (co-author)
“SEC Proposal on Prohibition Against Conflicts of Interest in Certain Securitizations,” SRZ Client Alert, Sept. 22, 2011 (co-author)
“Negotiating FCM Client-Account Agreements for Cleared OTC Derivatives,” Thomson Reuters Accelus, July 14, 2011
“Negotiating SPV Structured Note Terms: A Primer For Investors,” Derivatives Week, April 16, 2010
“Keeping up with the Hedges,” Hedge Fund Manager, Sept. 20, 2005 (co-author)
“Impact of Proposed Changes to FASB 140 on Private Equity and Hedge Fund CFOs,” Securitization News, July 18, 2003
More
Selected Speaking Engagements
“Brazilian Investment Management 101: Opportunities and Challenges in Starting a Brazilian Investment Management Business,” SRZ Conference, New York, February 2012
“Diversification and Legal Considerations,” DMS 1st Annual Offshore Investment Funds Summit, São Paulo, September 2011
“Distressed Investment Strategies,” Structured Credit Investor Pricing, Trading & Risk Management Seminar, New York, March 2011
“Funds and Institutional Investors in the Wake of Dodd-Frank” West LegalEdcenter Panel, November 2010
“Convergence of Structured Products and Hedge Funds–Bankers on the Buy Side,” Maples Investment Funds Forum 2009, February 2009
“Implementing a Multi-Prime Broker Platform: Legal Benefits to Hedge Funds,” Deutsche Bank Conference, June 2008
“Developments in Structured Products and Derivatives,” SRZ 17th Annual Private Investment Funds Seminar, January 2008
“U.S. Mortgage, CDO, Synthetics and Consumer ABS Markets,” SRZ Investors and Issuers Program, April 2007
More
Memberships
The New York State Bar Association Securities Regulation Committee of the NYSBA Private Investment Fund Subcommittee of the Securities Regulation Committee of the NYSBA Derivatives and Structured Products Law Committee of the NYSBA The Managed Funds Association Outside Counsel Forum Thomson Reuters Business Law Partner Advisory Board
Other Distinctions
Cornerstone Award, Lawyers Alliance for New York, 2004
Bar Admissions
Education
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Fordham University School of Law, J.D., 1994
- Associate Editor, Fordham Law Review
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Cornell University, B.A., 1991
Prior Experience
Partner, McDermott Will & Emery, LLP Partner, Morrison & Foerster, LLP
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