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James M. Wines
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1152 Fifteenth Street, NW, Suite 850
Washington, D.C. 20005
United States of America
P: +1 202.729.7463
E:
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James M. Wines is a special counsel in the Washington, D.C. office, where the focus of his practice is securities litigation, including representing issuers, officers and directors, broker-dealers, registered representatives, investment funds and fund managers in investigations and enforcement proceedings before the SEC and FINRA, and in related civil litigation in federal and state courts and in arbitration proceedings. He has particular expertise in litigation related to complex transactions and market regulation of the equities and derivatives markets.
Selected Publications
“Guo Chun Di v. Carroll: The Refugee Status of Chinese Nationals Fleeing Persecution Resulting From China’s Coercive Population Control Measures,” North Carolina Journal of International Law & Commercial Regulation, Vol. 20, Issue 3.
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Bar Admissions
- District of Columbia
- New York
Education
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University of North Carolina School of Law, J.D., with honors, 1995
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University of North Carolina at Greensboro, B.A., 1992
Prior Experience
Dickstein Shapiro LLP, 1995-2008
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