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Financial Crisis: Alerts and Updates

November 26, 2008


Please click on the following links to view each of SRZ's Client Alerts relating to the recent financial crisis mandates and rule changes.

SEC Adopts New Short Sale Rules 9.18.08
SEC Bans Short Selling and Imposes New Disclosures 9.19.08
FSA Bans Short Selling in Financial Stocks and Requires Daily Short-Position Disclosures 9.19.08
Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding USA and United Kingdom) 9.21.08
SEC Announces Sweeping Expansion of Its Investigation of Short Selling by Hedge Funds and Other Market Participants 9.22.08
SEC Amends Emergency Order Banning Short Sales of Financial Firm Securities 9.23.08
Federal Reserve Provides Greater Flexibility for Non-Controlling Investments in Banks and Bank Holding Companies 9.23.08
FSA Clarifies Short Sale Prohibition and Disclosure Requirements 9.25.08
Update 1: Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding USA and United Kingdom) 9.25.08
SEC Issues Guidance on Form SH 9.26.08
SEC Extends Emergency Orders 10.3.08
The Emergency Economic Stabilization Act of 2008 10.6.08
Tax Legislation Limits Future Deferrals, Penalizes Future Side Pocket Incentive Fees from Offshore Funds 10.07.08
SEC Adopts New Short Selling Rules 10.16.08
SEC Extends Form SH Short Sale Reporting Until Aug. 1, 2009, and Modifies Timing and Scope of Disclosure 10.16.08
Impact of IRC Section 457A on Fund Structures 10.22.08
Update on SEC Form SH Filing Requirements 10.23.08
FSA Clarifies Short Sale Disclosure Requirements 10.31.08
Bankruptcy Court Sets Deadlines for Filing Claims Against Lehman Brothers Inc. 11.14.08
OCC Introduces New Charter Method to Expand Pool of Troubled Financial Institution Buyers 11.25.08
Chancellor Proposes Special Insolvency Procedures for Investment Firms Holding Client Assets or Money 11.26.08