Special Counsel
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Bar Admissions
- District of Columbia 1998
- New York 1997
Court Admissions
- U.S. District Court, Southern District of New York 2007
- U.S. District Court, Eastern District of New York 2006
- U.S. Court of Appeals for the Eleventh Circuit 2000
- U.S. District Court for the District of Columbia 1998
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1152 Fifteenth Street, NW, Suite 850
Washington, District of Columbia 20005
United States of America
P: +1 202.729.7465
F: +1 202.730.4520
E:
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Practice Areas
Securities litigation, including civil, disciplinary and criminal proceedings and investigations before federal and state courts, the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA, formerly NASD) and various stock exchanges, and arbitration panels of FINRA and other self-regulatory organizations
Education
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University of Chicago Law School, J.D., with honors, 1996
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University of Michigan, B.A., with high honors and high distinction, 1993
Selected Representations
Has represented brokerage firms such as Goldman Sachs, Merrill Lynch, Morgan Stanley, Cantor Fitzgerald and Friedman, Billings, Ramsey, as well as brokerage firms’ registered representatives, supervisors and other employees. Other clients have included the Federated mutual funds, a Lehman Brothers investment banker, professional traders, public companies and their officers and directors, individuals being investigated for potential insider trading violations, a former Big Six accounting firm and one of its audit partners, an SEC-registered investment advisory firm, and hedge funds.
Memberships
American Bar Association
New York State Bar Association
Prior Experience
Dickstein Shapiro LLP
Partner, 2004–08
Associate, 1996–2003
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