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2008
December 1, 2008
Primer on CFTC Form 40 and Related Reporting and Recordkeeping Requirements
Ida Draim
|
David Aron
November 26, 2008
Financial Crisis: Alerts and Updates
November 26, 2008
Chancellor Proposes Special Insolvency Procedures for Investment Firms Holding Client Assets or Money
November 26, 2008
FDIC Augments OCC Action to Expand Pool of Troubled Financial Institution Buyers
November 25, 2008
OCC Introduces New Charter Method to Expand Pool of Troubled Financial Institution Buyers
November 20, 2008
New Requirements for Background Checks
November 18, 2008
SRZ Releases Shareholder Activism Insight Report in Association with mergermarket
David Rosewater
|
Marc Weingarten
November 14, 2008
Lehman Brothers Debtors Seek to Establish Procedures for Assuming and Assigning Pre-Petition Derivatives Contracts and Settling Termination Payments
November 13, 2008
Roth Discusses Hedge Fund Industry on CNBC's "Squawk Box"
Paul Roth
November 14, 2008
Bankruptcy Court Sets Deadlines for Filing Claims Against Lehman Brothers Inc.
November 13, 2008
OFAC Revokes Iran’s ‘U-Turn’ License
November 3, 2008
Schulte Roth & Zabel Expands Fund Practice in UK with Addition of Nick Terras
Nick Terras
November 4, 2008
NFA Adopts Forex Disclosure and Reporting Rules
November 3, 2008
Narrow View of Prior Knowledge Exclusion Adopted
Howard Epstein
|
Theodore Keyes
November 5, 2008
SEC Mandates Electronic Filing of Form D After Initial Transition Period
November 1, 2008
SRZ No. 1 in American Lawyer for Tech Support
October 31, 2008
OFAC Publishes Economic Sanctions Enforcement Guidelines as Interim Final Rule, Effective Sept. 8, 2008
October 31, 2008
FinCEN Withdraws Proposed Anti-Money Laundering Rules for Unregistered Investment Companies, Commodity Trading Advisors and Investment Advisers
October 31, 2008
FSA Clarifies Short Sale Disclosure Requirements
October 31, 2008
FTC Announces Delay in Enforcement of Red Flag Rules
October 28, 2008
SRZ Hosts Forum with Managed Funds Association on LBIE Insolvency
Adam Harris
|
Paul Roth
October 24, 2008
Involuntary Bankruptcy: Practical Tips and Advice for Creditors
Michael Cook
|
Lawrence Gelber
|
Adam Harris
|
David Hillman
October 23, 2008
Update on SEC Form SH Filing Requirements
October 23, 2008
SRZ Ranked No. 1 for First Three Quarters of 2008 in PIPE Market League Tables
October 22, 2008
Impact of IRC Section 457A on Fund Structures
October 21, 2008
Quigley Company Fends Off Motion for Examiner
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
October 21, 2008
New Requirements for New York Employers
October 21, 2008
2009 Dollar Limits for Retirement Plans
October 16, 2008
SEC Adopts New Short Selling Rules
October 16, 2008
SEC Extends Form SH Short Sale Reporting Until Aug. 1, 2009, and Modifies Timing and Scope of Disclosure
October 10, 2008
Amendments to the Americans with Disabilities Act
October 9, 2008
NYSE and Nasdaq Modify Director Independence Rules
October 7, 2008
Tax Legislation Limits Future Deferrals, Penalizes Future Side Pocket Incentive Fees from Offshore Funds
October 7, 2008
Delaware Chancery Court Orders Hexion to Perform Its Obligations
October 6, 2008
The Emergency Economic Stabilization Act of 2008
October 3, 2008
SEC Extends Emergency Orders
October 1, 2008
How to Avoid Insider Preference Liability
Michael Cook
September 30, 2008
Registered Investment Advisers Required to Provide Notifications of Changes to Custody Arrangements
September 29, 2008
Recent Treasury Guidance on the Structuring of Faculty Salary and Similar Arrangements
September 26, 2008
SEC Provides New Guidance on the Use of Company Websites
September 26, 2008
SEC Issues Guidance on Form SH
September 25, 2008
Financial Institutions Must Adopt Programs Addressing ‘Red Flag Rules,’ ‘Special Rules for Card Issuers’ and ‘Address Discrepancy Rules’
September 25, 2008
Counterparty Risk Issues: Lessons Learned from the Recent Credit/Liquidity Crisis
Paul Roth
September 25, 2008
UPDATE No. 1: Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding U.S.A. and United Kingdom)
September 25, 2008
FSA Clarifies Short Sale Prohibition and Disclosure Requirements
September 24, 2008
New Resource Guide Provides Advice on Developing and Implementing Policies for Students with Life-Threatening Allergies
September 23, 2008
SEC Amends Emergency Order Banning Short Sales of Financial Firm Securities
September 23, 2008
Federal Reserve Provides Greater Flexibility for Non-Controlling Investments in Banks and Bank Holding Companies
September 22, 2008
SEC Announces “Sweeping Expansion” of Its Investigation of Short Selling by Hedge Funds and Other Market Participants...
September 21, 2008
Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding USA and United Kingdom)
September 19, 2008
SEC Bans Short Selling and Imposes New Disclosures
September 19, 2008
FSA Bans Short Selling in Financial Stocks and Requires Daily Short-Position Disclosures
September 18, 2008
SRZ Wins Hedge Fund Journal Award for Leading US Law Firm
Paul Roth
September 18, 2008
SEC Adopts New Short Sale Rules
September 18, 2008
'Amato': Second Circuit Recognizes Costs of Being Victim
Harry Sandick
September 18, 2008
Zabel Announces first "Steinberg Distinguished Playwright Award"
William Zabel
Fall 2008
Activist Investing Developments - Fall 2008
Marc Weingarten
|
David Rosewater
|
Barry McCarty
|
William Cassin
|
Emily Vincent
Fall 2008
The Permissible Scope of Bylaws:
CA, Inc. v. AFSCME Employees Pension Plan
Fall 2008
Stockholders’ Rights to Demand Inspection of Corporate Books and Records: Recent Developments
Fall 2008
“Plans” to Sell Stock: SEC 13D Settlement with Kerkorian
September 10, 2008
SRZ Bolsters Investment Management Practice in London
Josh Dambacher
September 10, 2008
Schulte Roth & Zabel Partner Takes on Additional Role
Daniel Shapiro
September 10, 2008
New York Landlords Required to Provide Notification of Indoor Air Contaminants
September 4, 2008
New NASDAQ Rule Allows SPAC Listings
September 1, 2008
SRZ Scores on Bankruptcy League Tables
Lawrence Gelber
August 28, 2008
NYC Department of Health Issues New Regulations for Kindergarten and Pre-Kindergarten Programs
August 28, 2008
Deadline for Complying with the Final Section 409A Regulations Governing Deferred Compensation Arrangements is Dec. 31, 2008
August 18, 2008
Bankruptcy Appeals Court Limits Lien-Stripping in § 363(B) Asset Sale
August 12, 2008
SEC Sanctions Brokerage Firms for Failing to Comply with Anti-Money Laundering Rule
August 7, 2008
Amendments to Brownfield Cleanup Program Alter Tax Credits But Not Eligibility Criteria
August 1, 2008
SRZ Wins Claim Estimation Motion Against Carrier Claiming Creditor Status
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
July 31, 2008
Tenth Circuit Finds No Insider Preference Liability Based On Close Relationship Alone
July 30, 2008
SEC Extends Emergency Order Restricting Short Selling
July 25, 2008
Court Dismisses Wood River Investors’ Claims Against Prime Broker
Summer 2008
Private Equity Developments - Summer 2008
Michael Littenberg
|
Benjamin Polk
|
Christian Mittweg
|
Martin Ruhaak
July 17, 2008
Paul Roth Appears on CNBC's "Squawk Box"
Paul Roth
July 1, 2008
Schulte Roth & Zabel Expands Securities Litigation Team with Addition of Prominent Group, Launch of D.C. Office
Howard Schiffman
|
Mark Mandel
|
Ida Draim
|
Eric Bensky
|
James Wines
July 17, 2008
SRZ Ranked No. 1 for First Half of 2008 in PIPE Market League Tables
July 17, 2008
Kindergarten and Pre-Kindergarten Programs Exempt from Article 47
July 16, 2008
Oversecured Creditor Wins Default Interest Issue
July 16, 2008
SEC Issues Emergency Order Restricting Short Selling
Summer 2008
Impact of Proposed CFIUS Regulations on Foreign Investment in U.S. Private Equity
Summer 2008
Time to Add SPACs to Your Repertoire?
July 1, 2008
Private Equity Funds: Formation and Operation
Stephanie Breslow
|
Phyllis Schwartz
Summer 2008
Tips on Complying with U.S. Department of Labor Fee Disclosure Rules
Ronald Richman
|
Erica Frank
June 30, 2008
Fifth Circuit Reverses Equitable Subordination of Insiders’ Secured Loan
June 30, 2008
Investments in Banks: Possible Regulatory Developments
June 26, 2008
SEC Approves One-Year Extension of SOX Section 404(b) Compliance Date for Non-Accelerated Filers
June 20, 2008
The 'General Counsel' Model
Daniel Greenberg
June 18, 2008
New NYSE Rule Allows SPACs to List on ‘Big Board’
June 18, 2008
UK FSA Issues Guidance on New Short Selling Rule
June 16, 2008
UK FSA Rule on Short Selling in Rights Issues, Effective 20 June 2008
June 12, 2008
SRZ Partner Named to Board of Directors of 100 Women in Hedge Funds
Stephanie Breslow
June 5, 2008
District Court Affirms Decision to Deny Cayman Islands Hedge Funds Access to U.S. Bankrupcty Court Under Chapter 15
May 30, 2008
SEC Proposes Mandatory XBRL Tagging
May 23, 2008
SEC Expands Flexibility of Business Development Companies
May 23, 2008
New Law Bans Genetic Discrimination
May 21, 2008
SEC Sets Fee Rate for Fiscal Year 2009
May 20, 2008
New Legislation Limiting Deferral of Offshore Compensation Proposed; Side Pocket Incentive Fees May Be Significantly Impacted
May 13, 2008
CFTC 'Event Contracts' Concept Release May Lead to New, Uncorrelated Trading Opportunities
May 8, 2008
Consequential Damages: Only if Forseen at Time of Pact
Howard Epstein
|
Theodore Keyes
May 1, 2008
Environmental Due Diligence in the Era of Climate Change
Lawrence Schnapf
May 1, 2008
SRZ Partners Selected for The Burton Awards for Legal Achievement
Betty Santangelo
|
Gary Stein
April 29, 2008
Fund Seeding Landscape Changes
Philippe Benedict
|
Steven Fredman
|
David Nissenbaum
April 28, 2008
SRZ Places No. 1 Again in PIPEs for First Quarter 2008
April 17, 2008
Highlights and Analysis of PWG Asset Managers' Committee Report on Hedge Fund Best Practices
April 16, 2008
Ninth Circuit OKs Coordinated Civil/Criminal Probes
Harry Sandick
|
Sung-Hee Suh
April 2008
Sharper Image Bankruptcy: Ramifications for the Gift Card Industry
Richard Foster
April 15, 2008
President’s Working Group on Financial Markets Releases Asset Managers’ Committee Report ‘Best Practices for the Hedge Fund Industry’ and Investors’ Committee Report ‘Principles and Best Practices for Hedge Fund Investors’
Spring 2008
Activist Investing Developments - Spring 2008
Marc Weingarten
|
David Rosewater
|
Avital Gopas
Spring 2008
Proxy Campaign Websites and the Compliance Questions They Raise
Spring 2008
Short Slates, Majority Slates and Full Slates: Strategic and Voting Considerations
April 4, 2008
SRZ's Bank Regulatory Group Receives IFLR Award
Donald Mosher
|
Joseph Vitale
April 3, 2008
Summary of the U.S. Treasury Department’s ‘Blueprint for a Modernized Financial Regulatory Structure’
March 31, 2008
Time to Add SPACS to Your Repertoire?
Michael Littenberg
March 28, 2008
Summary of Deferred Prosecution Agreement and FinCEN Civil Money Penalty Against Sigue Corporation and Sigue LLC
Betty Santangelo
|
Jessica Sklute
|
Ana Kang
March 28, 2008
Regulators Investigating Market Rumors
March 27, 2008
Mark Brossman Receives Groat Award
Mark Brossman
March 19, 2008
The Risks Associated with Financial Counterparties
March 17, 2008
Recent Developments in Labor and Employment Law
March 2008
SRZ Continues to Work on Behalf of FEMA Victims
Howard Godnick
March 12, 2008
Breach of Fiduciary Duty by Insiders of Chapter 11 Debtors
March 6, 2008
World Trade Center Debris: Meaning of ‘Contamination’
Howard Epstein
|
Theodore Keyes
March 4, 2008
Steroid Smackdown
Harry Sandick
March 3, 2008
The Earmarking Defense Lives On
Michael Cook
|
Lauren Paris
February 29, 2008
SPACs and the Alternative Asset Manager – Not Your Garden Variety SPAC
February 28, 2008
SEC Introduces New Reporting Requirements for Smaller Companies
February 13, 2008
Allergy and Anaphylaxis Guidelines To Be Issued Soon
February 12, 2008
Practice note: Developing an Effective AML Compliance Program for Hedge Funds
Betty Santangelo
February 8, 2008
FACTA Credit Card Receipt Requirements, Related Class Actions and Proposed Corrective Legislation
February 2008
Gall
and
Kimbrough
and Their Relevance to Sentencing in White-Collar Cases
Harry Sandick
Winter 2008
Four Words That Can End Your Career: How a Single E-Mail Can Lead to Criminal Charges, Civil Sanctions and Disbarment
Sung-Hee Suh
|
Christopher Giampapa
January 23, 2008
Oversecured Lender Awarded Post-Petition Interest at Contractual Default Rate Plus Compounded Interest
January 22, 2008
SEC Provides Guidance on MD&A Disclosure for Off-Balance Sheet Entities
January 17, 2008
SEC Expands Eligibility for Primary Offerings on Forms S-3 and F-3
January 17, 2008
Supreme Court Eliminates “Scheme Liability” in Private Securities Fraud Cases
January 8, 2008
Schulte Roth & Zabel Announces Election of Five New Partners and Thirteen Special Counsel
Dominique Gallego
|
Laurence Moss
|
Omoz Osayimwese
|
John Pollack
|
Joseph Vitale
|
Yehuda Braunstein
|
Stacy Cooper
|
Brett Director
|
Nicholas Fagge
|
David Griffel
|
Marnie Grossman
|
Gregory Kasper
|
Helen Lloyd-Davies
|
Kimberly Monroe
|
Eric Piasta
|
Jessica Sklute
|
Lynn Tanner
|
Kerrie Walsh
January 4, 2008
Decisions In
Gall, Kimbrough
Signal Enhanced Judicial Discretion in Sentencing
Harry Sandick
January 4, 2008
Choice of Law Can Be the Key to an Insurance Case
Howard Epstein
|
Theodore Keyes
January 2008
The Bankruptcy Code's Automatic Stay
Michael Cook
January 2, 2008
New Child Abuse Reporting Law Requires Direct Notification
2007-2008
Bankruptcy Litigation Manual
Michael Cook
January 2008
US Courts Usually Enforce Creditors’ Contract Rights
Michael Cook
January 2008
Preference Litigation
Michael Cook
|
Victoria Lepore
January 2008
Fraudulent Transfers
Michael Cook
|
Adam Hirsch
December 20, 2007
The Foreign Corrupt Practices Act: Recent Cases and Enforcement Trends
Betty Santangelo
|
Gary Stein
December 13, 2007
Are You Ready for Electronic Proxy Delivery?
December 12, 2007
Delaware Chancery Court Orders Disclosure of Special Committee’s Privileged Communications in Stockholder Derivative Suit
December 4, 2007
Former Assistant United States Attorney Joins Schulte Roth & Zabel
Harry Sandick
November 28, 2007
Appeals Court Orders Immediate Payment of DIP Lender's Commitment and Facility Funding Fees
November 26, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against Union Bank of California
Betty Santangelo
|
Ana Kang
November 20, 2007
New Regulation on Qualified Default Investment Alternatives for Participant-Directed Individual Account Plans
Fall 2007
Private Equity Developments - Fall 2007
John Pollack
|
Richard Presutti
|
Abraham Spira
|
Catherine Yoon
Fall 2007
Go-Shop Provisions
Fall 2007
The Sallie Mae MAE Dispute: A Useful Reminder for Buyers & Sellers
John Pollack
|
Catherine Yoon
Fall 2007
Investment Management Developments - Fall 2007
Marc Elovitz
Fall 2007
Changes to Regulation SHO
Fall 2007
SEC Examination Staff Issues Expanded Request Letter Targeting Inside Information and Other Areas
Fall 2007
Update on Registration, Compliance and Examinations
Fall 2007
Proposed Amendments to Regulation D
Fall 2007
New Anti-Fraud Rule Under the Investment Advisers Act of 1940
Fall 2007
SEC Finalizes New Rule on Short Selling in Connection with a Public Offering
November 16, 2007
Oversecured Lender's Contractual Prepayment Penalty Held Enforceable As Unsecured Claim Against Solvent Debtor
November 14, 2007
New Employment Eligibility Verification Form I-9
November 13, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against American Express Bank International
Betty Santangelo
|
Stephanie Valentin
November 12, 2007
SEC Issues Additional Guidance Under 2006 Executive Compensation Disclosure Rules
November 8, 2007
New Fairness Opinion Rule Approved by the SEC
November 5, 2007
Key Issues Directors & Officers Insurance Should Address
Howard Epstein
|
Theodore Keyes
November 5, 2007
Options Backdating Complaint Dismissed With Prejudice by California District Court
October 25, 2007
Schulte Roth & Zabel Expands Employment Group With Addition of Special Counsel
Judith Kurzweil
October 22, 2007
Robert J. Ward Joins Schulte Roth & Zabel as Partner in the Litigation Group
Robert Ward
October 19, 2007
Legislation Introduced to Limit Deferrals of Compensation from Many Offshore Corporations
October 18, 2007
2008 Dollar Limits for Retirement Plans
October 17, 2007
Schulte Roth & Zabel Adds Prominent Attorney to Real Estate Group
Angela Works
October 9, 2007
Sixth Circuit Holds Buyer of Chapter 11 Debtor's Contract Liable Only for Expressly Assumed Obligations
September 28, 2007
Second Circuit Affirms Dismissal of Employees' Lender Liability WARN Act Suit
September 26, 2007
Summary of Final Rule Regarding Enhanced Due Diligence for Correspondent Accounts Under Section 312 of the PATRIOT Act
September 19, 2007
Cayman Hedge Funds Liquidators' Request for Chapter 15 Protection Denied by Bankruptcy Court
September 5, 2007
Mutual Fund Compliance and the Anti-Money Laundering Regulatory Regime (Part II)
Betty Santangelo
September 2007
Court Insulates Lender's Collateral from Professional Fee Surcharge
Michael Cook