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2011 National CLE Conference
Mark Brossman, Ronald Richman
Speaking Engagements January 5-9, 2011
SRZ 20th Annual Private Investment Funds Seminar
Kim Baptiste, Philippe Benedict, Kristin Boggiano, Stephanie Breslow, David Cohen, Harry Davis, David Efron, Marc Elovitz, Nicholas Fagge, Ron Feldman, Steven Fredman, Kenneth Gerstein, David Griffel, Adam Harris, Christopher Hilditch, Daniel Hunter, Jason Kaplan, Scott Kareff, David Karp, Eleazer Klein, Michael Littenberg, David Momborquette, David Nissenbaum, Omoz Osayimwese, Martin Perschetz, John Pollack, Richard Presutti, Ronald Richman, Kurt Rosell, Paul Roth, Betty Santangelo, Howard Schiffman, Craig Stein, Gary Stein, Sung-Hee Suh, Shlomo Twerski, Joseph Vitale, Holly Weiss, Peter White
Sponsored Events January 19, 2011
SEC Hot Topics 2011
Marcy Harris
Speaking Engagements January 20, 2011
AML and OFAC Compliance for the Insurance Industry
Betty Santangelo
Speaking Engagements January 20-21, 2011
A Practical Roadmap to Registration and New Investor Demands: What You Need to Know to Steer Clear of Associated Pitfalls & Risks
Marc Elovitz
Speaking Engagements January 24, 2011
Maples Investment Funds Forum 2011
Josh Dambacher, David Efron
Speaking Engagements February 10-12, 2011
Investment Management Institute 2011
Paul Roth
Speaking Engagements February 10, 2011
SEC/CFTC Proposed Form PF and CPO/CTA Exemptions
Jason Kaplan
Speaking Engagements February 17, 2011
Council of Microfinance Counsels 2011 Meeting
Donald Mosher, Jessica Sklute
Speaking Engagements February 24-25, 2011
18th Private Equity Summit
Joseph Vitale
Speaking Engagements February 24-25, 2011
Spring 2011 Compliance Conference
Marc Elovitz
Speaking Engagements March 2-4, 2011
11th Annual Anti-Money Laundering and Financial Crimes Conference
Sung-Hee Suh
Sponsored Events March 3, 2011
12th Annual Private Investment Funds Conference
Stephanie Breslow, Marc Elovitz, Paul Roth
Speaking Engagements March 13-15, 2011
Fourth Annual Managed Account Seminar
Speaking Engagements March 15, 2011
Policy & Regulatory Forum 2011
Paul Roth
Speaking Engagements March 17, 2011
SIFMA CL 2011 Annual Seminar
Stephanie Breslow, Steven Fredman, Betty Santangelo
Sponsored Events March 20-23, 2011
2011 Mutual Funds and Investment Management Conference
Sponsored Events March 27-30, 2011
Registration Under the Advisers Act: A Legal and Compliance Forum for New SEC Advisers 2011
Marc Elovitz
Speaking Engagements March 28, 2011
European Hedge Fund Leadership Conference
Josh Dambacher
Speaking Engagements March 30, 2011
Labor Law Developments 2011
Mark Brossman
Speaking Engagements April 1, 2011
Pension Plan Investments 2011: Current Perspectives
David Cohen
Speaking Engagements April 5, 2011
MiFID Review - A Summary for Alternative Fund Managers
Speaking Engagements April 6, 2011
25th National Conference on the Foreign Corrupt Practices Act
Gary Stein
Speaking Engagements April 11-13, 2011
NOIP Spring Conference
Marc Elovitz
Speaking Engagements April 11-12, 2011
Hedge Fund Breakfast Forum
Josh Dambacher
Speaking Engagements April 19, 2011
SRZ Audio Conference Series
Josh Dambacher, Christopher Hilditch
Sponsored Events April 20, 2011
HFMWeek UK Breakfast Briefing
Speaking Engagements April 21, 2011
Chief Financial Officer Forum
Marc Elovitz
Speaking Engagements April 27, 2011
GAIM Ops Cayman
Harry Davis
Speaking Engagements May 1-4, 2011
25th Annual Payment Card Institute
Jessica Sklute
Speaking Engagements May 5-6, 2011
3rd Annual Global Financial Services Risk Management Symposium
Joseph Vitale
Speaking Engagements May 9, 2011
2nd Annual Private Investment Funds Tax Master Class
Phyllis Schwartz
Speaking Engagements May 10-11, 2011
Audit Confirmations: Navigating the Updated ASB, PCAOB and IAAS Standards
Jeffrey Robertson
Speaking Engagements May 11, 2011
SRZ Investment Management Hot Topics
Harry Davis, Marc Elovitz, Eleazer Klein
Sponsored Events May 12, 2011
22nd Annual Conference on the Globalisation of Investment Funds
Paul Roth
Speaking Engagements May 15-18, 2011
14th Annual Hedge Fund Conference
Marc Elovitz, Steven Fredman
Speaking Engagements May 15-17, 2011
HFCFO Membership Meeting
Robert Kiesel
Sponsored Events May 18, 2011
The Annual IFIA Global Investment Funds Conference 2011
Josh Dambacher
Speaking Engagements June 2, 2011
SRZ Investment Management Hot Topics
David Cohen, Daniel Hunter
Sponsored Events June 21, 2011
The Securities Regulation Committee of the Business Law Section's Private Investment Funds Subcommittee Meeting
Gary Stein
Speaking Engagements June 21, 2011
Business Trends: The "Retailization" of Alternative Strategies
Christopher Hilditch
Speaking Engagements June 22, 2011
Internal Investigations 2011: Investigations in the Aftermath of Dodd-Frank
Gary Stein
Speaking Engagements June 28, 2011
Regulation Webinar
Josh Dambacher
Speaking Engagements July 7, 2011
SRZ Public Company Hot Topics
Michael Littenberg
Sponsored Events July 13, 2011
The SEC’s New Whistleblower Rules: How to Manage New Compliance and Legal Challenges
Speaking Engagements July 13, 2011
Hedge Fund Accounting, Auditing and Administration Forum
Jason Kaplan
Speaking Engagements July 18-19, 2011
SRZ Webinar — The Return of CLOs: Changes That Matter to Managers and Investors
Phillip Azzollini, Craig Stein, Shlomo Twerski, Paul Watterson, Jr.
Sponsored Events July 26, 2011
SRZ Investment Management Alumni Roundtable
David Efron, Marcy Harris
Sponsored Events July 26, 2011
2011 ABA Annual Meeting
Marc Elovitz, Paul Roth
Speaking Engagements August 4-9, 2011
14th Annual Hedge Funds World Asia 2011
Paul Roth
Sponsored Events September 6-9, 2011
Fall 2011 Compliance Conference
Marc Elovitz
Speaking Engagements September 12-14, 2011
10th Annual International Anti-Money Laundering Conference
Betty Santangelo
Speaking Engagements September 18-21, 2011
Operational Leaders Summit
Christopher Hilditch
Sponsored Events September 19, 2011
HFMWeek Legal Summit
Josh Dambacher
Sponsored Events September 20-21,2011
2nd Annual Practical, Legal, and Compliance Forum on Balancing Innovation with Consumer Protection in Emerging Payment Systems
Donald Mosher, Jessica Sklute
Sponsored Events September 22-23, 2011
The Ramifications of Dodd-Frank: The Volcker Rule
Joseph Vitale
Speaking Engagements September 27, 2011
SRZ Investment Management Hot Topics
Harry Davis, Steven Fredman, David Karp
Sponsored Events October 4, 2011
Regulatory Reporting Overview
Daniel Hunter, Jason Kaplan, David Momborquette
Speaking Engagements October 11, 2011
Annual CFO Forum for Alternative Managers
Christopher Hilditch
Speaking Engagements October 11, 2011
Regulatory Horizon 2012
Josh Dambacher
Speaking Engagements October 13, 2011
Roundtable on Microcap Securities
Betty Santangelo
Speaking Engagements October 17, 2011
The Private Equity C-Level Summit
Phyllis Schwartz
Speaking Engagements October 19-20, 2011
ERB 84th Annual Conference 2011
Mark Brossman
Speaking Engagements October 19-21, 2011
SRZ Investment Management Hot Topics
David Efron, David Momborquette, Holly Weiss
Sponsored Events October 25, 2011
The Attorney-Client Privilege and Internal Investigations 2011
Jeffrey Robertson
Sponsored Events October 27, 2011
57th U.S. Annual Employee Benefits Conference
Mark Brossman
Speaking Engagements October 30-November 2, 2011
SRZ Webinar — Update on UK and US Insider Trading
Christopher Hilditch, David Momborquette, Peter White
Sponsored Events November 2, 2011
Financial Services Industry Regulatory Compliance & Ethics Forum 2011
Sung-Hee Suh
Speaking Engagements November 2, 2011
Sixth Annual National Institute on Securities Fraud
Howard Schiffman
Speaking Engagements November 3-4, 2011
26th National Conference on the Foreign Corrupt Practices Act
Betty Santangelo, Gary Stein
Sponsored Events November 7-10, 2011
The 13th Annual Effective Hedge Fund Tax Practices
David Cohen
Speaking Engagements November 7-8, 2011
"Bet the Company" Litigation 2011: Best Practices for Complex Cases
Sung-Hee Suh
Speaking Engagements November 8, 2011
SRZ Distressed Investing
David Karp
Sponsored Events November 9, 2011
Dodd-Frank Regulatory Reporting: A Practical Discussion on the Impact of Implementation of Form PF
Jason Kaplan
Speaking Engagements November 14, 2011
Financial Services M&A Symposium
David Nissenbaum, Joseph Vitale
Sponsored Events November 16, 2011
Business Law Section - 2011 Fall Meeting
Paul Roth
Speaking Engagements November 18-19, 2011
The Lawyer Funds Summit 2011
Christopher Hilditch
Speaking Engagements November 23-25, 2011
Regulatory Compliance 2011
Peter White
Sponsored Events November 30, 2011
OFAC Boot Camp
Betty Santangelo
Sponsored Events December 1-2, 2011
ERISA Litigation
Ronald Richman, Sung-Hee Suh
Speaking Engagements December 1, 2011
Headwinds in the Global Economy and Strategies for Regaining Traction
Paul Roth
Speaking Engagements December 6, 2011
SRZ Investment Management Hot Topics
Stephanie Breslow, Omoz Osayimwese, Phyllis Schwartz
Sponsored Events December 8, 2011
New York Hedge Fund Networking Group Membership Meeting
Lawrence Gelber, Craig Stein
Sponsored Events December 15, 2011
National CLE Conference
Mark Brossman, Ronald Richman
Speaking Engagements January 4-8, 2012
SRZ 21st Annual Private Investment Funds Seminar
Philippe Benedict, Stephanie Breslow, David Cohen, Josh Dambacher, Harry Davis, Jennifer Dunn, David Efron, Marc Elovitz, Nicholas Fagge, Steven Fredman, Lawrence Gelber, Alan Glickman, Robert Goldstein, Adam Harris, Marcy Harris, Christopher Hilditch, Daniel Hunter, Jason Kaplan, David Karp, Robert Kiesel, Eleazer Klein, Dan Kusnetz, Jeffrey Lenobel, David Momborquette, David Nissenbaum, Omoz Osayimwese, Daniel Oshinsky, John Pollack, Richard Presutti, Ronald Richman, David Rosewater, Paul Roth, Howard Schiffman, Phyllis Schwartz, Craig Stein, Gary Stein, Sung-Hee Suh, Michael Swartz, Shlomo Twerski, Paul Watterson, Jr., Holly Weiss, Peter White
Sponsored Events January 18, 2012
Defending Clients in DOJ and SEC Investigations
Jeffrey Robertson
Speaking Engagements January 19, 2012
2nd Annual Forum on AML and OFAC Compliance for the Insurance Industry
Betty Santangelo
Speaking Engagements January 24-25, 2012
IMS Regulatory Forum
Speaking Engagements January 25, 2012
SEC Registration of Investment Advisors
Marc Elovitz
Speaking Engagements February 7, 2012
European Hedge Fund Leadership Conference
Christopher Hilditch
Speaking Engagements February 8, 2012
Financial Markets in Turmoil: Impact on the Global Economy
Kristin Boggiano
Sponsored Events February 15, 2012
SRZ Webinar — Recent Developments in US Insider Trading Law and FCPA Enforcement
David Momborquette, Gary Stein, Sung-Hee Suh, Peter White
Sponsored Events February 23, 2012
SRZ London Investment Management Hot Topics
Josh Dambacher, Marc Elovitz, Christopher Hilditch, Daniel Shapiro, Nicholas Fagge
Sponsored Events February 28, 2012
Brazilian Investment Management 101
Daniel Hunter, Joseph Suh
Sponsored Events February 28, 2012
Quarterly Investor Relations and Business Development Forum
Jason Kaplan
Speaking Engagements February 29, 2012
12th Annual Anti-Money Laundering and Financial Crimes Conference
Betty Santangelo
Sponsored Events February 28-29, 2012
Starting A Hedge Fund? All You Need To Know
Christopher Hilditch
Speaking Engagements March 7, 2012
13th Annual International Conference on Private Investment Funds
Josh Dambacher, David Efron
Speaking Engagements March 11-13, 2012
7th Annual Prepaid Expo
Donald Mosher, Kara Kuchar
Sponsored Events March 12-14, 2012
White Collar Criminal Defense College
Peter White
Speaking Engagements March 15-20, 2012
2012 Compliance and Legal Society Annual Seminar
Steven Fredman, Betty Santangelo
Sponsored Events March 18-21, 2012
17th Annual International Anti-Money Laundering Conference
Betty Santangelo
Speaking Engagements March 19- 21, 2012
Business Law Section Meeting
Marc Elovitz
Speaking Engagements March 22-24, 2012
SRZ Investment Management Hot Topics
Philippe Benedict, Daniel Hunter, Shlomo Twerski
Sponsored Events April 3, 2012
Pension Plan Investments 2012
David Cohen
Speaking Engagements April 3, 2012
Form PF: Inside and Out
Jason Kaplan
Sponsored Events April 4, 2012
Potential Impact of JOBS Act on Hedge Fund Industry
David Efron, Paul Roth
Speaking Engagements April 12, 2012
Alpha Hedge 18th Annual Global Hedge Fund Summit
Harry Davis
Speaking Engagements April 15-17, 2012
The Challenges of Regulatory Implementation Faced by Private Investment Funds & Their Managers
Marc Elovitz
Speaking Engagements April 18, 2012
SEC Compliance Priorities Seminar
Marc Elovitz
Sponsored Events April 19, 2012
Annual London Funds Conference
Christopher Hilditch
Speaking Engagements April 18, 2012
GAIM Ops Cayman
Harry Davis
Speaking Engagements April 22-25, 2012
5th Advanced Forum on OFAC Enforcement and Compliance
Betty Santangelo
Sponsored Events April 25-26, 2012
SRZ Wake Up Call for Schools
Mark Brossman, Susan Bernstein
Sponsored Events April 25, 2012
Importance of Controlling Audit Confirmation Responses for Corporate CPAs
Jeffrey Robertson
Speaking Engagements April 25, 2012
Investments Institute
David Cohen
Speaking Engagements April 25, 2012
SRZ My Portfolio Company Did What!?
Howard Godnick, William (Bill) Gussman, Jr., John Pollack
Sponsored Events May 1, 2012
SRZ Webinar — European Distressed Debt and Claims Trading
David Karp
Sponsored Events May 2, 2012
SRZ Investment Management Hot Topics
Stephanie Breslow, Gary Stein, Sung-Hee Suh, Peter White
Sponsored Events May 8, 2012
The 3rd Annual Private Investment Funds Tax Master Class
Phyllis Schwartz
Speaking Engagements May 7-8, 2012
Fifteenth Annual Hedge Fund Conference
Stephanie Breslow, Marc Elovitz
Speaking Engagements May 20-22, 2012
The Power of Prepaid
Donald Mosher, Kara Kuchar
Sponsored Events June 3-6, 2012
SRZ Form PF
Jennifer Dunn, Marc Elovitz, Jason Kaplan
Sponsored Events June 6, 2012
65th Annual Conference on Labor
Mark Brossman
Speaking Engagements June 6-8, 2012
Summertime Summit 2012
Brad Caswell
Speaking Engagements June 18, 2012
Sea Changes at Hedge Funds
Jason Kaplan
Speaking Engagements June 20, 2012
Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World
Sung-Hee Suh
Speaking Engagements June 26, 2012
Private Investment Fund Accounting & Auditing Forum
Marc Elovitz
Speaking Engagements July 19-20, 2012
ERISA: The Evolving World 2012
David Cohen
Speaking Engagements August 6-7, 2012
SRZ Webinar — ISDA's Dodd-Frank Protocol: What the Buy-Side Needs to Know
Marc Elovitz, Craig Stein, Paul Watterson, Jr., Nanette Aguirre
Sponsored Events August 8, 2012
New York Global Regulatory Seminar
Paul Roth
Sponsored Events September 6, 2012
Operational Leaders Summit
Christopher Hilditch
Sponsored Events September 10-11, 2012
Prime Brokerage Form PF Workshop
Jason Kaplan
Speaking Engagements September 10, 2012
Legal Summit
Josh Dambacher, Cathy Weist
Sponsored Events September 11-12, 2012
Conflict Minerals: Understanding the Final Rules and Preparing to Comply
Michael Littenberg, Farzad Damania
Speaking Engagements September 13, 2012
JOBS Act Seminar
Josh Dambacher
Sponsored Events September 18, 2012
Global Prime Finance Hedge Fund Conference
Marc Elovitz
Speaking Engagements September 19, 2012
Second Annual Regulatory Reporting Panel: Form PF Lessons Learned & What’s Next?
Jason Kaplan
Speaking Engagements September 20, 2012
Symposium on Hedge Funds and Systemic Risk
Paul Roth
Speaking Engagements September 24, 2012
Bet the Company Litigation
Betty Santangelo
Speaking Engagements September 25, 2012
4th National Practical, Legal, and Compliance Forum on Balancing Innovation with Consumer Protection in Emerging Payment Systems
Donald Mosher, Joseph Vitale
Sponsored Events September 27, 2012
Private Equity Program
Marc Elovitz
Speaking Engagements October 1, 2012
Form PF: All the Wiser — What We Learned From the First Filing
Jason Kaplan
Speaking Engagements October 2, 2012
SRZ Bankruptcy Claims Trading Seminar
Lawrence Gelber, David Karp
Sponsored Events October 11, 2012
European Hedge Fund Thought Leadership Conference
Jason Kaplan
Speaking Engagements October 11, 2012
CPO Registration Workshop
Speaking Engagements October 11, 2012
17th Annual Chief Operating & Chief Financial Officer Forum
Steven Fredman
Speaking Engagements October 15-17, 2012
Prime Brokerage Conference
Daniel Hunter
Speaking Engagements October 17, 2012
Investment Due Diligence Process and Hedge Fund Best Practices
David Efron
Speaking Engagements October 17, 2012
SRZ Investment Management Hot Topics
David Efron, Kenneth Gerstein, Craig Stein, Joseph Suh, Jacob Preiserowicz
Sponsored Events October 23, 2012
EU Short Selling Rules
Speaking Engagements October 24, 2012
2nd Annual Private Equity Operations and Compliance Forum
Phyllis Schwartz
Speaking Engagements October 25-26, 2012
New Private Placement Rules Under the JOBS Act
Daniel Hunter, Brad Caswell
Sponsored Events October 25, 2012
Absolute Return Symposium 2012
Paul Roth
Speaking Engagements November 1-2, 2012
Tenth Annual Hedge Fund Seminar
Jason Kaplan, David Nissenbaum
Speaking Engagements November 8, 2012
3rd Annual Financial Services M&A Symposium
David Rosewater, Joseph Vitale
Sponsored Events November 8, 2012
58th U.S. Annual Employee Benefits Conference
Mark Brossman
Speaking Engagements November 11-14, 2012
Global China Roundtable
Paul Roth
Speaking Engagements November 12-14, 2012
SRZ Bankruptcy Claims Trading Seminar
Lawrence Gelber, David Karp
Sponsored Events November 15, 2012
Regulatory Compliance 2012
Paul Roth
Sponsored Events November 27, 2012
Advanced Forum on International & Cross-Border Payments
Kara Kuchar
Speaking Engagements November 27-28, 2012
SRZ Investment Management Hot Topics
Stephanie Breslow, Marc Elovitz, Omoz Osayimwese, Phyllis Schwartz, Joseph Smith, Brad Caswell, Russel Perkins
Sponsored Events November 28, 2012
Starting A Hedge Fund? All You Need To Know
Christopher Hilditch
Speaking Engagements November 28, 2012
SRZ Distressed Investing
Michael Cook, Stuart Freedman, Lawrence Gelber, Alan Glickman, Adam Harris, David Hillman, David Karp, Brian Pfeiffer, David Rosewater
Sponsored Events December 4, 2012
3rd OFAC Boot Camp
Betty Santangelo
Speaking Engagements December 5-6, 2012
SEC Investigation Response for Hedge Fund Managers — How to Prepare and Mistakes to Avoid
Theodore Keyes, Gary Stein
Speaking Engagements December 12, 2012
National CLE Conference
Ronald Richman
Speaking Engagements January 2-5, 2013
SRZ 22nd Annual Private Investment Funds Seminar
Philippe Benedict, Stephanie Breslow, David Cohen, Brian Daly, Josh Dambacher, Harry Davis, David Efron, Marc Elovitz, Nicholas Fagge, Steven Fredman, Kenneth Gerstein, William (Bill) Gussman, Jr., Adam Harris, Christopher Harrison, Christopher Hilditch, David Hillman, Daniel Hunter, Jason Kaplan, David Momborquette, David Nissenbaum, Omoz Osayimwese, Daniel Oshinsky, John Pollack, Richard Presutti, Ronald Richman, David Rosewater, Paul Roth, Howard Schiffman, Phyllis Schwartz, Joseph Smith, Craig Stein, Gary Stein, Joseph Suh, Sung-Hee Suh, Shlomo Twerski, Joseph Vitale, Alan Waldenberg, Paul Watterson, Jr., Holly Weiss, Peter White, Kristin Boggiano, Brad Caswell, Jesse Rubin, Jacob Preiserowicz
Sponsored Events January 15, 2013
3rd Annual Forum on AML and OFAC Compliance for the Insurance Industry
Betty Santangelo
Speaking Engagements January 22-23, 2013
Regulatory Forum 2013
Speaking Engagements January 23, 2013
ERISA Fiduciary Investment Basics 2013
David Cohen
Speaking Engagements February 6, 2013
Alternative Investment "Fireside Chat"
Daniel Hunter
Speaking Engagements February 8, 2013
13th Annual Anti Money Laundering Compliance Conference
Betty Santangelo
Speaking Engagements February 13-14, 2013
13th Annual Anti-Money Laundering & Financial Crimes Conference
Betty Santangelo
Sponsored Events February 26-27, 2013
COO and CFO Hedge Fund Symposium
Philippe Benedict, Brian Daly
Speaking Engagements March 3-5, 2013
2013 Prepaid Expo
Donald Mosher, Kara Kuchar
Sponsored Events March 4-6, 2013
Bank Strategy Forum
Joseph Vitale
Sponsored Events March 6, 2013
SRZ AIFM Directive: Requirements for Private Fund Managers
Marc Elovitz, Christopher Hilditch, Daniel Hunter
Sponsored Events March 6, 2013
14th Annual International Conference on Private Investment Funds
Christopher Hilditch, Paul Roth, Joseph Smith
Speaking Engagements March 10-12, 2013
SRZ AIFM Directive: Requirements for Private Fund Managers
Josh Dambacher, Christopher Hilditch
Sponsored Events March 13, 2013
SRZ London Investment Management Hot Topics
Josh Dambacher, David Efron, Marc Elovitz, Nicholas Fagge, Christopher Hilditch, Jim McNally, Paul Roth, Daniel Shapiro, Kerrie Walsh
Sponsored Events March 14, 2013
Compliance and Legal Society Annual Seminar
Steven Fredman, Betty Santangelo
Sponsored Events March 17-20, 2013
SRZ AIFM Directive: Requirements for Private Fund Managers
Josh Dambacher, Kerrie Walsh
Sponsored Events March 19, 2013
Collateral Initiatives Conference — Regulation, Documentation and Operations
Kristin Boggiano
Speaking Engagements March 21, 2013
Advanced National Forum on NLRB and Labor Law Disputes and Litigation
Mark Brossman
Speaking Engagements March 21-22, 2013
Spring Symposium 2013
Christopher Hilditch
Speaking Engagements March 21, 2013
SRZ Investment Management Hot Topics
Brian Daly, Jennifer Dunn, Marc Elovitz, Brad Caswell
Sponsored Events April 4, 2013
Business Law Section Spring Meeting
Paul Roth, Joseph Vitale
Speaking Engagements April 4-6, 2013
SRZ AIFM Directive: Requirements for Private Fund Managers
Marc Elovitz, Nicholas Fagge, Christopher Hilditch
Sponsored Events April 9, 2013
Are You Prepared for Visitors? Let's Talk About SEC Audits!
Brian Daly, Phyllis Schwartz
Sponsored Events April 9, 2013
2nd Annual Investors' Conference on CLOs and Leveraged Loans
Craig Stein
Sponsored Events April 10-11, 2013
Spring 2013 Compliance Conference
Brian Daly
Speaking Engagements April 10-12, 2013
Conflict Minerals: Industry Veterans Speak Out on the Changing Requirements of Due Diligence
Michael Littenberg
Speaking Engagements April 10, 2013
SRZ AIFM Directive: Requirements for Private Fund Managers
Jim McNally, Joseph Smith
Sponsored Events April 11, 2013
Premier Hedge Fund Client Conference
David Efron, Kenneth Gerstein
Speaking Engagements April 17-19, 2013
SRZ What Private Funds Need to Know About the Swap Rules
Marc Elovitz, Craig Stein, Kristin Boggiano, Jacob Preiserowicz
Sponsored Events April 23, 2013
SEC Investigation Response for Hedge Fund Managers — How to Prepare and Mistakes to Avoid
Gary Stein, Theodore Keyes
Speaking Engagements May 14, 2013
Corporate Governance in the Hedge Fund Industry
Christopher Hilditch
Speaking Engagements May 14, 2013
Ambrose Connects 2013
David Cohen, Brian Daly, Omoz Osayimwese
Sponsored Events May 15, 2013
Hedge Fund Launch 2.0: Navigating the New Environment
Craig Stein
Speaking Engagements May 15, 2013
The 4th Annual Private Investment Funds Tax Master Class
Phyllis Schwartz
Speaking Engagements May 16-17, 2013
Sixteenth Annual Hedge Fund Conference
Marc Elovitz, Steven Fredman
Speaking Engagements May 19-20, 2013
SEC Presence Exams: What to Expect and How to Prepare
Marc Elovitz
Speaking Engagements May 29, 2013
66th Annual Conference on Labor
Mark Brossman
Speaking Engagements June 6-7, 2013
2nd Advanced Forum on International & Cross-Border Payments
Kara Kuchar
Speaking Engagements June 13-14, 2013
Collateral Initiatives Conference: Regulation, Documentation and Operations
Kristin Boggiano
Speaking Engagements June 13, 2013
SRZ Investment Management Hot Topics
Philippe Benedict, Brian Daly, David Efron, Jason Kaplan
Sponsored Events June 18, 2013
Preparing for the AIFMD
Speaking Engagements June 18, 2013
Implications of the Affordable Care Act for Multi-Employer and Single-Employer Plans: What You Need to Know
Mark Brossman, Melissa Jacoby
Speaking Engagements June 21, 2013
SummerTime Summit 2013
Brad Caswell
Speaking Engagements June 23-25, 2013
JOBS Act: SEC's New Regime for Private Placements
Paul Roth
Speaking Engagements July 12, 2013
The Hedge Fund Accounting and Compliance Forum
Marc Elovitz
Speaking Engagements July 25-26, 2013
The JOBS Act: Public Offerings and Private Placements
Marc Elovitz
Speaking Engagements August 1, 2013
Business Law Section Annual Meeting
Marc Elovitz
Speaking Engagements August 9-11, 2013
Fund Sales: Must the Broker Be Registered?
Marc Elovitz
Speaking Engagements August 15, 2013
SRZ "Bad Actor" Disclosure and Disqualification Provisions of Rule 506
Brian Daly, Marc Elovitz, Brad Caswell
Sponsored Events September 10, 2013
New Era of Hedge Fund Marketing, Post AIFMD and the JOBS Act
Daniel Hunter
Speaking Engagements September 10, 2013
Collateralized Loan Obligations: Investing, Structuring and Managing
Joseph Suh, Paul Watterson, Jr.
Sponsored Events September 12, 2013
European Operational Leaders Summit
Josh Dambacher, Christopher Hilditch
Sponsored Events September 16-18, 2013
SRZ What the Buy-Side Needs to Know About Dodd-Frank
Craig Stein, Kristin Boggiano, Ron Feldman, Jacob Preiserowicz
Sponsored Events September 17, 2013
The SEC's Custody Rule
Marc Elovitz
Speaking Engagements September 19, 2013
AMG/AMF Swaps Execution Conference
Kristin Boggiano
Sponsored Events September 24, 2013
Thought Leadership Series: AIFMD Breakfast Briefing
Christopher Hilditch
Speaking Engagements September 25, 2013
Documenting and Negotiating Prime Brokerage Agreements
Craig Stein, Wayne Teigman
Sponsored Events September 26, 2013
Third Annual Global Distribution Seminar
Jason Kaplan
Speaking Engagements October 1, 2013
Fund Governance Summit: Regulatory Enforcement, Dispute Resolution and Asset Recovery
Daniel Hunter
Speaking Engagements October 2, 2013
New Opportunities for Hedge Fund Marketing: How to Create an Effective Ad Campaign While Avoiding Regulatory Pitfalls
Brad Caswell
Speaking Engagements October 4, 2013
Money2020 v2.0
Donald Mosher, Joseph Vitale
Sponsored Events October 6-9, 2013
28th Annual Fall Investment Adviser & Broker-Dealer Conference
Speaking Engagements October 9-11, 2013
SRZ Investment Management Hot Topics
Brian Daly, Marc Elovitz, Brad Caswell, Jacob Preiserowicz
Sponsored Events October 10, 2013
SRZ What the Buy-Side Needs to Know About Dodd-Frank
Craig Stein, Kristin Boggiano, Nanette Aguirre
Sponsored Events October 15, 2013
Hedge Fund Regulation & Compliance 2013 Forum
Speaking Engagements October 15, 2013
SRZ Private Equity: Fund and Deal Terms Conference
Stephanie Breslow, Robert Goldstein, Robert Loper, Omoz Osayimwese, Ronald Risdon, David Rosewater, Phyllis Schwartz, Joseph Smith, Shlomo Twerski
Sponsored Events October 17, 2013
4th Annual Private Equity Operations & Compliance Forum
Phyllis Schwartz
Speaking Engagements October 17-18, 2013
SRZ AIFM Directive Update: Requirements for Private Fund Managers
Josh Dambacher, Marc Elovitz, Christopher Hilditch
Sponsored Events October 22, 2013
SEFS: What You Need to Know
Kristin Boggiano
Sponsored Events October 23, 2013
2013 Legal and Legislative Issues Conference
Joseph Vitale
Sponsored Events October 24-25, 2013
Financial Services Industry Regulatory Compliance & Ethics Forum 2013
Sung-Hee Suh
Speaking Engagements October 30, 2013
SRZ What the Buy-Side Needs to Know About Dodd-Frank
Craig Stein, Kristin Boggiano, Ron Feldman
Sponsored Events November 6, 2013
45th Annual Securities Regulation Institute
Paul Roth
Speaking Engagements November 6-8, 2013
Compliance 2013
Marc Elovitz
Sponsored Events November 7, 2013
Prime Brokerage Forum 2013
Brian Daly
Speaking Engagements November 7, 2013
SRZ AIFM Directive Update: Requirements for Private Fund Managers
Josh Dambacher, Nicholas Fagge
Sponsored Events November 12, 2013
Hedge Fund Client Advisory Council
Brian Daly
Speaking Engagements November 12-13, 2013
Global Regulatory Outlook 2014 Launch
Marc Elovitz
Speaking Engagements November 14, 2013
13th Annual Hedge Fund Conference
Marc Elovitz
Speaking Engagements November 14, 2013
User Conference 2013
Brad Caswell
Speaking Engagements November 18-19, 2013
OTC Derivatives Clearing Risk and Capital
Craig Stein
Speaking Engagements November 19, 2013
Does Advertising Equal AUM?
Brad Caswell
Speaking Engagements November 19, 2013
Financial Services M&A Symposium
David Rosewater, Joseph Vitale
Sponsored Events November 20, 2013
SEFs, CCPs and SDRs: An Examination and Review for the Buyside
Kristin Boggiano
Speaking Engagements November 21, 2013
2013 Business Law Section Fall Meeting
Paul Roth
Speaking Engagements November 22-23, 2013
Hedge Fund Start-Up Conference 2013
Christopher Hilditch
Speaking Engagements November 28, 2013
SRZ Employment & Employee Luncheon for Investment Managers
Brian Daly, Ronald Richman, Holly Weiss, Samuel Estreicher
Sponsored Events December 3, 2013
4th Economic Sanctions Bootcamp
Betty Santangelo
Speaking Engagements December 4-5, 2013
CLO Summit
Craig Stein
Sponsored Events December 8-10, 2013
Swap Execution Facilities: The Evolution of OTC Trading
Kristin Boggiano
Speaking Engagements December 10, 2013
Defending Corporations and Individuals in Government Investigations
Jeffrey Robertson
Speaking Engagements December 11, 2013
General Counsel Forum
Ronald Richman, Holly Weiss
Speaking Engagements December 19, 2013
National CLE Conference
Ronald Richman
Speaking Engagements January 8-12, 2014
Final Volcker Rule: Overview and Likely Implications
Joseph Vitale
Speaking Engagements January 9, 2014
SRZ 23rd Annual Private Investment Funds Seminar
Philippe Benedict, Barry Bohrer, Stephanie Breslow, David Cohen, Brian Daly, Harry Davis, Peter Declercq, Jennifer Dunn, David Efron, Marc Elovitz, Nicholas Fagge, Steven Fredman, Susan Frunzi, Kenneth Gerstein, Alan Glickman, Adam Harris, Christopher Hilditch, Daniel Hunter, Jason Kaplan, Dan Kusnetz, Jeffrey Lenobel, David Momborquette, David Nissenbaum, Omoz Osayimwese, Martin Perschetz, Lisa Prager, David Rosewater, Paul Roth, Howard Schiffman, Phyllis Schwartz, Joseph Smith, Craig Stein, Sung-Hee Suh, Michael Swartz, Shlomo Twerski, Paul Watterson, Jr., Peter White, Julian Wise, Samuel Estreicher, Kristin Boggiano, Brad Caswell, David Griffel, Jesse Rubin, Ron Feldman, Jacob Preiserowicz
Sponsored Events January 14, 2014
2nd National Advanced Summit on Reform, Regulation and Enforcement of Derivative Transactions
Nanette Aguirre
Speaking Engagements January 14-15, 2014
ABS Vegas 2014
Craig Stein
Sponsored Events January 21-24, 2014
4th Annual Forum on AML & OFAC Compliance for the Insurance Industry
Betty Santangelo
Speaking Engagements January 21-22, 2014
Volcker Rule Seminar
Joseph Vitale
Speaking Engagements January 24, 2014
Hedge Fund Compliance & Regulatory Challenges 2014
Brian Daly
Speaking Engagements January 28, 2014
Anti-Money Laundering and Financial Crimes Conference
Betty Santangelo
Sponsored Events January 29-30, 2014
2014 Outlook for '40 Act Funds
Kenneth Gerstein
Sponsored Events January 30, 2014
SRZ Swap Execution Facilities: The Onboarding Process
Craig Stein, Kristin Boggiano
Sponsored Events February 4, 2014
G-20 Reporting Requirements Conference: Implementation in US and Internationally
Kristin Boggiano
Speaking Engagements February 4, 2014
Alternative Investor Institute Senior Delegates Roundtable
Marc Elovitz
Speaking Engagements February 4-6, 2014
Fourth Annual European Hedge Fund Leadership Conference
Josh Dambacher
Speaking Engagements February 12, 2014
Emerging Manager COO/CFO Conference
Jennifer Dunn, Marc Elovitz
Speaking Engagements February 19, 2014
SRZ The Final Volcker Rule: What Private Fund Managers Not Affiliated with a Bank Need to Know
David Nissenbaum, Joseph Vitale
Sponsored Events February 20, 2014
Annual Regulatory Forum 2014
Speaking Engagements February 25, 2014
Hedge Fund Symposium 2014
Brian Daly, David Efron, Richard Presutti, Shlomo Twerski
Sponsored Events March 2-4, 2014
How to Prepare for an SEC Examination
Marc Elovitz
Speaking Engagements March 4, 2014
Swaps Execution in the New Regulatory Environment
Craig Stein
Sponsored Events March 5, 2014
2014 Operations for Alternatives
Marc Elovitz, Paul Roth, Joseph Suh
Speaking Engagements March 5-7, 2014
15th Annual International Conference on Private Investment Funds
Brian Daly, Jason Kaplan
Speaking Engagements March 9-11, 2014
Corporate Funds Roundtable
Marc Elovitz
Speaking Engagements March 11, 2014
SEFs, CCPs and SDRs: An Examination and Review for the Buyside
Kristin Boggiano
Speaking Engagements March 11, 2014
SRZ London Investment Management Hot Topics
Brian Daly, Josh Dambacher, Peter Declercq, Marc Elovitz, Nicholas Fagge, Christopher Hilditch, Jason Kaplan, Jim McNally, Paul Roth, Daniel Shapiro, Sonya Van de Graaff, Kerrie Walsh, Steven Whittaker, Cathy Weist, Ron Feldman
Sponsored Events March 12, 2014
Labor, Employment and Benefits Legal Issues When Buying and Selling Companies
Ronald Richman, Samuel Estreicher
Speaking Engagements March 13, 2014
2014 Mutual Funds and Investment Management Conference
Kenneth Gerstein
Speaking Engagements March 16-19, 2014
SEF: The Evolution of OTC Trading
Kristin Boggiano
Speaking Engagements March 18, 2014
OTC Derivatives Clearing Risk and Capital
Craig Stein
Speaking Engagements March 25, 2014
SRZ Liability Insurance for Investment Fund Managers
Marc Elovitz, Howard Epstein, William (Bill) Gussman, Jr., Theodore Keyes
Sponsored Events March 26, 2014
Compliance & Legal Society Annual Seminar
Betty Santangelo
Sponsored Events March 30-April 2, 2014
Pension Plan Investments 2014: Current Perspectives
David Cohen
Speaking Engagements April 1, 2014
41st Annual National Conference: Achieving Successful Results in Higher Education Through Collective Bargaining
Mark Brossman
Speaking Engagements April 6-8, 2014
SRZ FATCA Update for Investment Fund Managers
Philippe Benedict, Nicholas Fagge, Shlomo Twerski, Steven Whittaker
Sponsored Events April 8, 2014
The Investor Relations and Business Development Forum
David Nissenbaum, Joseph Vitale
Speaking Engagements April 10, 2014
3rd Annual Investors' Conference on CLOs and Leveraged Loans
Craig Stein
Sponsored Events April 22-23, 2014
SRZ Swaps Update: Segregation of Initial Margin for Uncleared Swaps
Daniel Hunter, Craig Stein, Kristin Boggiano
Sponsored Events April 24, 2014
SRZ European Bank Debt and Claims Trading
David Karp, Anthony Lombardi, Alexia Petrou
Sponsored Events April 29, 2014
Growth Capital Expo 2014
Eleazer Klein
Speaking Engagements April 29-May 1, 2014
GRC Summit 2014
Michael Littenberg
Speaking Engagements April 29-May 1, 2014
Derivatives OTC Clearing
Craig Stein, Kristin Boggiano
Sponsored Events April 30, 2014
SRZ European Bank Debt and Claims Trading
David Karp, Sonya Van de Graaff, Anthony Lombardi
Sponsored Events May 7, 2014
Compliance 2014
Brian Daly, Paul Roth
Sponsored Events May 7, 2014
Business Law Section Spring Meeting
Daniel Hunter
Speaking Engagements May 12, 2014
Hedge Fund Business Forum
Christopher Hilditch
Sponsored Events May 13, 2014
Fund Governance Thought Leadership Conference
Steven Whittaker
Speaking Engagements May 13-14, 2014
Conflict Minerals Management: The Court’s Ruling, Your Filing Obligations, and Planning Ahead
Michael Littenberg
Speaking Engagements May 14, 2014
Seventeenth Annual Hedge Fund Conference
Marc Elovitz, Steven Fredman
Speaking Engagements May 19-21, 2014
SRZ London Breakfast Briefing
David Cohen
Sponsored Events May 21, 2014
FCPA Risks for Private Equity & Hedge Funds
Sung-Hee Suh
Speaking Engagements May 21, 2014
The 5th Annual Private Investment Funds Tax Master Class
Phyllis Schwartz
Speaking Engagements May 21-22, 2014
SRZ Cybersecurity: Obligations and Expectations for Investment Fund Managers
Brian Daly, Marc Elovitz, Michael Yaeger
Sponsored Events May 22, 2013
SRZ European Bank Debt and Claims Trading
David Karp, Sonya Van de Graaff, Neil Begley, Alexia Petrou
Sponsored Events May 22, 2014
Law & Economics Thought Leaders Speaker Series
Paul Roth
Speaking Engagements May 28. 2014
Active Management of Alternative Strategies for Family Offices
Brian Daly, David Griffel
Speaking Engagements May 29, 2014
21st National Wage and Hour Claims and Class Actions
Mark Brossman
Speaking Engagements May 29-30, 2014
SRZ European Bank Debt and Claims Trading
David Karp, Sonya Van de Graaff, Anthony Lombardi
Sponsored Events June 4, 2014
25th Annual Conference on Globalisations of Investment Funds
Christopher Hilditch
Speaking Engagements June 8-10, 2014
Derivatives Hot Topics 2014: Hear from the Experts
Kristin Boggiano
Sponsored Events June 10, 2014
6th Annual Asia Pacific Hedge Fund Leadership Conference
Brian Daly
Speaking Engagements June 10, 2014
The Power of Prepaid
Donald Mosher, Jessica Sklute
Sponsored Events June 11-13, 2014
Outside Counsel Forum
Kenneth Gerstein
Speaking Engagements June 12, 2014
3rd Annual InvestorOps
Daniel Hunter
Speaking Engagements June 16-17, 2014
SRZ 2nd Annual Private Equity Fund Conference
Stephanie Breslow, Robert Goldstein, Robert Loper, Omoz Osayimwese, Ronald Risdon, Phyllis Schwartz, Joseph Smith, Michael Swartz
Sponsored Events June 17, 2014
SEC Investigation Response for Asset Managers: How to Prepare and Mistakes to Avoid
Gary Stein, Theodore Keyes
Speaking Engagements June 18, 2014
SummerTime Summit 2014
Daniel Hunter
Speaking Engagements June 22-24, 2014
US Operational Leaders Summit 2014
Howard Schiffman, Peter White
Sponsored Events June 23-24, 2014
Manager Education Series — Marketing 2.0
Josh Dambacher
Speaking Engagements June 26, 2014
Fifteenth Annual Private Equity Forum
Marc Elovitz
Speaking Engagements June 30-July 1, 2014
SRZ Advanced Conflict Minerals Rule Compliance Series
Michael Littenberg, Sung-Hee Suh
Sponsored Events July 9, 2014
SEC Examinations: Minimizing Enforcement Risk
David Momborquette, Sung-Hee Suh
Sponsored Events July 10, 2014
SRZ Private Equity Fund Compliance Update
Stephanie Breslow, Brian Daly, Marc Elovitz, Omoz Osayimwese, Phyllis Schwartz, Joseph Smith, Brad Caswell
Sponsored Events July 16, 2014
Private Investment Fund Accounting, Operations & Compliance Forum
Phyllis Schwartz
Speaking Engagements July 28-29, 2014
SRZ FCPA, M&A and Private Equity
John Pollack, Lisa Prager, Gary Stein, Sung-Hee Suh
Sponsored Events July 30, 2014
Legal Series 2014: The Attorney-Client Privilege and Internal Investigations
Jeffrey Robertson
Speaking Engagements August 27, 2014
The Private Investment Funds Due Diligence Summit
Phyllis Schwartz
Speaking Engagements September 22-23, 2014
Stress Testing for Medium-Sized Banks
Joseph Vitale
Speaking Engagements September 29, 2014
22nd National Forum on Wage & Hour Claims and Class Actions
Mark Brossman
Speaking Engagements September 29-30, 2014
10th National Forum on Prepaid Card Compliance
Donald Mosher, Jessica Sklute
Speaking Engagements October 6-7, 2014
The Trading Show New York
Kristin Boggiano
Speaking Engagements October 8, 2014
Employment Law Institute 2014
Mark Brossman
Speaking Engagements October 20-21, 2014
Banking Industry Board Forum
Joseph Vitale
Sponsored Events October 22, 2014
Money2020
Donald Mosher, Joseph Vitale
Sponsored Events November 2-6, 2014
Legal Series: How to Effectively Deal with an SEC Investigation in 2014
Jeffrey Robertson
Speaking Engagements November 10, 2014
Financial Services M&A Symposium
David Rosewater, Joseph Vitale
Sponsored Events November 11, 2014
5th Annual Private Equity Tax, Operations & Compliance Forum
Phyllis Schwartz
Speaking Engagements November 13-14, 2014
Hedge Fund and Private Equity Enforcement and Regulatory Developments 2014
Marc Elovitz
Speaking Engagements November 18, 2014
CLO Summit
Craig Stein
Sponsored Events December 7-9, 2014
Hedge Fund Compliance & Regulatory Challenges 2015
Brian Daly
Speaking Engagements January 7, 2015
ABS Vegas 2015
Sponsored Events February 8-11, 2015

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