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919 Third Avenue
New York, New York 10022
United States of America
P: +1 212.756.2204
E:
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Kristin Boggiano is a special counsel in the New York office, where she concentrates in structuring and negotiating structured products transactions and derivatives agreements on behalf of private investment funds and other financial institutions. She also advises clients on regulatory issues related to derivatives and other hedge fund related matters.
Prior to joining SRZ, Kristin was an associate at Merrill Lynch, where she was a member of the investment bank’s global equity-linked products team. She is a founder of Women in Derivatives and a member of the Loan Syndications and Trading Association, the International Swaps and Derivatives Association Inc., the New York State Bar Association and New York City Bar Association. Kristin obtained her J.D., with a concentration in finance and specialty coursework in derivatives, from Northeastern University School of Law in 1997, was awarded an M.B.A. from Northeastern University Graduate School of Business in 1996, and received her B.A. from Sarah Lawrence College in 1992.
Selected Publications
“CFTC Publishes Final Swap Data Rules and Real-Time Reporting Rule,” SRZ Client Alert, Feb. 1, 2012 (co-author)
“CFTC Proposes to Discontinue Widely-Used Registration Exemptions,” SRZ Client Alert, March 10, 2011 (co-author)
“Dodd-Frank Becomes Law: Key Issues for Private Fund Managers,” The Hedge Fund Journal, September 2010 (co-author)
“New Bullet LCDS Contract Replaces Cancellable Contract,” Pratt's Journal of Bankruptcy Law, Volume 6, No. 4, June 2010 (co-author)
“Financial Regulatory Reform: Key Issues for Private Fund Managers,” SRZ Client Alert, May 2010
“ISDA Published New Bullet LCDS Documentation,” SRZ Client Alert, April 2010
“Lehman Brothers Bankruptcy Court Strikes Waterfall Subordination Provisions Conditioned on Bankruptcy,” SRZ Client Alert, January 2010
“Bankruptcy Court Orders Swap Counterparty to Pay Lehman Brothers Despite Event of Default,” SRZ Client Alert, September 2009
“ISDA Publishes ‘Small Bang Protocol’ Allowing Auction Settlement Following Restructuring Credit Events,” SRZ Client Alert, July 2009
“ISDA Publishes Supplement to 2003 Credit Derivatives Definitions and ‘Big Bang’ Protocol,” SRZ Client Alert, March 2009
“ISDA Publishes Close-out Amount Protocol,” SRZ Client Alert, March 2009
“ISDA Proposes Supplement to 2003 Credit Derivatives Definitions,” SRZ Client Alert, February 2009
“ISDA Calls for Buy-Side and Sell-Side Participation in Collateral ”Roadmap“ Working Group,” SRZ Client Alert, February 2009
“Summary of the Changes to the 2003 ISDA Credit Derivative Definitions,” International Financial Law Review, August 2003
“CDOs 101: Everything You Wanted To Know About CDOs But Were Afraid To Ask,” Institutional Investor Supplement, November 1, 2002
“Credit Card Swaps on Asset-Backed Securities,” Credit, November 2002
“SPVs & ISDA Documentation,” Derivatives Week, June 24, 2001
“Learning Curve: Four Forms of Synthetic CDOs,” Derivatives Week, June 10, 2001
Numerous lectures regarding derivatives documentation including lectures/seminars at Columbia Law School, New York University's Courant Institute of Mathematical Sciences and a variety of derivatives work-shops
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Selected Speaking Engagements
“The Impact of Derivatives Regulation on Private Funds,” SRZ 20th Annual Private Investment Funds Seminar, January 2011
“Central Clearing of Derivatives: What Investment Managers Need to Know,” SRZ Investment Management Hot Topics, June 2010
“Recent Legislative Developments for Hedge Funds,” NYSBA Structured Products & Derivatives Law Committee Luncheon, September 2009
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Memberships
New York State Bar Association
New York City Bar Association
Loan Syndications and Trading Association
International Swaps and Derivatives Association, Inc.
Founder, Women in Derivatives
Education
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Northeastern University School of Law, J.D., 1997
- Concentration: Finance with specialty coursework in derivatives
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Northeastern University Graduate School of Business, M.B.A., 1996
- Concentration: Finance with specialty coursework in derivatives
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Sarah Lawrence College, B.A., 1992
- Concentration: Developing Economics
Prior Experience
Merrill Lynch
Associate, Global Equity Linked Products
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