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2012
February 3, 2012
The
Cherryland
Decision — Full-Recourse Enforcement of Non-Recourse Loans
February 2, 2012
The Long View: An Overview of the Key Pieces of US Regulation Set to Impact Private Fund Managers in 2012
Marc Elovitz
|
Brad Caswell
February 1, 2012
Focus On: US Investors in LatAm
Daniel Hunter
|
Joseph Suh
February 2012
Conflict Minerals Resource Center
Michael Littenberg
|
Farzad Damania
|
James Nicoll
February 1, 2012
CFTC Publishes Final Swap Data Rules and Real-Time Reporting Rules
February 1, 2012
Eleventh Circuit Insulates Hedge Fund Investors in Ponzi Scheme From Fraudulent Transfer Attack
January 27, 2012
Consumer Financial Protection Bureau Issues Final Rule and Concurrent Notice of Proposed Rulemaking to Implement the Dodd-Frank Act Remittance Transfer Provisions
January 27, 2012
SRZ Employment & Employee Benefits Developments
Mark Brossman
|
Ronald Richman
|
Holly Weiss
|
Susan Bernstein
|
Scott Gold
January 25, 2012
Seventh Circuit Holds Real Estate Debtor Cannot Cram Down Undersecured Lender With Bonds
January 25, 2012
OCC Proposes Stress Test Requirements for National Banks and Federal Savings Associations
January 24, 2012
Additional Gifting Opportunities in 2012
January 23, 2012
SEC Staff Issues Guidance on Registration of Investment Advisory Affiliates
January 19, 2012
Bankruptcy Court Approves Plan to Liquidate CDO
January 19, 2012
FDIC Proposes Stress Test Requirements for Large Nonmember Banks
January 19, 2012
SRZ 2012 Annual Meeting Form of Public Company Director and Executive Officer Questionnaire Now Available
Michael Littenberg
|
Farzad Damania
January 19, 2012
Employment & Employee Benefits Developments
Mark Brossman
|
Ronald Richman
|
Holly Weiss
|
Susan Bernstein
|
Melissa Jacoby
January 18, 2012
Amended Expert Discovery Rules One Year Later: Has Anything Changed?
William (Bill) Gussman, Jr.
January 17, 2012
SRZ Announces Expansion of Regulatory & Compliance Practice with Addition of Brad Caswell
Brad Caswell
January 13, 2012
FinCEN Issues Final Rules and Interpretive Guidance Relating to Prepaid Access
January 13, 2012
David J. Karp Profiled as a Mover of the Week
David Karp
January 13, 2012
David Karp Profiled as Mover of the Week
David Karp
January 12, 2012
New Net Worth Standard for Accredited Investors
January 11, 2012
Federal Reserve Proposes Enhanced Prudential Standards and Early Remediation Requirements
January 9, 2012
Is
Moench
the End of the Road for Employer ‘Stock Drop’ Claims? The ERISA ‘Stock Drop’ Framework Following the Second Circuit’s Adoption of the
Moench
Presumption in
In re: Citigroup ERISA Litigation
Mark Brossman
|
Ronald Richman
|
Jill Goldberg Mintzer
January 6, 2012
SRZ Ranked No. 1 in PIPEs Market League Tables for 2011
January 4, 2012
SRZ Announces the Election of New Partners and the Promotion of Associates to Special Counsel
Eric Bensky
|
Jennifer Dunn
|
Christopher Harrison
|
David Karp
|
James Bentley
|
Michael Cutini
|
Farzad Damania
|
William Friedman
|
Frank LaSalle
|
James Nicoll
|
Leonora Shalet
January 3, 2012
SRZ Successfully Represents ABS in a Non-Controlling/Non-Voting Minority Acquisition by Evercore
Philippe Benedict
|
Steven Fredman
|
André Weiss
|
Christopher Harrison
|
Lauren DeMasi
|
Lane Verlenden
December 2011
European Insolvency Claims Trading: Is Iceland the Paradigm?
David Karp
|
Erik Schneider
|
Roxanne Yanofsky
December 2011
The FCPA and AML Statutes: The Prosecutor's Combined Weapon of Choice
Betty Santangelo
|
Eric Brin
December 28, 2011
Recent FCPA Developments Highlight Risk of Individual Liability
December 22, 2011
Restructuring Troubled Media Firms: Practical Tips for Creditors
David Hillman
|
James Bentley
December 20, 2011
SRZ Successfully Represents Emancipation Capital in Thoma Bravo’s Acquisition of a Controlling Stake in InfoVista
Michael Littenberg
December 19, 2011
SRZ Successfully Represents Morton’s in its Pending Sale to Affiliates of Tilman J. Fertitta
Howard Epstein
|
Robert Goldstein
|
Laurence Moss
|
Ronald Risdon
|
Kurt Rosell
|
Marc Weingarten
|
Scott Kareff
|
Neil Rifkind
|
Beverly Ang
|
Sean Berry
|
Farzad Damania
|
Audra Dowless
|
Kristen Poole
|
Adam Rivera
|
Joseph Valane
|
Michael Vogel
|
Yanjun Wei
December 9, 2011
Qualified Retirement Plan Year-End Reminders
December 8, 2011
New York Courts May Be Wavering on ‘Zeig’
Howard Epstein
|
Theodore Keyes
|
Sami Groff
December 6, 2011
Second Circuit Denies Enron’s Petition for Rehearing on Commercial Paper Settlement Payment Decision
November 23, 2011
IRS Launches New Voluntary Classification Settlement Program
December 5, 2011
SRZ Attorneys Author Insider Trading Law and Compliance Answer Book 2011-12
Harry Davis
|
Ida Draim
|
Marc Elovitz
|
Alan Glickman
|
Howard Godnick
|
William (Bill) Gussman, Jr.
|
Adam Harris
|
Marcy Harris
|
Eleazer Klein
|
Michael Littenberg
|
Mark Mandel
|
David Momborquette
|
Richard Morvillo
|
Martin Perschetz
|
Betty Santangelo
|
Howard Schiffman
|
Gary Stein
|
Sung-Hee Suh
|
Michael Swartz
|
Robert Ward
|
Marc Weingarten
|
Peter White
|
Jeffrey Robertson
November 30, 2011
SRZ Attorneys Analyze Third Quarter Deals Involving Private Equity Buyers of Public Targets
John Pollack
|
David Rosewater
|
Neil Rifkind
November 23, 2011
Schulte Roth & Zabel Partners Discuss Non-Competition and Non-Solicitation Provisions and Other Restrictive Covenants in Hedge Fund Manager Employment Agreements
Ronald Richman
|
Holly Weiss
November 2011
SRZ Attorneys Author Conflict Minerals Resources for PLC
Michael Littenberg
|
Farzad Damania
|
Joseph Valane
November 21, 2011
False Truisms in US Public Company LBOs
John Pollack
|
David Rosewater
|
Neil Rifkind
November 15, 2011
Keeping an Eye on the Federal Civil Money Laundering Statute
Gary Stein
November 16, 2011
SRZ Attorneys Author Series on European Market for Secondary Loans
David Karp
|
Neil Robson
|
Erik Schneider
|
Roxanne Yanofsky
November 15, 2011
SRZ Successfully Represents Gresham in Acquisition of Majority Stake by Nuveen
Philippe Benedict
|
Steven Fredman
|
Marc Weingarten
|
Christopher Harrison
|
Lauren DeMasi
|
Lane Verlenden
November 10, 2011
SRZ Private Equity Buyer/Public Target M&A Deal Study 3rd Quarter Update and Comparative Analysis
John Pollack
|
David Rosewater
|
Neil Rifkind
November 10, 2011
FASB Enhances Disclosure Requirements for Employers Participating in Multiemployer Plans
November 4, 2011
Unique Gifting Opportunities Through the End of 2012
November 3, 2011
UK Special Administration Regime
October 31, 2011
SRZ Deal Named North America Private Equity Deal of the Year at Americas M&A Atlas Awards
David Rosewater
|
Alan Waldenberg
|
Marc Weingarten
October 28, 2011
SRZ Represents Sandhogs-Affiliated Employee Benefit Funds in Prosecution Resulting in Guilty Plea by Former Third-Party Administrator
Ronald Richman
|
Gary Stein
|
Max Garfield
October 27, 2011
The Impact of Asymmetric Information, Trade Documentation, Form of Transfer and Additional Terms of Trade on Hedge Funds’ Trade Risk in European Secondary Loans
David Karp
|
Neil Robson
|
Erik Schneider
|
Roxanne Yanofsky
October 27, 2011
Private Fund Systemic Risk Reporting
October 27, 2011
SRZ Successfully Represents Defendants in ERISA Claim, Settlement and Related Fee Litigation
Ronald Richman
|
Holly Weiss
October 26, 2011
FinCEN Issues Final Rules Relating to MSB Definitions
October 24, 2011
The Second Circuit’s Adoption of the
Moench
Presumption of Prudence Provides “Accommodation” for Employers Facing Stock Drop Suits
October 21, 2011
Regulatory, Tax and Credit Documentation Factors Impacting Hedge Funds’ Trade Risk in European Secondary Loans
David Karp
|
Erik Schneider
|
Roxanne Yanofsky
October 21, 2011
Retirement Plan Dollar Limits Get a Boost for 2012
October 17, 2011
Case Study: In Re Zais Investment Grade
Lawrence Gelber
|
Daniel Oshinsky
|
Craig Stein
October 2011
Fifth Circuit Shows Reorganization Investors How to Get and Keep an Expense Reimbursement Order
Michael Cook
|
Lawrence Gelber
October 13, 2011
Schulte Roth & Zabel Named "Best Onshore Law Firm 2011" by
HFMWeek
October 12, 2011
SEC Approves NASDAQ's BX Venture Market — a New Listing Option for Smaller Companies
Michael Littenberg
October 12, 2011
Summary of Proposed Volcker Rule Regulation — Proprietary Trading
October 11, 2011
Summary of Proposed Volcker Rule Regulation — Fund Activities
October 10, 2011
Richard Morvillo and Peter White Named “Attorneys Who Matter” by
Ethisphere
Richard Morvillo
|
Peter White
October 6, 2011
Volcker Rule Implementation to be Proposed
October 3, 2011
Jeffrey Lenobel Appears on the Stoler Report
Jeffrey Lenobel
October 3, 2011
Zais Investment Grade Limited VII — CDO Noteholders Take Advantage of Chapter 11
September 21, 2011
Second Circuit Upholds Coverage for Investigation-Related Costs
Howard Epstein
|
Theodore Keyes
September 30, 2011
Marc Weingarten Interviewed by Bloomberg TV’s "Inside Track"
Marc Weingarten
September 2011
Dodd Frank - One Year On
Craig Stein
|
Paul Watterson, Jr.
September 27, 2011
John Pollack Discusses Markets Targeted by Private Equity Buyers in an Interview With The Deal
John Pollack
September 22, 2011
SEC Proposal on Prohibition Against Conflicts of Interest in Certain Securitizations
September 16, 2011
SRZ Represents Secor Asset Management in Investment by Babson/MassMutual
Philippe Benedict
|
David Nissenbaum
|
David Griffel
|
Robert Blumenfeld
September 2011
Proposed Changes to Europe's Derivatives Regulatory Structure: EMIR & MIFID II
Ron Feldman
|
Neil Robson
September 15, 2011
New Reporting Requirements for New York State Employers
September 2011
Seventh Circuit Upholds Secured Creditors’ Credit Bid Rights Under Cramdown Plan
Lawrence Gelber
|
James Bentley
|
Kyu Paek
September 14, 2011
Nancy Finkelstein Authors Case Study for Law360
Nancy Finkelstein
September 2011
The Votes Are In on 'Say on Pay' in 2011
Michael Littenberg
September 9, 2011
Fifth Circuit Shows Reorganization Investors How to Get and Keep an Expense Reimbursement Order
September 9, 2011
SRZ Recognized as Leader in Diversity Among Largest US Law Firms
September 8, 2011
Proxy Access in 2012 and Beyond — The Good, the Bad and the Uncertain
September 8, 2011
Second Circuit Rejects Borrower’s Economic Duress Challenge and Upholds Validity of Release Contained in Post-Default Forbearance Agreement
September 7, 2011
New Treasury Department Reporting Obligations for Certain US Investment Managers
September 2011
Case Study: Interpharm v. Wells Fargo
Nancy Finkelstein
September 2, 2011
Madoff 'Net Winners' Lose Out
Michael Cook
|
Marcy Harris
|
William Zabel
|
Frank LaSalle
September 1, 2011
Michael Swartz Discusses the Move to Block AT&T's Purchase of T-Mobile on Bloomberg Television
Michael Swartz
August 31, 2011
Lehman Brothers Disclosure Statement Approved
August 29, 2011
Bankruptcy Claims Trading Orders: Who Is Watching
Lawrence Gelber
|
Adam Harris
|
David Karp
August 25, 2011
France, Spain, Italy, Belgium and Greece Extend Short Sale Bans on Financial Companies
August 24, 2011
Phyllis Schwartz Talks to The Deal About Private Equity Trends
Phyllis Schwartz
August 2011
My Portfolio Company Did What!? Private Equity and the Perils of Alter Ego Liability
Howard Godnick
August 2011
Dodd Frank, One Year On
Craig Stein
|
Paul Watterson, Jr.
August 22, 2011
SRZ Attorneys Discuss the Return of CLOs and the Changes That Matter to Managers and Investors
Phillip Azzollini
|
Craig Stein
|
Shlomo Twerski
|
Paul Watterson, Jr.
August 22, 2011
John Pollack Discusses the SRZ Private Equity Buyer/Public Target Deal Study in Interview With The Deal
John Pollack
August 2011
Schulte Roth & Zabel Releases its Year in Review 2010/2011
August 18, 2011
Second Circuit Rules Against Net Winners in Madoff “Net Equity” Dispute
August 16, 2011
SRZ Represents Vangent in Acquisition by General Dynamics
Howard Epstein
|
Dan Kusnetz
|
Laurence Moss
|
Ronald Risdon
|
Michael Swartz
|
Marc Weingarten
|
Scott Kareff
|
Eric Piasta
|
Ian Cohen
|
Philip Cooke
|
Farzad Damania
|
Nancy Durand
|
Andrew Fadale
|
Sami Groff
|
David Levine
|
Jason Mitchell
|
Amanda Muehlhausen
|
James Nicoll
August 12, 2011
France, Spain, Italy, Belgium and Other Jurisdictions Impose Short Sale Restrictions on Financial Companies
August 2011
Defending Clients in Public Company Accounting Oversight Board Investigations
Jeffrey Robertson
August 12, 2011
Bankruptcy Court Approves Procedures for Determining Allowed Amounts of Structured Securities Claims
August 11, 2011
Distressed Debt & Claims Trading Developments
Lawrence Gelber
|
Adam Harris
|
David Karp
August 16, 2011
Jeffrey Lenobel Interviewed by The Deal in Video Segment Titled “Mortgage Debt Could Prompt ‘Double Recession’”
Jeffrey Lenobel
August 11, 2011
France, Spain, Italy and Belgium to Impose Short Sale Restrictions on Financial Companies Effective August 12, 2011; ESMA Issues Statement
August 8, 2011
Final Rules for the Private Fund Investment Advisers Registration Act of 2010
August 4, 2011
Hedge Fund Vendor Agreements
Robert Kiesel
July 29, 2011
The Votes Are In — Deconstructing the 2011 Say on Pay Vote
Michael Littenberg
|
Farzad Damania
|
Justin Neidig
July 27, 2011
SRZ Private Equity Buyer/Public Target M&A Deal Study
John Pollack
|
David Rosewater
July 26, 2011
Second Circuit Issues Opinion in
CSX v. TCI
July 26, 2011
SRZ Represents Prominent Real Estate Owner in Obtaining Arbitration Award Setting Highest Retail Rent in Manhattan
Robert Nash
|
Robert Ward
|
Frank LaSalle
|
Nora Lovell
July 2011
A Closer Look at Negative Say-on-Pay Votes During the 2011 Proxy Season
Michael Littenberg
|
Farzad Damania
|
Justin Neidig
July 25, 2011
Jeffrey Lenobel Interviewed by The Deal in Video Segment Titled “MoMA Buys American Folk Art Museum”
Jeffrey Lenobel
July 14, 2011
Negotiating FCM Client-Account Agreements for Cleared OTC Derivatives
Joseph Suh
July 8, 2011
Significant Hart-Scott-Rodino Amendments to Be Implemented
July 6, 2011
First Circuit Holds That Junior Creditors Could Be Paid Before Senior Creditors Received Post-Petition Interest
July 5, 2011
AIFM Directive — Publication of Final Text
July 5, 2011
Seventh Circuit Upholds Secured Creditors' Credit Bid Rights Under Plan
July 2011
Government Launches FCPA Inquiry into Investments by Sovereign Wealth Funds in U.S. Banks and Private Equity Firms
Betty Santangelo
|
Gary Stein
|
Sung-Hee Suh
|
Peter White
June 30, 2011
'Zeig' Still Governs Exhaustion of Underlying Policy Limits in New York
Howard Epstein
|
Theodore Keyes
|
Sami Groff
June 29, 2011
Second Circuit Holds Bankruptcy Code Safe Harbor Insulates Sellers of Enron Commercial Paper from Preference and Fraudulent Transfer Liability
June 28, 2011
Treasury Issues Notices Extending FBAR Deadlines for Officers and Employees of Investment Advisers and Others
June 28, 2011
Supreme Court Limits Power of Bankruptcy Courts to Rule on State Law Claims by Trustees and Debtors
June 28, 2011
SRZ Successfully Represents Alfa SAB in Enron Commercial Paper Appeal
Michael Cook
|
Victoria Lepore
|
Brian Tong
June 28, 2011
The Votes Are In — Deconstructing the 2011 Say on Pay Vote
June 23, 2011
The End of the First Five-Year Determination Letter Cycle Is Approaching for Qualified Retirement Plans
June 21, 2011
New Bankruptcy Rule 2019: Mandatory Disclosures for Ad Hoc Committee Members
June 2011
Corporate Governance Guide 2011 — USA
David Rosewater
|
Marc Weingarten
June 2011
Alternative Dispute Resolution in the Executive Employment Context
Holly Weiss
June 9, 2011
SEC to Vote on Private Fund Manager Registration at June 22 Meeting
June 6, 2011
Reminder: Cafeteria Plans May Need to be Amended for Health Care Reform Over-the-Counter Drug Requirements
June 2011
PLC Practice Note: Structuring Waterfall Provisions
Stephanie Breslow
|
Phyllis Schwartz
June 2, 2011
SEC Whistleblower Rules Encourage but Do Not Require Internal Reporting
June 2011
Buyer Beware: Purchasers of Assets in UCC Article 9 Foreclosure Sale May Be Subject to Claims of Debtor’s Unsecured Creditors
Lawrence Goldberg
|
David Hillman
June 1, 2011
FinCEN Issues Proposed CISADA Reporting Requirements Under Section 104(e)
May 25, 2011
SEC Adopts Whistleblower Rules
May 24, 2011
SEC Approves NASDAQ’s BX Venture Market — a New Listing Option for Smaller Companies
June 2011
Stephanie Breslow Named to the 2011 "50 Leading Women in Hedge Funds" List
Stephanie Breslow
May 2011
Transposing UCITS IV into UK Law
Josh Dambacher
|
Myriam Ly
|
Neil Robson
May 19, 2011
Betty Santangelo Receives Emerald Literati Network Award
Betty Santangelo
May 2011
On the CLO Horizon — Regulations Expected to Impact CLOs
Craig Stein
|
Paul Watterson, Jr.
|
Phillip Azzollini
|
Dominique Gallego
May 2011
Vendor Finance
Robert Kiesel
May 2011
George Silfen Named Independent Counsel of the Year
George Silfen
May 10, 2011
New Waiver Procedures for Nonprofits to Hire Licensed Professionals
May 3, 2011
FINRA Proposes to Delay Implementation Date for Rule 5131, but Fund Managers Continue to Need Information from Investors as to Restricted Status
April 2011
SRZ Named Leading US Law Firm in London
Josh Dambacher
|
Christopher Hilditch
|
Daniel Shapiro
|
Nicholas Fagge
|
Kerrie Walsh
April 26, 2011
Municipal Bankruptcy: A Bad Idea, a Solution or an Effective Threat?
April 21, 2011
National Organization for Women Honors Sung-Hee Suh
Sung-Hee Suh
April 19, 2011
SRZ Represents PrinceRidge Holdings in Transaction with IFMI
Philippe Benedict
|
Ida Draim
|
Robert Loper
|
Laurence Moss
|
David Nissenbaum
|
David Rosewater
|
Margaret Butler
April 17, 2011
Early Results from Say on Pay
Michael Littenberg
|
Farzad Damania
|
Justin Neidig
April 15, 2011
SRZ Successfully Represents Global Sporting Goods Company in Competition Case
Alan Glickman
|
Frank LaSalle
|
Stacy Ma
|
Justin Mendelsohn
|
Matthew Schmidt
April 13, 2011
Seventh Circuit Denies Fees to Breaching DIP Lender
April 12, 2011
OFAC Issues General License Relating to Investment Funds with Libyan Investors
April 11, 2011
New York State Attorney General Issues Guidance on the New York Prudent Management of Institutional Funds Act
April 11, 2011
Update on New York’s Wage Theft Prevention Act
April 11, 2011
Bribery Act 2010: Publication of Revised Guidance and Confirmed Implementation Date
April 8, 2011
SRZ Partner George Silfen Receives Independent Counsel of the Year Award
George Silfen
April 8, 2011
SEC Expected to Consider Extending Registration Deadlines for Investment Advisers
April 7, 2011
Update on Reorganization Financing
April 7, 2011
"Reverse Morris Trust" Deal Structures
Christopher Harrison
April 2011
Ninth Circuit Treats Corporate Insider Fairly in Fraudulent Transfer Case
Michael Cook
April 2011
Treatment of "Make-Whole" and "No-Call" Provisions by Bankruptcy Courts
Lawrence Goldberg
|
David Hillman
April 1, 2011
SRZ Advises on Sale of Chrysler Financial to TD
Dan Kusnetz
|
Richard Presutti
|
Joseph Vitale
|
Alan Waldenberg
|
Neil Rifkind
April 1, 2011
Treasury Clarifies FBAR Regulations for Private Investment Funds
March 30, 2011
Dispute Resolved Over Overlapping GL and D&O Insurance Policies
Howard Epstein
|
Theodore Keyes
March 25, 2011
SEC Issues Proposing Release to Readopt Beneficial Ownership Rules as They Relate to Security-Based Swaps
March 25, 2011
Expert Networks: New Commentary by SEC Officials About Insider Trading
March 22, 2011
Buyer Beware: Purchaser of Assets in UCC Article 9 Foreclosure Sale May Be Subject to Claims of Debtor's Unsecured Creditors
March 21, 2011
Camouflaged Collateral: "All Asset" Liens May Not Include Proceeds of D&O Insurance Policies in Bankruptcy
Lawrence Gelber
|
James Bentley
March 2011
Alternative Asset Manager Acquisitions
Steven Fredman
|
André Weiss
|
Christopher Harrison
|
Kimberly Monroe
March 18, 2011
New York Supreme Court Upholds Accelerated Enforceability of “Bad Boy” Guaranty in CMBS Case
March 17, 2011
FinCEN, OFAC, the UN, EU and UK Issue Advisories, Freeze Orders, Other Measures Related to Libya, Egypt and Tunisia
March 2011
'Best Efforts' = Bad Drafting
Jeffrey Lenobel
March 11, 2011
Private Fund Systemic Risk Reporting
March 10, 2011
SRZ Wins Hedge Fund Journal Award for Leading US Law Firm in London
March 10, 2011
CFTC Proposes to Discontinue Widely-Used Registration Exemptions
March 4, 2011
Supreme Court Expands Availability of Retaliation Claim to Parties “Connected” to an Employee Who Complains of Discrimination
March 3, 2011
SRZ Ranked Top Legal Service Provider for Hedge Funds
March 3, 2011
Sale of Chrysler Financial to TD Named Biggest Deal of 2010
March 2011
Violation — Absolute Priority — Senior Creditors’ Gifting Value to Existing Shareholder Under Reorg
Michael Cook
|
Joseph Bain
March 1, 2011
Bankruptcy Claims Trading: Seventh Circuit Clarifies that Acquired Rights May Include a “Cure” Claim but Recovery is Still Not Guaranteed
February 2011
FSA Remuneration Code Update: Final Rules and Application to Hedge Fund Managers
Christopher Hilditch
|
Nicholas Fagge
|
Neil Robson
February 25, 2011
“Say on Pay” at 30 Days — Observations from the First Month
February 24, 2011
SEC Extends and Modifies Its No-Action Relief for BDs to Rely on RIAs for Performance of CIP
February 23, 2011
Recent Enactment of Prudent Management of Institutional Funds Act Will Affect New York State Independent School Endowments
February 23, 2011
New York’s Wage Theft Prevention Act Creates New Employer Obligations and Increases Penalties
February 22, 2011
SRZ Deal Awarded 2010 Deal of the Year by Marine Money International
February 15, 2011
District Court Reverses Bankruptcy Court’s Controversial Fraudulent Transfer Tousa Decision
February 10, 2011
Second Circuit Holds That Senior Creditors’ “Gifting” of Value to Existing Shareholder Under Reorganization Plan Violates Absolute Priority Rule
February 3, 2011
Lobbyist Laws May Significantly Impact Marketing of Funds and Advisory Services to California and New York City Plans
February 2011
Second Circuit Affirms Designation of Secured Lenders’ Vote and Effective Cram Down
Michael Cook
|
Joseph Bain
February 1, 2011
Bribery Act 2010 Update: Delay to Implementation
February 2011
Taking a Closer Look at the Experts
Harry Davis
January 31, 2011
Revisiting ‘Bi-Economy’ and Consequential Damages
Howard Epstein
|
Theodore Keyes
January 31, 2011
Claims Traders Beware: More Risk Than You Bargained For!
Lawrence Gelber
|
David Karp
|
Jamie Schwartz
January 28, 2011
Caritas Christi Health Care Transaction Wins Investment Dealers’ Digest Deal of the Year Award
January 27, 2011
SEC and CFTC Jointly Propose Systemic Risk Reporting Rules Under Dodd-Frank; CFTC Proposes End to Commonly-Used Registration Exemptions
January 27, 2011
SEC Adopts Final Advisory Vote Rules
January 25, 2011
FTC Announces Revised HSR Act Thresholds
January 25, 2011
Ninth Circuit Treats Corporate Insider Fairly in Fraudulent Transfer Case
January 18, 2011
Government Launches FCPA Inquiry into Investments by Sovereign Wealth Funds in U.S. Banks and Private Equity Firms
January 2011
Sentencing of Individuals in FCPA Cases
Gary Stein
January 11, 2011
“Say on Pay” and the 2011 Annual Meeting
January 10, 2011
SRZ Announces the Election of Five Special Counsel
Jennifer Dunn
|
Marc Friess
|
Christopher Harrison
|
Stuart Reisman
|
Neil Rifkind
January 10, 2011
Q&A with Schulte Roth's Marty Perschetz
Martin Perschetz
January 10, 2011
Whistleblowers and the Resurgence of Internal Investigations
Richard Morvillo
|
Jeffrey Robertson
January 7, 2011
SRZ 2011 Annual Meeting Form of Public Company Director and Executive Officer Questionnaire Now Available
Michael Littenberg
|
Farzad Damania
January 7, 2011
Swap Market Regulation: New Rules for Dealers and Major Participants Proposed by CFTC and SEC
January 5, 2011
SRZ Ranks Among Top Legal Advisers in Global M&A League Tables for 2010
January 4, 2011
SRZ Ranked No. 1 in PIPEs Market League Tables for 2010
January 4, 2011
SRZ Represents Tri-Artisan in Merger with Morgan Joseph
Ida Draim
|
Michael Littenberg
|
Kurt Rosell
|
Phyllis Schwartz
January 2011
What Will Be the Biggest Change for IROs of US-Listed Companies in the Wake of Dodd-Frank?
Michael Littenberg
December 2010
Sizing Up the Big Players Making Distressed Buys
Jeffrey Lenobel
December 23, 2010
Internal Revenue Code Section 409A: Tax Relief for Non-Compliant Separation Pay Arrangements
December 21, 2010
SEC Announces First Non-Prosecution Agreement Under New Cooperation Initiative
December 21, 2010
FSA Remuneration Code Update: Final Rules and Application to Hedge Fund Managers
December 21, 2010
New Estate and Gift Tax Law
December 17, 2010
Second Circuit Affirms Designation of Secured Lender’s Vote and Effective Cram Down of Its Claim
December 17, 2010
Government Ratchets Up Investigation Into Insider Trading Involving Expert Networks
December 17, 2010
SRZ Settles Picower Case for $7.2 Billion
Susan Frunzi
|
Marcy Harris
|
Gary Stein
|
William Zabel
December 15, 2010
Treatment of "Make-Whole" and "No-Call" Provisions by Bankruptcy Courts
December 8, 2010
SRZ Attorneys Contribute to
Commercial Litigation in New York State Courts
Robert Abrahams
|
Harry Davis
|
Barbara Reid
December 7, 2010
SRZ Represents Cerberus Capital Management in Acquisition of Caritas Christi Health Care System
David Rosewater
|
Alan Waldenberg
|
Marc Weingarten
December 6, 2010
SRZ Represents Claren Road in Sale of Majority Stake
Philippe Benedict
|
Steven Fredman
|
André Weiss
|
Christopher Harrison
December 6, 2010
In Re Scopac ... 2 Years Later
Michael Cook
|
Joseph Bain
November 2010
Private Equity’s New Role
Jeffrey Lenobel
November 23, 2010
SRZ Represents Veritas Capital in Acquisition of Lockheed Martin’s EIG Business
John Pollack
November 22, 2010
FSA Makes Amendments to Telephone Taping Rules
November 22, 2010
FinCEN and Regulators Issue Joint Guidance on Obtaining Beneficial Ownership Information, Potentially Expanding Certain Financial Institutions’ USA PATRIOT Act Obligations
Betty Santangelo
November 21, 2010
SEC Proposes New Private Fund Adviser Registration Rules Under Dodd-Frank
November 19, 2010
The Top Five Public Company Compliance Issues Not on Your Radar Screen … and That Should Be
Michael Littenberg
November 19, 2010
Fifth Circuit Corrects Undervaluation of Secured Lender’s Priority Claim More Than Two Years After Consummation of Reorganization Plan
November 19, 2010
New York State Passes Dignity for All Students Act
November 19, 2010
New York Extends Protection to Domestic Workers and Bereavement Benefits to Same-Sex Committed Partners
November 16, 2010
SRZ Represents Credit Suisse in its Acquisition of a Minority Interest in York
Philippe Benedict
|
Steven Fredman
|
Daniel Oshinsky
|
Joseph Vitale
|
André Weiss
|
David Griffel
|
Christopher Harrison
November 16, 2010
Contested Plan Valuation Dispute: Chemtura Decision Highlights Valuation Issues
November 2010
Anti-Money Laundering
Betty Santangelo
|
Sung-Hee Suh
November 12, 2010
SEC Proposes Whistleblower Program Rules
November 2010
Trade Reporting and Compliance
Ida Draim
November 9, 2010
SRZ Releases Shareholder Activism Insight Report in Association with mergermarket
David Rosewater
|
Marc Weingarten
November 9, 2010
New FSA Policy on Prime Brokerage Client Assets
November 2010
New Paradigm in Asset Manager M&A: Financial Institution Alliances with Hedge Fund Managers
Philippe Benedict
|
Steven Fredman
|
Joseph Vitale
|
André Weiss
|
Christopher Harrison
November 4, 2010
Bankruptcy Court Permits Second Lien Creditor to Oppose Bid Procedures for Judicial Sale
November 3, 2010
FSA Remuneration Code Update: Delayed Publication of Final Rules on Remuneration
November 2, 2010
Courts Differ on Insurer's Right to Recoupment of Defense Costs
Howard Epstein
|
Theodore Keyes
October 29, 2010
2011 Dollar Limits for Retirement Plans
October 28, 2010
Avenue Capital Files with SEC to Launch Permanent Capital Vehicle
October 27, 2010
New York’s Highest Court Rejects Liability for Third-Party Professionals Who Allegedly Assist Corporate Officers’ Alleged Fraud
October 21, 2010
Proposed New Pan-European Rules on Short Selling
October 21, 2010
FSA Remuneration Code, EU Guidelines on Remuneration Policies and Proportionality
October 20, 2010
FinCEN Issues Proposed Rule Requiring Banks and Money Transmitters to Report Cross-Border Electronic Transmittals of Funds
October 20, 2010
UK Bribery Act 2010 Update
October 19, 2010
Counsel for the Recovery: An Interview with Real Estate Partner Jeffrey Lenobel
Jeffrey Lenobel
October 8, 2010
SEC Stays Effectiveness of New Proxy Access Rules
October 7, 2010
HSR Report Shows Sharp Decline in Reportable Mergers During Fiscal Year 2009
October 2010
50 Most Influential People in Hedge Funds
Paul Roth
October 5, 2010
SEC Provides Interpretive Guidance on Liquidity and Capital Resources Disclosure
October 1, 2010
FinCEN and SEC Sanction Broker-Dealer and Chief Compliance Officer for AML Deficiencies Relating to Foreign Sub-Accounts
September 30, 2010
SRZ Represents Ames True Temper in Sale to Griffon Corp.
Howard Epstein
|
Robert Goldstein
|
Dan Kusnetz
|
Laurence Moss
|
Sami Groff
|
Sung Uk Park
|
Adam Rivera
|
Lane Verlenden
September 30, 2010
Second Circuit Upholds 101% Annual Interest Rate on Argentine Bonds
September 2010
Bribery Act 2010: The UK's New Anti-Bribery and Corruption Law and Its Interaction with the US Foreign Corrupt Practices Act
Christopher Hilditch
|
Betty Santangelo
|
Neil Robson
September 23, 2010
Lehman Brothers Holdings Inc. — The State of the Estate
September 22, 2010
Insider Trading Update — SEC v. Cuban
September 22, 2010
The Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010: The Relevant Implementing Regulations, and the Resulting Impact on Financial Institutions
September 17, 2010
LBIE Administrators Extend September 17, 2010 Proof of Debt Submission Deadline for Consensual Approach Participants
September 16, 2010
Effective Date of Proxy Access Rules Set
September 16, 2010
Employment & Employee Benefits Developments
Mark Brossman
|
Ronald Richman
|
Susan Bernstein
September 2010
Dodd-Frank Becomes Law: Key Issues for Private Fund Managers
Kristin Boggiano
|
Josh Dambacher
|
Marc Elovitz
|
Jason Kaplan
|
Paul Roth
|
Craig Stein
|
Joseph Vitale
September 13, 2010
Proxy Access Q&A for Public Companies
September 7, 2010
SEC Investigations After Dodd-Frank: A Primer for Hedge Fund Managers and Their In-House Counsel
September 2010
Dodd-Frank Ushers in New Requirements for Public Companies and Their Boards
Michael Littenberg
September 1, 2010
Final Rule Allows Electronic Signature and Storage of Employment Eligibility Verification Form I-9
August 26, 2010
Bribery Act 2010: The UK's New Anti-Bribery and Corruption Law and Its Interaction with the US Foreign Corrupt Practices Act
August 24, 2010
FINRA Hearing Panel Decides Clearing Firm’s Overall AML Program Was Adequate and Reasonable
August 18, 2010
FSA Proposes to Extend Its Remuneration Code to UK-based Hedge Fund Managers
August 18, 2010
BP Oil Spill: An Insurance Perspective
Howard Epstein
|
Theodore Keyes
August 10, 2010
LBIE Update: U.K. Appeals Court Expands Scope of Client Money Pool and Universe of Clients Eligible for Client Money Pool Distributions
August 10, 2010
The Devil in Dodd-Frank: Paul Roth Addresses How the Recently-passed Financial Reform Legislation Could Affect Oversight of Hedge Funds
Paul Roth
August 5, 2010
FSA Recasts and Revises UK Rules on Short Selling
August 5, 2010
FSA Asserts New Financial Stability Information-Gathering Powers
August 3, 2010
PCAOB Proposes New Confirmation Standard to Reduce Risk of Financial Statement Inaccuracy
July/August 2010
Subordination, Non-Disturbance and Attornment Agreements
Robert Nash
|
Tannaz Simyar
July 29, 2010
REMINDER: New Accredited Investor Standard
July 27, 2010
Dodd-Frank Becomes Law: Key Issues for Private Fund Managers
July 26, 2010
Electronic Filing of Immunization Survey Mandatory Effective 2011-12 School Year
July 21, 2010
Dodd-Frank Becomes Law: New Requirements for Public Companies
July 9, 2010
SRZ Client Acquitted of Insurance Fraud and Conspiracy
Peter White
July 8, 2010
Paul Roth Appears on CNBC’s Squawk Box in Segment Titled “FinReg’s Hedge Fund Impact”
Paul Roth
July 7, 2010
SRZ Represents DynCorp International in Acquisition by Cerberus Capital Management
John Pollack
July 2010
Addressing Your Prepaid Business' Most Significant Challenges under FinCEN's NPRM
Jessica Sklute
July 2010
Mezz Lenders and Intercreditor Agreements
Jeffrey Lenobel
July/August 2010
What the Changes Really Mean
Craig Stein
|
Paul Watterson, Jr.
July 1, 2010
2nd Circuit Vacates Fraud Conviction
Richard Morvillo
|
Peter White
June 29, 2010
SRZ Represents Castle Harlan's Associated Packaging in Acquisition by Sonoco
Howard Epstein
|
Robert Goldstein
|
Laurence Moss
|
Kurt Rosell
|
Joshua Levin
|
Neil Rifkind
June 25, 2010
Financial Crisis Inquiry Commission Sends Out Hedge Fund Industry Market Risk Survey
Summer 2010
SEC Approves New Standard for Concurring Reviews
Richard Morvillo
|
Jeffrey Robertson
June 24, 2010
Supreme Court Confines “Honest Services” Statute in Case Involving SRZ Client
June 11, 2010
New York City Employers Are Subject to Strict Liability for Supervisors’ Unlawful Discriminatory Conduct, Court Rules
June 7, 2010
SRZ Represents Talecris in Sale to Grifols
Stuart Freedman
June 3, 2010
Spotlight on Michael L. Cook
Michael Cook
June 2, 2010
Government Cracks Down on Employee Misclassification
June 2, 2010
Green Buildings and Insurance
Howard Epstein
|
Theodore Keyes
May 18, 2010
Financial Regulatory Reform: Key Issues for Private Fund Managers
May 17, 2010
Taking Stakes in Hedge Funds
Richard Presutti
|
Stuart Reisman
May 17, 2010
SRZ Represents American Petroleum Tankers in High-Yield Note Offering and Corporate Restructuring
Dan Kusnetz
|
Michael Littenberg
|
Eliot Relles
|
Ronald Risdon
|
Lynn Tanner
|
Misti Bridges
|
Ian Cohen
|
Farzad Damania
|
Arlene Payne
|
Ji Hye You
May 6, 2010
Historic Ruling in Suit Challenging State's Public Defender System
Gary Stein
|
Daniel Greenberg
May 3, 2010
SRZ Partner Michael Cook Honored by UJA-Federation
Michael Cook
May 1, 2010
Money Judgments in Criminal Forfeiture
Gary Stein
May 2010
Champerty Clarified
Lawrence Gelber
|
David Karp
April 2010
Existing SEC Requirements Serve as the Baseline for Climate Change Risk Disclosure
Theodore Keyes
April 19, 2010
Negotiating SPV Structured Note Terms: A Primer For Investors
Joseph Suh
April 16, 2010
FinCEN and Regulators Issue Joint Guidance on Obtaining Beneficial Ownership Information, Potentially Expanding Certain Financial Institutions’ USA PATRIOT Act Obligations
April 2010
Q&A With Paul N. Roth
Paul Roth
April 8, 2010
ISDA Publishes New Bullet LCDS Documentation
April 2, 2010
Federal HIRE Act Includes Payroll Tax Breaks
April 1, 2010
Defending the Preference and Fraudulent Transfer Safe Harbor
Michael Cook
March/April 2010
SEC Increases the Focus on Board Practices
Michael Littenberg
March 29, 2010
Schulte Roth & Zabel Named ‘Best Onshore Law Firm 2010’ by HFMWeek
March 26, 2010
President Obama Signs HIRE Act into Law
March 25, 2010
Third Circuit Upholds Denial of Secured Creditors’ Right to Credit Bid Under Reorganization Plan
March 23, 2010
New Developments Affect Reporting Obligations for U.S. Interests in Non-U.S. Private Investment Funds
March 17, 2010
Lehman Brothers Seeks Approval of Claims Resolution Procedures
March 16, 2010
Things to Know About Your D&O Insurance Before Investigation Begins
Howard Epstein
|
Theodore Keyes
March 11, 2010
New Regulatory Scrutiny of Communications Among Hedge Fund Managers
March 9, 2010
Lloyds TSB Bank Settles Allegations of Stripping Material Information from Financial Transactions
March 8, 2010
Sale and Reorganization of Chrysler Corp Receives Global M&A Deal of the Year
March 5, 2010
Fifth Circuit Treats Severance Payments to Insider as Fraudulent Transfers Under 2005 Bankruptcy Code Amendment
March 4, 2010
SRZ Client Kenneth D. Pasternak Cleared of All Alleged Wrongdoing
Howard Schiffman
March 2, 2010
NYSE Extends Reduced Market Cap and Stockholders’ Equity Continued Listing Requirements; Proposes Making Reduction Permanent
March 1, 2010
SEC Adds Flexibility to the Proxy Process
March 2010
Equity Participations in Property Loan Workouts
Jeffrey Lenobel
March 1, 2010
Defending the Preference and Fraudulent Transfer Safe Harbor
Michael Cook
February 26, 2010
Update on Privacy Requirements Affecting Private Investment Fund Managers
February 26, 2010
The Hedge Fund Journal
Recognizes Stephanie Breslow as One of the 2010 "50 Leading Women in Hedge Funds"
Stephanie Breslow
February 25, 2010
SEC Adopts New Short-Selling Restrictions
February 17, 2010
Hedge Funds in the Crosshairs
Harry Davis
|
Richard Morvillo
|
Justin Mendelsohn
February 15, 2010
Keeping Up With Distressed Debt Strategies
David Rosewater
February 12, 2010
New York Employers Should Start Specifying the Applicable Overtime Exemption for New Exempt Hires
February 12, 2010
OFAC Publishes Economic Sanctions Enforcement Guidelines, Effective Nov. 9, 2009
February 8, 2010
Federal Jury Holds Vivendi Liable, Exonerates Former Officers
February 8, 2010
Securities Litigation, Regulation & Enforcement Developments - Winter 2010
Robert Abrahams
|
Harry Davis
|
Ida Draim
|
Marc Elovitz
|
Alan Glickman
|
Howard Godnick
|
William (Bill) Gussman, Jr.
|
Marcy Harris
|
Mark Mandel
|
David Momborquette
|
Richard Morvillo
|
Martin Perschetz
|
Betty Santangelo
|
Howard Schiffman
|
Gary Stein
|
Sung-Hee Suh
|
Michael Swartz
|
Robert Ward
|
Peter White
|
Eric Bensky
|
Jeffrey Robertson
February 8, 2010
SEC Issues Guidance on Climate Change-Related Disclosure by Public Companies
February 8, 2010
Top 10 SEC Enforcement Developments of 2009
February 8, 2010
SEC Enforcement FY2009 Results
February 5, 2010
SRZ Partner Martin Perschetz Named a Litigator of the Week
Martin Perschetz
February 8, 2010
Enforcement and Litigation Cases to Watch in 2010
February 4, 2010
Third Circuit Refines Break-Up Standard
February 8, 2010
SRZ Expands Enforcement and Litigation Capabilities
February 4, 2010
SRZ Client Fully Exonerated in Landmark Securities Case
Martin Perschetz
|
Michael Swartz
February 1, 2010
Agency Merger Enforcement in Non-Reportable Transactions
Beverly Ang
February 1, 2010
Analysis of the SEC’s New Amendments to the Custody Rule
January 29, 2010
Cayman Fund of Funds Wins U.S. Bankruptcy Protection
Brian Pfeiffer
|
Karen Park
|
Erik Schneider
Winter 2010
Tougher PCAOB Enforcement Agenda Ahead
Richard Morvillo
|
Jeffrey Robertson
January 28, 2010
Lehman Brothers Bankruptcy Court Strikes Waterfall Subordination Provisions Conditioned on Bankruptcy
January 28, 2010
Delaware Bankruptcy Court Decisions Highlight Split on Rule 2019 Disclosure
January 28, 2010
SEC Approves New Standard for Concurring Reviews
January 26, 2010
2010 Transfer Tax
January 26, 2010
Delaware Bankruptcy Court Grants Chapter 15 Protection over U.S. Assets of Cayman Islands Fund in Liquidation
January 21, 2010
New HSR Act Thresholds May Catch Smaller Acquisitions
January 15, 2010
DOL Issues Model Notices for COBRA Subsidy Extension
January 15, 2010
Enforcement Division Announces Initiative Aimed at Greater Cooperation
January 12, 2010
NewPage Refinancing Chosen as High-Yield Bond Deal of the Year
Bruce Cybul
|
Michael Littenberg
|
Ronald Risdon
|
Kurt Rosell
|
Alan Waldenberg
January 6, 2010
LBIE Update
January 6, 2010
SRZ 2010 form of Public Company Director and Executive Officer Questionnaire Now Available
Michael Littenberg
|
Farzad Damania
January 5, 2010
Continuing Influence of Repealed Statutory Pollution Exclusion
Howard Epstein
|
Theodore Keyes
January 1, 2010
Post-Bankruptcy Legal Fees
Michael Cook
January 1, 2010
SRZ Ranked No. 1 in PIPE Market League Tables for 2009
January/February 2010
Keeping Current: Securities
Michael Littenberg
December 29, 2009
Hedge Fund Outlook 2010
David Nissenbaum
December 28, 2009
Updates Regarding Federal and State Continuation Coverage
December 21, 2009
House Passes the Tax Extenders Act of 2009
December 21, 2009
UK Bank Payroll Tax
December 17, 2009
LBIE Update
December 17, 2009
SEC Amends Disclosure Requirements for the 2010 Reporting Season
December 15, 2009
Pre-Budget Report
December 9, 2009
Nasdaq Modifies Advance Notification Requirement
December 8, 2009
PCAOB Strategic Goals and Budget Foreshadow Tougher Enforcement Agenda
December 7, 2009
Update Regarding a New York State Department of Labor Requirement
November/December 2009
Back to the Drawing Board: Setbacks Dog the Administrators of Lehman in Europe
Lawrence Gelber
November 24, 2009
Appeal From Reorganization Plan Order Not Moot Despite Lack of Stay Pending Appeal
November 19, 2009
SEC Staff Clarifies Interpretation Related to Filing Deadline for Schedules 13D and 13G
November 18, 2009
FTC Extends Enforcement Deadline for Identity Theft ‘Red Flags’ Rule to June 1, 2010
November 16, 2009
SEC Mandatory Climate Change Risk Disclosure is on the Horizon
Theodore Keyes
November 16, 2009
SRZ Assists Community Service Society as Pro Bono Effort
Kimberly Monroe
|
Scott Gold
November 14, 2009
The Federal Government Continues Its Crackdown On Insider Trading By Hedge Funds
November 13, 2009
Second Circuit Allows Post-Bankruptcy Legal Fees Based on
Pre-Bankruptcy Indemnity Agreement
November 13, 2009
Court Denies Secured Creditors' Right to Credit Bid in Sale Auction Where Plan of Reorganization Proposes 'Indubitable Equivalent' of their Claims
November 12, 2009
Ensuring Non-UK Tax Residence - The Laerstate Case
November 9, 2009
Scope of Prior Knowledge Exclusions in Professional Liability Policies
Howard Epstein
|
Theodore Keyes
November 3, 2009
Champerty Clarified: A Victory For Activist Distressed Debt and Claims Investors
November 3, 2009
Employer Action Required
November 2009
Green Building Leasing Issues
October 30, 2009
Florida Bankruptcy Judge Holds ‘Savings Clause’ Unenforceable When Voiding Guarantees as Fraudulent Transfers
October 16, 2009
Retirement Plan Dollar Limits Remain Unchanged for 2010
October 8, 2009
Analysis of New SEC Interpretations of Exchange Act Sections
13(d) and 13(g)
October 8, 2009
Are Your Regulation FD Compliance Procedures Sufficient?
October 6, 2009
LBIE Administrators Announce Contractual Alternative to Proposed Scheme of Arrangement
September/October 2009
Deal-Making Among Co-Lenders: Is it Legal?
Jeffrey Lenobel
|
Beth Newman
October 1, 2009
OFAC Continues To Focus on Cases Involving Stripping Material Information from Financial Transactions
September/October, 2009
Recent Areas of Focus in SEC Examinations of Hedge Fund Advisers
Marc Elovitz
|
Paul Roth
October 1, 2009
OFAC Amends the Cuban Assets Control Regulations
September 29, 2009
New Wage and Hour Provisions Require Employer Action
September 25, 2009
Bankruptcy Court Orders Swap Counterparty to Pay Lehman Brothers Despite Event of Default
September 23, 2009
NYSE Reduces Public Float Listing Requirement and Amends Listing Fees
September 23, 2009
Employment & Employee Benefits - Fall 2009
Mark Brossman
|
Ronald Richman
|
Susan Bernstein
|
Emma Hansen
|
Adam Rivera
September 18, 2009
New York Private Schools May Have to Show Damages to Collect Full Tuition in Breach of Tuition Contract Case
September 4, 2009
Allocation of Defense Costs Among Overlapping Insurance
Howard Epstein
|
Theodore Keyes
September 1, 2009
PIPEs: A Lasting Trend?
Eleazer Klein
September 1, 2009
SRZ Advises Western Union on Acquisition of Custom House
Ida Draim
|
Donald Mosher
|
Kara Kuchar
August 2009
Federal Bar Council Quarterly
Highlights SRZ's Pro Bono Work
August 28, 2009
Activist Investing Developments - Summer 2009
Marc Weingarten
|
Eleazer Klein
|
David Rosewater
|
Clara Zylberg
August 28, 2009
FDIC Releases Final Policy Statement on Acquisitions and Investments in Failed Banks or Thrifts by Private Capital Investors
August 28, 2009
SEC's Proposed Proxy Access Rules and the Promise of Inexpensive Director Nominations
August 28, 2009
SEC Enforcement: Enhanced 13(d) Scrutiny and Merger Arbitrage
August 28, 2009
'Poison Puts' and the Shareholder Franchise
August 24, 2009
Lenobel Shares His Insights on the CMBS Market
Jeffrey Lenobel
August 20, 2009
Bankruptcy Court Denies Lenders’ Motions to Dismiss Chapter 11 Cases of SPE Debtors
August 13, 2009
SEC Proposes “Pay to Play” Prohibitions
August 10, 2009
New Extended Filing Date for Many FBAR Filings is June 30, 2010
August 10, 2009
Director of SEC Division of Enforcement Announces Sweeping Changes
August 3, 2009
FDIC Announces Two New Programs of Potential Interest to Private Investment Funds
August, 2009
SRZ Featured in
Mann on the Street
Stephanie Breslow
|
Adam Harris
|
Steven Fredman
|
Jeffrey Lenobel
|
Martin Perschetz
|
Paul Roth
|
Marc Weingarten
August 2009
Wrapping Up Lehman: The Implications of PwC’s Scheme of Arrangement
Lawrence Gelber
July 30, 2009
Analysis of Recent U.S. Regulatory Proposals Regarding Investment Advisers
July 29, 2009
SEC to Increase Public Disclosure of Short-Selling
July 23, 2009
Learning Curve: What Really is the Board's Role in Valuation?
George Silfen
July 20, 2009
Divided Supreme Court Extends Reach of Confrontation Clause
Justin Mendelsohn
July 17, 2009
Federal Reserve Board Issues Interim Final Rule to Implement Certain Provisions of Credit CARD Act of 2009
July 17, 2009
LBIE Joint Administrators Summarize Potential Scheme of Arrangement
July 17, 2009
ISDA Publishes ‘Small Bang Protocol’ Allowing Auction Settlement Following Restructuring Credit Events
July 15, 2009
Proposed European Union Directive on Alternative Investment Fund Managers
July 7, 2009
Bankruptcy Court Sets Deadline for Filing Claims Against Lehman Debtors
July 6, 2009
NYSE Reduces Minimum Global Market Capitalization Requirement and Extends Suspension of Minimum Share Price Requirement
July 2, 2009
NYSE Rule 452 Amended to Eliminate Broker Discretionary Voting In Uncontested Elections
July 2, 2009
FDIC Proposes New Tougher Qualifications for Failed Bank/Thrift Acquisitions
July 1, 2009
Court Finds Laches Defense Bars Coverage for Asbestos Claimants
Howard Epstein
|
Theodore Keyes
July 2009
UK Regulatory Regime
July 1, 2009
The International Comparative Legal Guide to: Corporate Governance 2009
David Rosewater
|
Marc Weingarten
July 2009
Seventh Circuit Vindicates Secured Lenders’ Right to Full Payment
Michael Cook
June 26, 2009
IRS Issues Extension on FBAR Filing Obligations for Certain U.S. Persons
June 25, 2009
FinCEN Issues Advisory Regarding North Korean Government Agencies’ and Front Companies’ Involvement in Illicit Financial Activities
June 23, 2009
Guidance on the Scope of Permissible Information Sharing Covered by the Safe Harbor of Section 314(b) of the USA PATRIOT Act
June 19, 2009
U.S. Persons Should File a Precautionary FBAR With the IRS as a Preventative Measure Against Penalties
June 18, 2009
White House Announces Financial Regulatory Overhaul Plan
June 16, 2009
Registered Fund Developments - Spring 2009
Kenneth Gerstein
|
George Silfen
June 4, 2009
Analysis of the New Short Sale Rules Proposed by the Securities and Exchange Commission
Ida Draim
|
Marc Elovitz
June 2, 2009
Appellate Ruling in Bear Stearns Case Ends Nine-Year Saga
Robert Abrahams
|
Michael Cook
|
Harry Davis
|
Howard Schiffman
|
Gary Stein
|
Sung-Hee Suh
|
Eric Bensky
June 1, 2009
SRZ Represents Veritas in Acquisition of Kroll Government Services
June 1, 2009
New Credit Card Law to Reform Current Industry Practices
June 2009
Bankruptcy Court Cannot Surcharge Credit Bidding Asset Buyer with Expenses of Sale
Michael Cook
May 27, 2009
Representation Prior to Indictment
Betty Santangelo
May 26, 2009
SEC Votes 3-2 to Seek Public Comment on Proxy Access Proposal
May 26, 2009
Private Equity Funds: Formation and Operation
Stephanie Breslow
|
Phyllis Schwartz
May 22, 2009
Federal Reserve Board Announces TALF Eligibility for Legacy CMBS, Revises Terms & Conditions and FAQ Documents
May 21, 2009
SRZ Wins “Best International Law Firm in London” Award
May 15, 2009
Just Like Starting Over
David Nissenbaum
May 13, 2009
Seventh Circuit Holds that Bankruptcy Court Improperly Reduced Oversecured Lenders’ Claim
May 7, 2009
NYSE Changes Its Immediate Release Policy
May 5, 2009
TALF Expanded to Target Wider Audience
May 14, 2009
In Memoriam: Brooks R. Burdette
April 2009
UCITS and Hedge Funds: Fact, Fiction and the Real Opportunities
Josh Dambacher
April 28, 2009
Bankruptcy Court Allows Collateral Agent to Credit Bid Without 100% Approval of Senior Lenders in Same Facility
April 24, 2009
Bloomberg Administration Announces Four Bills Aimed at Reducing Greenhouse Gas Emissions from Buildings in NYC
May 4, 2009
Betty Santangelo Selected as NOW-NYC Women of Power & Influence Honoree
Betty Santangelo
April 23, 2009
XBRL Adoption Requires Form Changes in Upcoming 10-Q and 10-K Filings
April 22, 2009
Proposed Rules and Interpretative Guidance on the Confidentiality of Suspicious Activity Reports: Comment Period Expires on June 8, 2009
April 10, 2009
IRS Issues Additional Guidance on COBRA Premium Subsidy
April 9, 2009
Making Lemonade from Lemons: Issuer Bond Repurchases
April 9, 2009
Private Equity Developments - Spring 2009
Robert Goldstein
|
Michael Littenberg
|
James Nicoll
April 9, 2009
Distressed M&A
April 7, 2009
Bankruptcy Court Cannot Surcharge Credit Bidding Asset Buyer With Expenses of Sale
April 3, 2009
Employers Must Use Revised Form I-9 Effective Today
April 2, 2009
SEC Staff Permits Separate Dissident Shareholders to ‘Round Out’ Short Slate with Nominees from Unrelated Dissident Slate
March 31, 2009
Nasdaq Continues Suspension of Listing Requirements Through July 19, 2009
March 27, 2009
Delaware Supreme Court Clarifies Revlon Duties; Reverses Chancery Court Decision in Lyondell Chemical Company v. Ryan
March 25, 2009
U.S. Treasury Announces Public-Private Investment Program
March 25, 2009
SRZ’s Roth Discusses New Geithner Plan with Reuters’ Rebell
Paul Roth
March 24, 2009
SRZ Ranks Prominently on
The Deal’s
Fourth Quarter 2008 Bankruptcy League Tables
Michael Cook
|
Lawrence Gelber
March 20, 2008
Department of Labor Issues Model Notices for Subsidized COBRA Premiums
March 20, 2009
Roth Appears on CNBC's Squawk Box in Segment Titled "Wall Street Legends Summit"
Paul Roth
March 18, 2009
NYSE Poised to Eliminate Uninstructed Broker Votes in Uncontested Director Elections; ‘Just Vote No’ Campaigns Benefit
March 17, 2009
ISDA Publishes Supplement to 2003 Credit Derivatives Definitions and ‘Big Bang’ Protocol
March 16, 2009
SRZ Represents Clarion Capital Partners in Bankruptcy Auction and Acquisition of Lenox Group Inc.
Michael Cook
|
Adam Harris
|
Daniel Oshinsky
|
David Rosewater
March 16, 2009
Activist Investing Developments - Winter 2009
Marc Weingarten
|
Eleazer Klein
|
David Rosewater
|
Adriana Schwartz
March 16, 2009
Swaps and Section 16: Reporting and Liability Issues
March 16, 2009
Second Generation Advance Notification Bylaws
March 16, 2009
Proxy Contest Settlement Agreements: An Overview
March 10, 2009
Second Circuit Summarily Dismisses Appeal from Rulings Favoring Chapter 11 Telecom and Parent
Michael Cook
March 9, 2009
New Stimulus Package Creates Subsidy for Health Care Continuation Coverage
March 6, 2009
Fleshing It Out
Paul Roth
March 6, 2009
UK FSA New Rules on Disclosure of Contracts for Difference Effective 1 June 2009
March 6, 2009
Agency Opinion Seeks to Impose Duty to Defend on D&O Insurer
Howard Epstein
|
Theodore Keyes
March 6, 2009
NYSE Suspends $1.00 Minimum Share Price Requirement
March 5, 2009
ISDA Publishes Close-out Amount Protocol
March 2, 2009
Lubrizol Settles FTC Challenge to Consummated Transaction
February 26, 2009
District Court Hands SRZ Client Quigley Company a Quick Win
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
|
Kyu Paek
February 26, 2009
Model Annual Funding Notices Now Available for Defined Benefit Plans
February 25, 2009
Significant Tax Provisions of the American Recovery and Reinvestment Act of 2009
February 24, 2009
Pro-Shareholder Amendments to Delaware General Corporation Law Proposed
February 18, 2009
SRZ 2009 Interactive Summary Annual Meeting Proxy Timetable
Michael Littenberg
|
Farzad Damania
February 17, 2009
FSA Discussion Paper on Short Selling
February 11, 2009
ISDA Proposes Supplement to 2003 Credit Derivatives Definitions
February 11, 2009
TALF Program Increased to $1 Trillion and to Provide Financing for Commercial Mortgage-Backed Securities
February 11, 2009
$188 Million Insider Preference Judgment Affirmed by Third Circuit
February 9, 2009
Financing Available for Investors in Asset-Backed Securities from the Federal Reserve Bank of New York Under the TALF Program
February 9, 2009
FINRA Sanctions E*Trade Brokerage Firm for Failing to Comply with Requirements for Reporting Suspicious Activity
February 6, 2009
ISDA Calls for Buy-Side and Sell-Side Participation in Collateral "Roadmap" Working Group
February 4, 2009
Lloyds TSB Bank Plc Forfeits $350 Million in Settlements with U.S. and New York Prosecutors for Violations of OFAC
January 28, 2009
NYSE Provides Temporary Relief from Minimum Global Market Capitalization Requirement
January 27, 2009
SRZ 2009 Public Company Director and Executive Officer Questionnaire
Michael Littenberg
|
Farzad Damania
January 27, 2009
Deadline for Filing Form D Amendments Approaching
January 23, 2009
Hedge Fund Best Practices Reports Released by PWG’s Asset Managers’ and Investors’ Committees
January 22, 2009
Administrators for Lehman Brothers Europe to Make Claim for Client Money and Assets held by Lehman Brothers Inc.
January 16, 2009
Professional’s Pre-Approved Fixed Fee Award Upheld by 2d Cir.
January 15, 2009
SRZ Ranked No. 1 for 2008 in PIPE Market League Tables
January 15, 2009
Schools May Be Required to Comply with FTC Rules Aimed at Preventing Identity Theft
January 14, 2009
FSA Confirms Relaxation of Ban on Short Selling; Retains Disclosure Obligation
January 12, 2009
Drafting the 2009 CD&A
January 9, 2009
FTC Announces Revised HSR Act Thresholds
January 8, 2009
Recent CFTC Developments Regarding OTC Derivatives Clearinghouses, KOSPI 200 Stock Index Futures and Electronic Filings by Commodity Pool Operators and Commodity Trading Advisors
January 6, 2009
Selectica Activates Poison Pill, Seeks Declaratory Judgment of Pill’s Validity
January 6, 2009
FSA Proposes to Relax Ban on Short Selling but Retain Disclosure Obligation
January 2, 2009
New Late Notice Law Requires Insurers to Show Prejudice
Howard Epstein
|
Theodore Keyes
December 30, 2008
Nasdaq Extends Suspension of Listing Requirements
December 29, 2008
New FMLA Regulations Effective Jan. 16, 2009
December 29, 2008
Building Owners Need to Be Concerned About Carbon Dioxide Regulations
December 24, 2008
SEC Form SH Filing Notice
December 23, 2008
Banking Agencies Adopt Rules to Protect Credit Card Customers and Federal Reserve Adopts Further Protections by Amending Regulations Z and DD
December 18, 2008
FTC Announces Settlement for HSR Violation
December 18, 2008
XBRL: What You Need To Know Now
December 17, 2008
Roth Discusses Hedge Fund Industry on CNBC's "Closing Bell"
Paul Roth
December 15, 2008
Are You Ready for Electronic Proxy Delivery?
December 10, 2008
FinCEN Announces Release of Manual to Aid Examiners of Money Services Businesses
December 8, 2008
Nasdaq and NYSE Continued Listing Requirements – A Primer for Turbulent Times
December 2008
New Credit Card Rules for Consumer Protection
Donald Mosher
|
Jessica Sklute
December 1, 2008
Primer on CFTC Form 40 and Related Reporting and Recordkeeping Requirements
Ida Draim
November 26, 2008
Financial Crisis: Alerts and Updates
November 26, 2008
FDIC Augments OCC Action to Expand Pool of Troubled Financial Institution Buyers
November 26, 2008
Chancellor Proposes Special Insolvency Procedures for Investment Firms Holding Client Assets or Money
November 25, 2008
OCC Introduces New Charter Method to Expand Pool of Troubled Financial Institution Buyers
November 20, 2008
New Requirements for Background Checks
November 18, 2008
SRZ Releases Shareholder Activism Insight Report in Association with mergermarket
David Rosewater
|
Marc Weingarten
November 14, 2008
Bankruptcy Court Sets Deadlines for Filing Claims Against Lehman Brothers Inc.
November 14, 2008
Lehman Brothers Debtors Seek to Establish Procedures for Assuming and Assigning Pre-Petition Derivatives Contracts and Settling Termination Payments
November 13, 2008
Roth Discusses Hedge Fund Industry on CNBC's "Squawk Box"
Paul Roth
November 13, 2008
OFAC Revokes Iran’s ‘U-Turn’ License
November 4, 2008
NFA Adopts Forex Disclosure and Reporting Rules
November 3, 2008
Narrow View of Prior Knowledge Exclusion Adopted
Howard Epstein
|
Theodore Keyes
November 5, 2008
SEC Mandates Electronic Filing of Form D After Initial Transition Period
November 1, 2008
The American Lawyer
Ranks SRZ No. 1 for Tech Support
October 31, 2008
FTC Announces Delay in Enforcement of Red Flag Rules
October 31, 2008
OFAC Publishes Economic Sanctions Enforcement Guidelines as Interim Final Rule, Effective Sept. 8, 2008
October 31, 2008
FinCEN Withdraws Proposed Anti-Money Laundering Rules for Unregistered Investment Companies, Commodity Trading Advisors and Investment Advisers
October 31, 2008
FSA Clarifies Short Sale Disclosure Requirements
October 28, 2008
SRZ Hosts Forum with Managed Funds Association on LBIE Insolvency
Adam Harris
|
Paul Roth
October 24, 2008
Involuntary Bankruptcy: Practical Tips and Advice for Creditors
Michael Cook
|
Lawrence Gelber
|
Adam Harris
|
David Hillman
October 23, 2008
Update on SEC Form SH Filing Requirements
October 22, 2008
Impact of IRC Section 457A on Fund Structures
October 21, 2008
New Requirements for New York Employers
October 21, 2008
Quigley Company Fends Off Motion for Examiner
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
October 21, 2008
2009 Dollar Limits for Retirement Plans
October 16, 2008
SEC Extends Form SH Short Sale Reporting Until Aug. 1, 2009, and Modifies Timing and Scope of Disclosure
October 16, 2008
SEC Adopts New Short Selling Rules
October 10, 2008
Amendments to the Americans with Disabilities Act
October 9, 2008
NYSE and Nasdaq Modify Director Independence Rules
October 7, 2008
Delaware Chancery Court Orders Hexion to Perform Its Obligations
October 7, 2008
Tax Legislation Limits Future Deferrals, Penalizes Future Side Pocket Incentive Fees from Offshore Funds
October 6, 2008
The Emergency Economic Stabilization Act of 2008
October 3, 2008
SEC Extends Emergency Orders
October 1, 2008
How to Avoid Insider Preference Liability
Michael Cook
September 30, 2008
Registered Investment Advisers Required to Provide Notifications of Changes to Custody Arrangements
September 29, 2008
Recent Treasury Guidance on the Structuring of Faculty Salary and Similar Arrangements
September 26, 2008
SEC Provides New Guidance on the Use of Company Websites
September 26, 2008
SEC Issues Guidance on Form SH
September 25, 2008
Financial Institutions Must Adopt Programs Addressing ‘Red Flag Rules,’ ‘Special Rules for Card Issuers’ and ‘Address Discrepancy Rules’
September 25, 2008
FSA Clarifies Short Sale Prohibition and Disclosure Requirements
September 25, 2008
Counterparty Risk Issues: Lessons Learned from the Recent Credit/Liquidity Crisis
Paul Roth
September 25, 2008
UPDATE No. 1: Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding U.S.A. and United Kingdom)
September 24, 2008
New Resource Guide Provides Advice on Developing and Implementing Policies for Students with Life-Threatening Allergies
September 23, 2008
SEC Amends Emergency Order Banning Short Sales of Financial Firm Securities
September 23, 2008
Federal Reserve Provides Greater Flexibility for Non-Controlling Investments in Banks and Bank Holding Companies
September 22, 2008
SEC Announces “Sweeping Expansion” of Its Investigation of Short Selling by Hedge Funds and Other Market Participants...
September 21, 2008
Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding USA and United Kingdom)
September 19, 2008
SEC Bans Short Selling and Imposes New Disclosures
September 19, 2008
FSA Bans Short Selling in Financial Stocks and Requires Daily Short-Position Disclosures
September 18, 2008
SEC Adopts New Short Sale Rules
September 18, 2008
'Amato': Second Circuit Recognizes Costs of Being Victim
September 18, 2008
SRZ Wins Hedge Fund Journal Award for Leading US Law Firm
Paul Roth
September 18, 2008
Zabel Announces first "Steinberg Distinguished Playwright Award"
William Zabel
Fall 2008
Activist Investing Developments - Fall 2008
Marc Weingarten
|
David Rosewater
Fall 2008
The Permissible Scope of Bylaws:
CA, Inc. v. AFSCME Employees Pension Plan
Fall 2008
Stockholders’ Rights to Demand Inspection of Corporate Books and Records: Recent Developments
Fall 2008
“Plans” to Sell Stock: SEC 13D Settlement with Kerkorian
September 10, 2008
New York Landlords Required to Provide Notification of Indoor Air Contaminants
September 10, 2008
SRZ Bolsters Investment Management Practice in London
Josh Dambacher
September 4, 2008
New NASDAQ Rule Allows SPAC Listings
September 2008
Equitable Subordination Still Requires Proof of Harm
Michael Cook
September 1, 2008
SRZ Scores on Bankruptcy League Tables
Lawrence Gelber
August 28, 2008
Deadline for Complying with the Final Section 409A Regulations Governing Deferred Compensation Arrangements is Dec. 31, 2008
August 28, 2008
NYC Department of Health Issues New Regulations for Kindergarten and Pre-Kindergarten Programs
August 18, 2008
Bankruptcy Appeals Court Limits Lien-Stripping in § 363(B) Asset Sale
August 12, 2008
SEC Sanctions Brokerage Firms for Failing to Comply with Anti-Money Laundering Rule
August 7, 2008
Amendments to Brownfield Cleanup Program Alter Tax Credits But Not Eligibility Criteria
August 1, 2008
SRZ Wins Claim Estimation Motion Against Carrier Claiming Creditor Status
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
July 31, 2008
Tenth Circuit Finds No Insider Preference Liability Based On Close Relationship Alone
July 30, 2008
SEC Extends Emergency Order Restricting Short Selling
July 25, 2008
Court Dismisses Wood River Investors’ Claims Against Prime Broker
Summer 2008
Private Equity Developments - Summer 2008
Michael Littenberg
July 17, 2008
Paul Roth Appears on CNBC's "Squawk Box"
Paul Roth
July 17, 2008
Kindergarten and Pre-Kindergarten Programs Exempt from Article 47
July 17, 2008
SRZ Ranked No. 1 for First Half of 2008 in PIPE Market League Tables
July 16, 2008
Oversecured Creditor Wins Default Interest Issue
July 16, 2008
SEC Issues Emergency Order Restricting Short Selling
Summer 2008
Impact of Proposed CFIUS Regulations on Foreign Investment in U.S. Private Equity
Summer 2008
Time to Add SPACs to Your Repertoire?
Summer 2008
Tips on Complying with U.S. Department of Labor Fee Disclosure Rules
Ronald Richman
June 30, 2008
Fifth Circuit Reverses Equitable Subordination of Insiders’ Secured Loan
June 30, 2008
Investments in Banks: Possible Regulatory Developments
June 26, 2008
SEC Approves One-Year Extension of SOX Section 404(b) Compliance Date for Non-Accelerated Filers
June 20, 2008
The 'General Counsel' Model
Daniel Greenberg
June 18, 2008
New NYSE Rule Allows SPACs to List on ‘Big Board’
June 18, 2008
UK FSA Issues Guidance on New Short Selling Rule
June 16, 2008
UK FSA Rule on Short Selling in Rights Issues, Effective 20 June 2008
June 12, 2008
SRZ Partner Named to Board of Directors of 100 Women in Hedge Funds
Stephanie Breslow
June 5, 2008
District Court Affirms Decision to Deny Cayman Islands Hedge Funds Access to U.S. Bankrupcty Court Under Chapter 15
May 30, 2008
SEC Proposes Mandatory XBRL Tagging
May 23, 2008
SEC Expands Flexibility of Business Development Companies
May 23, 2008
New Law Bans Genetic Discrimination
May 21, 2008
SEC Sets Fee Rate for Fiscal Year 2009
May 20, 2008
New Legislation Limiting Deferral of Offshore Compensation Proposed; Side Pocket Incentive Fees May Be Significantly Impacted
May 13, 2008
CFTC 'Event Contracts' Concept Release May Lead to New, Uncorrelated Trading Opportunities
May 8, 2008
Consequential Damages: Only if Forseen at Time of Pact
Howard Epstein
|
Theodore Keyes
May 1, 2008
SRZ Partners Selected for The Burton Awards for Legal Achievement
Betty Santangelo
|
Gary Stein
May 1, 2008
Environmental Due Diligence in the Era of Climate Change
April 29, 2008
Fund Seeding Landscape Changes
Philippe Benedict
|
Steven Fredman
|
David Nissenbaum
April 28, 2008
SRZ Places No. 1 Again in PIPEs for First Quarter 2008
April 17, 2008
Highlights and Analysis of PWG Asset Managers' Committee Report on Hedge Fund Best Practices
April 16, 2008
Ninth Circuit OKs Coordinated Civil/Criminal Probes
Sung-Hee Suh
April 2008
Sharper Image Bankruptcy: Ramifications for the Gift Card Industry
April 15, 2008
President’s Working Group on Financial Markets Releases Asset Managers’ Committee Report ‘Best Practices for the Hedge Fund Industry’ and Investors’ Committee Report ‘Principles and Best Practices for Hedge Fund Investors’
Spring 2008
Activist Investing Developments - Spring 2008
Marc Weingarten
|
David Rosewater
Spring 2008
Short Slates, Majority Slates and Full Slates: Strategic and Voting Considerations
Spring 2008
Proxy Campaign Websites and the Compliance Questions They Raise
April 4, 2008
SRZ's Bank Regulatory Group Receives IFLR Award
April 3, 2008
Summary of the U.S. Treasury Department’s ‘Blueprint for a Modernized Financial Regulatory Structure’
March 31, 2008
Time to Add SPACS to Your Repertoire?
Michael Littenberg
March 28, 2008
Regulators Investigating Market Rumors
March 28, 2008
Summary of Deferred Prosecution Agreement and FinCEN Civil Money Penalty Against Sigue Corporation and Sigue LLC
March 27, 2008
Mark Brossman Receives Groat Award
Mark Brossman
March 19, 2008
The Risks Associated with Financial Counterparties
March 17, 2008
Recent Developments in Labor and Employment Law
March 2008
SRZ Continues to Work on Behalf of FEMA Victims
Howard Godnick
March 12, 2008
Breach of Fiduciary Duty by Insiders of Chapter 11 Debtors
March 6, 2008
World Trade Center Debris: Meaning of ‘Contamination’
Howard Epstein
|
Theodore Keyes
March 4, 2008
Steroid Smackdown
March 3, 2008
The Earmarking Defense Lives On
Michael Cook
February 29, 2008
SPACs and the Alternative Asset Manager – Not Your Garden Variety SPAC
February 28, 2008
SEC Introduces New Reporting Requirements for Smaller Companies
February 13, 2008
Allergy and Anaphylaxis Guidelines To Be Issued Soon
February 12, 2008
Practice note: Developing an Effective AML Compliance Program for Hedge Funds
Betty Santangelo
February 8, 2008
FACTA Credit Card Receipt Requirements, Related Class Actions and Proposed Corrective Legislation
February 2008
Gall
and
Kimbrough
and Their Relevance to Sentencing in White-Collar Cases
Winter 2008
Four Words That Can End Your Career: How a Single E-Mail Can Lead to Criminal Charges, Civil Sanctions and Disbarment
Sung-Hee Suh
|
Christopher Giampapa
January 23, 2008
Oversecured Lender Awarded Post-Petition Interest at Contractual Default Rate Plus Compounded Interest
January 22, 2008
SEC Provides Guidance on MD&A Disclosure for Off-Balance Sheet Entities
January 17, 2008
SEC Expands Eligibility for Primary Offerings on Forms S-3 and F-3
January 17, 2008
Supreme Court Eliminates “Scheme Liability” in Private Securities Fraud Cases
January 4, 2008
Decisions In
Gall, Kimbrough
Signal Enhanced Judicial Discretion in Sentencing
January 4, 2008
Choice of Law Can Be the Key to an Insurance Case
Howard Epstein
|
Theodore Keyes
January 2, 2008
New Child Abuse Reporting Law Requires Direct Notification
January 2008
The Bankruptcy Code's Automatic Stay
Michael Cook
January 2008
Fraudulent Transfers
Michael Cook
2007-2008
Bankruptcy Litigation Manual
Michael Cook
January 2008
US Courts Usually Enforce Creditors’ Contract Rights
Michael Cook
January 2008
Preference Litigation
Michael Cook
|
Victoria Lepore
December 20, 2007
The Foreign Corrupt Practices Act: Recent Cases and Enforcement Trends
Betty Santangelo
|
Gary Stein
December 13, 2007
Are You Ready for Electronic Proxy Delivery?
December 12, 2007
Delaware Chancery Court Orders Disclosure of Special Committee’s Privileged Communications in Stockholder Derivative Suit
November 28, 2007
Appeals Court Orders Immediate Payment of DIP Lender's Commitment and Facility Funding Fees
November 26, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against Union Bank of California
November 20, 2007
New Regulation on Qualified Default Investment Alternatives for Participant-Directed Individual Account Plans
Fall 2007
Private Equity Developments - Fall 2007
Stuart Freedman
|
John Pollack
|
Richard Presutti
Fall 2007
Go-Shop Provisions
Fall 2007
The Sallie Mae MAE Dispute: A Useful Reminder for Buyers & Sellers
John Pollack
Fall 2007
Investment Management Developments - Fall 2007
Marc Elovitz
Fall 2007
Changes to Regulation SHO
Fall 2007
Proposed Amendments to Regulation D
Fall 2007
SEC Examination Staff Issues Expanded Request Letter Targeting Inside Information and Other Areas
Fall 2007
SEC Finalizes New Rule on Short Selling in Connection with a Public Offering
Fall 2007
Update on Registration, Compliance and Examinations
Fall 2007
New Anti-Fraud Rule Under the Investment Advisers Act of 1940
November 16, 2007
Oversecured Lender's Contractual Prepayment Penalty Held Enforceable As Unsecured Claim Against Solvent Debtor
November 14, 2007
New Employment Eligibility Verification Form I-9
November 13, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against American Express Bank International
November 12, 2007
SEC Issues Additional Guidance Under 2006 Executive Compensation Disclosure Rules
November 8, 2007
New Fairness Opinion Rule Approved by the SEC
November 5, 2007
Options Backdating Complaint Dismissed With Prejudice by California District Court
November 5, 2007
Key Issues Directors & Officers Insurance Should Address
Howard Epstein
|
Theodore Keyes
October 19, 2007
Legislation Introduced to Limit Deferrals of Compensation from Many Offshore Corporations
October 18, 2007
2008 Dollar Limits for Retirement Plans
October 9, 2007
Sixth Circuit Holds Buyer of Chapter 11 Debtor's Contract Liable Only for Expressly Assumed Obligations
September 28, 2007
Second Circuit Affirms Dismissal of Employees' Lender Liability WARN Act Suit
September 26, 2007
Summary of Final Rule Regarding Enhanced Due Diligence for Correspondent Accounts Under Section 312 of the PATRIOT Act
September 19, 2007
Cayman Hedge Funds Liquidators' Request for Chapter 15 Protection Denied by Bankruptcy Court
September 5, 2007
Mutual Fund Compliance and the Anti-Money Laundering Regulatory Regime (Part II)
Betty Santangelo
September 2007
Court Insulates Lender's Collateral from Professional Fee Surcharge
Michael Cook
August 24, 2007
Department of Homeland Security Issues Final Regulations on Social Security No-Match Letters
August 20, 2007
Second Circuit Affirms Dismissal of Creditors' Committee Equitable Subordination Complaint
August 6, 2007
Investment Bank's Advisory Fee Properly Calculated Under Reasonableness Standard
August 2007
Fourth Circuit Affirms Chapter 11 Dismissal
Michael Cook
July 23, 2007
Court Insulates Lender's Collateral From Professional Fee Surcharge
July 12, 2007
SEC Adopts New Antifraud Rule Under Investment Advisers Act
Summer 2007
Activist Investing Developments - Summer 2007
Dan Kusnetz
|
David Rosewater
Summer 2007
Is it Worth It? The Value of Delaware Appraisal Rights to the Activist Investor
Summer 2007
Internet Publication of Proxy Materials Can Cut Costs in Proxy Contests
Summer 2007
FIRPTA -- A Tax Trap for the Unwary Activist Fund Manager
July 2, 2007
Repudiation vs. Ordinary Breach: Insured's Policy Duties
Howard Epstein
|
Theodore Keyes
June 27, 2007
SRZ Lawyers Named Finalists for National Public Justice Award
Howard Godnick
|
Daniel Greenberg
June 26, 2007
Legislation Introduced to Tax Incentive-Based Allocations as Ordinary Income
June 22, 2007
Supreme Court Clarifies Scienter Pleading Standard Under the Private Securities Litigation Reform Act
June 20, 2007
Fourth Circuit Affirms Dismissal of Reorganization Case Due to Commercial Tenant’s Bad Faith Litigation Tactics
June 14, 2007
SEC Votes to Repeal the "Tick" Test and to Amend Regulation SHO
June 5, 2007
SEC Brings First AML Enforcement Action For Broker-Dealer's Failure To File Suspicious Activity Report
June 2007
Fraudulent Transfer Analysis Turns Sour
Michael Cook
|
Lawrence Gelber
May 25, 2007
Delaware’s High Court Affirms Dismissal Of Creditor’s Suit Against Directors
May 9, 2007
Duty to Defend: Four Corners Rule, Duty to Look Beyond
Howard Epstein
|
Theodore Keyes
Spring 2007
An Alternative Approach to SEC Examinations
Paul Roth
Spring 2007
"Alternative" Investment Managers and Bankruptcy:
The Brave New World of Chapter 11
Stephanie Breslow
|
Adam Harris
April 10, 2007
Reminder Of HIPAA Privacy Notice Deadline For Group Health Plans
April 9, 2007
Third Circuit Relies On Market Capitalization To Value Assets In Upholding Dismissal of Fraudulent Transfer Suit
April 1, 2007
Marc Weingarten Named a Dealmaker of the Year
Marc Weingarten
Winter 2007
Private Equity Developments - Winter 2007
Stephanie Breslow
Winter 2007
Employee Investment in Private Equity Funds
Winter 2007
Private Equity Funds Successfully Compete with Strategic Buyers
Winter 2007
Buyer Beware: Consummating Non-HSR Reportable Transactions May Prove Costly in the End
Harry Davis
|
Michael Swartz
Winter 2007
Private Equity Groups Under Common Legal Control Constitute a Single Enterprise Under the Antitrust Laws
Harry Davis
|
Michael Swartz
March 21, 2007
The Anti-Money Laundering Regime for the Futures Industry
Betty Santangelo
March 21, 2007
Supreme Court Allows Unsecured Lender To Recover Contractual Legal Fees In Bankruptcy Case
March 12, 2007
Court Denies Hedge Funds' Motion To Seal Confidential Trading Information
March 7, 2007
Second Circuit Vacates Settlement Between Creditors’ Committee And Secured Lenders, Relying On Absolute Priority Rule
March 2, 2007
Impact of Reservation of Rights on Contesting Settlement
Howard Epstein
|
Theodore Keyes
March 2007
Financing Payment Obligations for Services: Are ‘Hell or High Water’ and ‘Waiver of Defenses’ Clauses Enforceable in Contracts for Future Services?
February 23, 2007
President's Working Group Releases Public Principles and Guidelines Regarding Private Pools of Capital
February 6, 2007
CFTC Amends Regs To Require E-Filing of CPO/CTA Exemption Notices Effective Feb. 15
February 2007
Bankruptcy Court Demolishes Baseless Lender Liability Complaint
Michael Cook
|
Lawrence Gelber
January 31, 2007
U.S. Treasury Adds Bank Sepah To OFAC's SDN List As A Supporter Of WMD Proliferation
January 18, 2007
Senate Finance Committee Adopts Proposal Limiting Annual Deferred Compensation; Application to Investment Management Firms Unclear
January 5, 2007
NFL Goes Back to Basics to Win ‘Clarett’ on Extra Point
Howard Epstein
|
Theodore Keyes
January 2007
The New “All Appropriate Inquiries” Rule
December 20, 2006
SEC Proposes New Regulations To Protect Investors In Pooled Investment Vehicles
December 19, 2006
DOJ Issues New Corporate Prosecution Guidelines, Modifying Approach to Privilege Waivers and Advancement of Legal Fees
December 12, 2006
Proposed Amendment To Regulation M Regarding Short Selling In Advance Of A Public Offering
December 5, 2006
Bankruptcy Court Allows Secured Lender To Credit Bid Despite Creditors' Committee Suit
December 4, 2006
UK Revenue Initiates Revision Of Hedge Fund Legislation
December 2006
The Power Of Arbitrators To Subpoena Non-Parties For Pre-Hearing Discovery
David Momborquette
November 29, 2006
Late Notice: Insured’s Implied Waiver of Privilege
Howard Epstein
|
Theodore Keyes
November 20, 2006
Negative Basis Trade Basics
Craig Stein
Fall 2006
Employment & Employee Benefits Developments - Fall 2006
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Laurence Moss
|
Ronald Richman
|
Holly Weiss
Fall 2006
PPA Validates Cash Balance and Hybrid Plans
Fall 2006
PPA Overhauls Funding Requirements for Defined Benefit Pension Plans
Fall 2006
PPA’s Comprehensive Changes for 401(k) Plans
Fall 2006
Roth Contributions Permitted for 401(k) and 403(b) Plans
Fall 2006
PPA’s New Rules for Financially Troubled Multiemployer Pension Plans
Fall 2006
Other Notable PPA Provisions
Fall 2006
PPA Eases the 25 Percent Plan Asset Rule
November 2, 2006
NLRB Clarifies Supervisory Status
November 1, 2006
SRZ Ranks 4th of 174 Firms in the 2006 AmLaw Technology Survey
October 24, 2006
November 15 Deadline For Group Health Plans
October 20, 2006
2007 Dollar Limits For Retirement Plans
Fall 2006
Beware the Counterattack Against Activist Investors: The Group Trap
Fall 2006
Reimbursement of Proxy Contest Expenses for Incumbents and Insurgents
Fall 2006
Activist Investing Developments - Fall 2006
Howard Godnick
|
Marc Weingarten
|
William (Bill) Gussman, Jr.
Fall 2006
Considerations for “Just Vote No” Campaigns
October 13, 2006
Certain Transition Relief Extended for Deferred Compensation Arrangements under Section 409A of the Internal Revenue Code
October 4, 2006
Guidance on Disclosure of Side Letters
October 2006
Crimes and Misdemeanours – and How to Avoid Each When Investing in Hedge Funds
Harry Davis
October 1, 2006
SRZ Ranks 13th of 171 Firms in the 2006 AmLaw Summer Associate Survey
September 15, 2006
Second Circuit Rules In Favor Of Shareholder Seeking To Use Corporate Proxy Statement To Nominate Slate Of Directors
September 2006
Removing the Shroud of Secrecy
Paul Roth
Summer 2006
Employment & Employee Benefits Developments - Summer 2006
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Laurence Moss
|
Ronald Richman
|
Holly Weiss
Summer 2006
Supreme Court Clarifies Subrogation Rights for Health Plans
Summer 2006
Multiemployer Pension Funds Can Require Participants to Demonstrate Work Performed Was in Covered Employment
Summer 2006
New York Labor Law: Unvested Stock Options Are Not Considered Wages
Summer 2006
Second Circuit Raises Standard for Workers Claiming Disparate Impact Under the ADEA
Summer 2006
Supreme Court Broadens Title VII Retaliation Protections
Summer 2006
HSR Act and Gun Jumping: Guidelines for Compliance
Beverly Ang
Summer 2006
Director Independence Issues to Consider When Taking a Portfolio Company Public
August 30, 2006
FTC Requires Divestiture In Consummated Transaction Based On The Same Manager Obtaining Control Of Competing Companies Through Two Different Limited Partnerships
August 30, 2006
Contra Proferentum: Sophisticated Entities Negotiating
Theodore Keyes
|
Howard Epstein
August 21, 2006
President Signs Pension Protection Act into Law
August 14, 2006
SEC Publishes Revised Soft Dollar Guidance
August 11, 2006
Securities and Exchange Commission Issues Interpretive Guidance
August 4, 2006
Pension Protection Act of 2006 Changes 25% Plan Asset Rule
July 17, 2006
A Secured Creditor May Carve Out A Portion Of Its Collateral For The Exclusive Benefit Of Unsecured Creditors Without Violating The Absolute Priority Rule
July 12, 2006
Federal Judge Declares Unconstitutional Government's Practice of Pressuring Corporations to Cut off Employees' Legal Fees
July 10, 2006
Insurers, Tort Declaratory Judgment Actions, Bad Faith Liability
Howard Epstein
|
Theodore Keyes
July 10, 2006
SEC Staff Issues No-Action Letter Providing Guidance with Respect to Principal Transactions
July 10, 2006
The Federal Trade Commission Challenges a Non-Reportable, Consummated Merger
July 5, 2006
Actions to Take in the Event of Loss of Client Data
July 2006
Warding Off Uncle Sam
Harry Davis
July/August 2006
Summary of Final Rule Regarding Due Diligence for Foreign Accounts Under §312 of the PATRIOT Act and Proposed Rule Re: Enhanced Due Diligence for Correspondent Accounts
Betty Santangelo
June 30, 2006
Two Decisions Following the Supreme Court's Decision in eBay Deny Injunctive Relief to the Patentee
June 27, 2006
Supreme Court to Review "Obviousness" Standard of Patentability
June 26, 2006
DC Circuit Delays Order to Vacate Hedge Fund Manager Registration Rule
June 23, 2006
DC Circuit Vacates Hedge Fund Manager Registration Rule
June 19, 2006
Court's Ruling Denying Trademark Challenge Has Implications for Hedge Fund Industry
June 13, 2006
The Securities and Exchange Commission Brings Its First Enforcement Action for Violation of the USA PATRIOT Act
June 6, 2006
Pataki Signs Into Law Further Amendments to New York Newspaper Publication Requirements
May 30, 2006
Final Suspicious Activity Reporting Rule for Mutual Funds
May 30, 2006
Summary of Final Rule Regarding Due Diligence for Foreign Accounts Under §312 of the PATRIOT Act and Proposed Rule re: Enhanced Due Diligence for Correspondent Accounts
Spring 2006
Activist Investing Developments - Spring 2006
Howard Godnick
|
Marc Weingarten
Spring 2006
Antitrust Reporting Under the Hart-Scott-Rodino Act
Spring 2006
Be Careful What You Wish For - Considerations When Obtaining Board Representation
Spring 2006
Sue or Be Sued
Spring 2006
Mutual Funds Regulatory Update - Spring 2006
George Silfen
|
Pamela Chen
Spring 2006
SEC: Staff Reconsiders 12b-1 Fee Rebates/SEC Proposes Internet Option for Disseminating Proxy Materials
Spring 2006
SEC Staff Says ETF Transactions Should be Subject to Code of Ethics Reporting
Spring 2006
Rockies Fund v. SEC
: Implications for Fund Directors
Spring 2006
NASD Issues Member Alert Regarding the Importance of Mutual Fund Dealer Agreements
May 15, 2006
Supreme Court Eliminates Automatic Injunction in Patent Infringement Cases
April 28, 2006
New York Court Grants Preliminary Injunction in Favor of Activist Investor Seeking to Nominate Slate of Directors
April 17, 2006
Identifying Late Notice as Defense in Specific Reservation of Rights
Howard Epstein
|
Theodore Keyes
April 6, 2006
Further Proposed Amendments to New York Publication Bill Raise Specter of Unlimited Liability
April 5, 2006
Citibank Employee Obligated to Propose Reasonable Accomodation
March 31, 2006
Reminder of HIPAA Privacy Notice Deadline for Group Health Plans
March 28, 2006
DOL Releases New Form LM-10 Guidance
March 8, 2006
HIPAA Security Rule Compliance Deadline for Small Health Plans
March 3, 2006
Group Health Plans: Notice of Creditable Coverage Due to CMS
March 2006
Vapor Intrusion Basics
March 2, 2006
Supreme Court Eliminates Presumption of Patents' Market Power in Antitrust Cases
March 2006
Uncle Sam is Watching You
Harry Davis
February 28, 2006
State and Federal Courts of Appeal Enforce Noncumulation Clauses
Howard Epstein
|
Theodore Keyes
February 17, 2006
Pataki Signs Into Law Bill No. 500085 Changes to the Newspaper Publication Requirements
February 8, 2006
Multiemployer Defined Benefit Plans to Provide Annual Notice of Funding Status
February 2, 2006
Amendments to NYSE Rule 445 and NASD Rule 3011 - Anti-Money Laundering Program Rules Under Section 352 of the Patriot Act
January 31, 2006
Bankruptcy Court Holds Strategic Partner/Vendor Liable as Insider in Preference Suit
January 25, 2006
Second Lien Lenders Fend Off Attack on Credit Bid
January 9, 2006
Chapter 11 Debtors Cannot Assume or Assign Trademark License Without Consent from Licensor
January 9, 2006
SEC Issues Statement Concerning Financial Penalties
2006
PIPEs: A Guide to Private Investments in Public Equity
Eleazer Klein
Fall 2005
Investment Management Developments-Fall 2005
Stephanie Breslow
|
Kelli Moll
Fall 2005
SEC Sanctions Hedge Fund Advisers
Fall 2005
Hedge Funds in Private Equity
Fall 2005
SEC Brings Enforcement Action Involving Trade Errors
December 12, 2005
SEC Staff Responds to ABA Letter; Provides Further Guidance to Hedge Fund Managers
December 8, 2005
Summary of Certain Investment Management-Related Provisions of Proposed Regulations Under Section 409A
December 5, 2005
Revisions to EEO-1 Employer Reporting Form
Fall 2005
Activist Investing Developments - Fall 2005
Eleazer Klein
|
Marc Weingarten
Fall 2005
Implications and Considerations of Section 16 for Activist Investors
December 2, 2005
Proposed Regulations Under Section 409A May Impact Managers of Funds with Side Pockets
Fall 2005
Demands to Inspect Corporate Books and Records
Fall 2005
Vote Buying Raises Questions Under Anti-Fraud Rules
Fall 2005
Focus on Health Benefits - Federal Court Holds That the EEOC Cannot Reduce Retiree Health Benefits to Coordinate With Medicare Eligibility
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS Guidance Internal Revenue Service Issues Comprehensive 401(k) and 401(m) Final Regulations
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS Guidance IRS Issues Comprehensive 403(b) Proposed Regulations for Tax-Exempt Employers
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits IRS Modifies Cafeteria Plan "Use-It-Or-Lose-It" Rule
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits Medicare Part D New Prescription Drug Program: For Retirees and Plan Sponsors
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS Guidance Circular 230 Tax Notice
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS GuidanceCode Section 409A Update
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits Final HIPAA Portability Regulations
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
November 29, 2005
Wind vs. Water: Insurance Coverage for Storm Damage
Howard Epstein
|
Theodore Keyes
Fall 2005
Security Breaches and the Law: An Overview
Watt Wanapha
November 29, 2005
Supreme Court to Decide on Permanent Injunctions Against Patent Infringers
November 28, 2005
New .EU Domain Name
November 21, 2005
DOL Releases Guidance on Form LM-10
November 21, 2005
Final Anti-Money Laundering Program and Suspicious Activity Reporting Rules for Insurance Companies
Betty Santangelo
November 7, 2005
New York State Mandates "Green" Cleaning
November 4, 2005
Submission of Form ADV Part I with the SEC by December 16
November 3, 2005
Supreme Court May Decide Scope of Subject Matter Eligible for Business Method Patent Protection
November 2005
Remediating Contaminated Sites in New York City Under the E-Designation Program
October 28, 2005
Patent Office Issues "Interim Guidelines" Applicable to the Examination of Business Method Patent Applications
October 27, 2005
Recent Amendment Extends Protection Under New York City's Human Rights Law
October 26, 2005
Notice of Creditable Coverage - A New Requirement for Group Health Plans
October 18, 2005
New Dollar Limits for Retirement Plans
October 12, 2005
Questions and Answers About Cancer in the Workplace and the ADA
October 7, 2005
Code Section 409A Update
September 21, 2005
Mutual Fund Compliance and the Anti-Money Laundering Regulatory Regime
Betty Santangelo
September 15, 2005
Software Vendor Moves To Hedge Out Hedge Funds From Futures Trading
September 2005
Using the Oil Spill Fund to Facilitate Brownfield Development
September 1, 2005
Deemed Allocations Of Generation-Skipping Transfer Tax Exemption To Certain Trusts
August 24, 2005
Public Policy Ruled Not a Mandate for Extended Reporting Periods
Howard Epstein
|
Theodore Keyes
August 19, 2005
Third Circuit Cuts Substantive Consolidation Risk
August 19, 2005
Federal Investigation Into Use of Medical Experts Likely
August 3, 2005
Second Circuit Upholds Senior Creditors' Rights Despite X-Clause and Criticizes Third Party Insider Releases in Reorganization Plan
August 2005
Court Cast Doubts on Value of Information Disclaimers in Lease Syndications
July 19, 2005
New Form LM-10 Advisory
July 8, 2005
SEC Exposes Investment Consultant Conflicts of Interest Resulting From Undisclosed and Improper Compensation Arrangements
July 5, 2005
Department of Labor Reporting Requirement Extends to Taft-Hartley Funds
July 5, 2005
Department of Labor Reporting Requirement Extends to Taft-Hartley Fund Vendors and Service Providers
July 1, 2005
The European Savings Directive—Impact for Hedge Funds
June 30, 2005
Misrepresentations in Insurance Applications Can Void the Policy
Howard Epstein
|
Theodore Keyes
June 27, 2005
Tenancy in Common Poses Risks to Lenders
Jeffrey Lenobel
|
Julian Wise
June 21, 2005
Circular 230 Notice to Individual Client Service Department Clients
May 13, 2005
7th Circuit Confirms Clear Right of Aircraft Lenders/Lessors To Reclaim
May 12, 2005
Decoupling of State and Federal Estate Tax Exemption Amount
May 5, 2005
Supreme Court Recognizes ADEA Disparate Impact Claims
Spring 2005
Activist Investing Developments - Spring 2005
David Nissenbaum
|
Marc Weingarten
Spring 2005
When to Switch a 13G Filing to a 13D Filing
Spring 2005
Activist Fund Structuring
Spring 2005
Advance Notification Bylaws
Spring 2005
Dealings in Derivatives and Options Consultation Paper Issued by The UK Takeover Panel
Christopher Hilditch
Spring 2005
Guernsey Funds
Christopher Hilditch
April 28, 2005
Short Sale Pilot Program to Go Into Effect Monday May 2
April 28, 2005
New Notice Requirement and Extended Health Care Continuation Period Under USERRA
April 21, 2005
2005 Bankruptcy Code Amendments: Quick Summary of Business Reorganization Changes
April 15, 2005
New Amendments to Bankruptcy Code Favor Financial Contract Participants
April 5, 2005
Second Circuit Confirms Good Faith Lender Had No Fiduciary Duty to Borrower and Had Not Participated in Borrower's Fraud
Spring 2005
The Evolution of the CDO Squared
Paul Watterson, Jr.
Spring 2005
Director Duties When Serving on a Board
David Hillman
Spring 2005
Distressed and Vulture Funds Structure and Formation
Stephanie Breslow
Spring 2005
New Tax Rules Affect Nonqualified Deferred Compensation Arrangements
Ronald Richman
Spring 2005
Proposed Public Accounting Ethics and Independence Rules
Stuart Freedman
|
David Rosewater
February 28, 2005
Eighth Circuit Rules That Financial Advisor's Success Fee Be Paid From Recovery Obtained By Its Constituency
February 22, 2005
Late Notice Law: Does the Insurer Need to Show Prejudice?
Howard Epstein
|
Theodore Keyes
Winter 2005
The Benefits and Potential Pitfalls of Cooperating with Regulatory Agencies and the Government
Harry Davis
Winter 2005
Does Sarbanes-Oxley Prohibit Advances of Legal Fees To Officers And Directors?
Sung-Hee Suh
Winter 2005
Top 10 Securitizable Loan Negotiations—Part 1 of 2
Gregory Pressman
Winter 2005
Seventh Circuit Partially Reverses SEC Ruling on Allocations
Stephanie Breslow
January 14, 2005
Reminder: February 10 Compliance Date Set For Performance Fee and Recordkeeping Rules
2005
Impact of Aviall on Real Estate and Corporate Transactions
January 7, 2005
Tenth Circuit Allows Secured Creditor to Recover Converted Cash Collateral
2005/06
Hedge Fund Investment in Private Equity
Stephanie Breslow
April 3, 2003
Summary of the U.S. Treasury Department’s ‘Blueprint for a Modernized Financial Regulatory Structure’
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Abrahams, Robert M.
Abramowitz, Zach Roi
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