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2010
March 11, 2010
New Regulatory Scrutiny of Communications Among Hedge Fund Managers
March 9, 2010
Lloyds TSB Bank Settles Allegations of Stripping Material Information from Financial Transactions
March 8, 2010
Sale and Reorganization of Chrysler Corp Receives Global M&A Deal of the Year
March 5, 2010
Fifth Circuit Treats Severance Payments to Insider as Fraudulent Transfers Under 2005 Bankruptcy Code Amendment
March 4, 2010
SRZ Client Kenneth D. Pasternak Cleared of All Alleged Wrongdoing
Howard Schiffman
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James Wines
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Christopher McLean
March 2, 2010
NYSE Extends Reduced Market Cap and Stockholders’ Equity Continued Listing Requirements; Proposes Making Reduction Permanent
March 1, 2010
Defending the Preference and Fraudulent Transfer Safe Harbor
Michael Cook
March 1, 2010
SEC Adds Flexibility to the Proxy Process
February 26, 2010
SRZ Partner Stephanie Breslow Named in The Hedge Fund Journal’s ‘50 Leading Women in Hedge Funds’ Survey
Stephanie Breslow
February 26, 2010
Update on Privacy Requirements Affecting Private Investment Fund Managers
February 25, 2010
SEC Adopts New Short-Selling Restrictions
February 17, 2010
Hedge Funds in the Crosshairs
Harry Davis
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Richard Morvillo
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Justin Mendelsohn
February 15, 2010
Keeping Up With Distressed Debt Strategies
David Rosewater
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Abbey Walsh
February 12, 2010
New York Employers Should Start Specifying the Applicable Overtime Exemption for New Exempt Hires
February 12, 2010
OFAC Publishes Economic Sanctions Enforcement Guidelines, Effective Nov. 9, 2009
February 8, 2010
Federal Jury Holds Vivendi Liable, Exonerates Former Officers
February 8, 2010
SEC Issues Guidance on Climate Change-Related Disclosure by Public Companies
February 8, 2010
SRZ Welcomes Back Partner Stuart Freedman
Stuart Freedman
February 8, 2010
Securities Litigation, Regulation & Enforcement Developments - Winter 2010
Robert Abrahams
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Pat Conti
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Harry Davis
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Ida Draim
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Marc Elovitz
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Alan Glickman
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Howard Godnick
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William (Bill) Gussman
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Marcy Harris
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Mark Mandel
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David Momborquette
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Richard Morvillo
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Martin Perschetz
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Betty Santangelo
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Howard Schiffman
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Gary Stein
|
Sung-Hee Suh
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Michael Swartz
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Robert Ward
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Peter White
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Eric Bensky
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Yocheved (Yoko) Cohen
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Gregory Kasper
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William Mann
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Jeffrey Robertson
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Harry Sandick
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James Wines
February 8, 2010
Top 10 SEC Enforcement Developments of 2009
February 8, 2010
SEC Enforcement FY2009 Results
February 8, 2010
Enforcement and Litigation Cases to Watch in 2010
February 5, 2010
SRZ Partner Martin Perschetz Named a Litigator of the Week
Martin Perschetz
February 4, 2010
Third Circuit Refines Break-Up Standard
February 8, 2010
SRZ Expands Enforcement and Litigation Capabilities
February 4, 2010
SRZ Client Fully Exonerated in Landmark Securities Case
Martin Perschetz
|
Michael Swartz
February 1, 2010
Analysis of the SEC’s New Amendments to the Custody Rule
January 29, 2010
Cayman Fund of Funds Wins U.S. Bankruptcy Protection
Brian Pfeiffer
|
Karen Park
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Erik Schneider
January 28, 2010
Delaware Bankruptcy Court Decisions Highlight Split on Rule 2019 Disclosure
January 28, 2010
SEC Approves New Standard for Concurring Reviews
January 28, 2010
Lehman Brothers Bankruptcy Court Strikes Waterfall Subordination Provisions Conditioned on Bankruptcy
January 26, 2010
Delaware Bankruptcy Court Grants Chapter 15 Protection over U.S. Assets of Cayman Islands Fund in Liquidation
January 26, 2010
2010 Transfer Tax
January 21, 2010
New HSR Act Thresholds May Catch Smaller Acquisitions
January 15, 2010
DOL Issues Model Notices for COBRA Subsidy Extension
January 15, 2010
Enforcement Division Announces Initiative Aimed at Greater Cooperation
January 12, 2010
NewPage Refinancing Chosen as High-Yield Bond Deal of the Year
Bruce Cybul
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Michael Littenberg
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Ronald Risdon
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Kurt Rosell
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Alan Waldenberg
January 6, 2010
LBIE Update
January 6, 2010
SRZ 2010 form of Public Company Director and Executive Officer Questionnaire Now Available
Michael Littenberg
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Jillian Benda
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Farzad Damania
January 4, 2010
Schulte Roth & Zabel Announces Election of New Partner and Appointment of Special Counsel
Michael Brown
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Daniel Hunter
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Abbey Walsh
January/February 2010
Keeping Current: Securities
Michael Littenberg
January 1, 2010
SRZ Ranked No. 1 in PIPE Market League Tables for 2009
January 1, 2010
Post-Bankruptcy Legal Fees
Michael Cook
December 29, 2009
Hedge Fund Outlook 2010
David Nissenbaum
December 28, 2009
Updates Regarding Federal and State Continuation Coverage
December 21, 2009
House Passes the Tax Extenders Act of 2009
December 21, 2009
UK Bank Payroll Tax
December 17, 2009
SEC Amends Disclosure Requirements for the 2010 Reporting Season
December 17, 2009
LBIE Update
December 15, 2009
Pre-Budget Report
December 9, 2009
Nasdaq Modifies Advance Notification Requirement
December 8, 2009
PCAOB Strategic Goals and Budget Foreshadow Tougher Enforcement Agenda
December 7, 2009
Update Regarding a New York State Department of Labor Requirement
November/December 2009
Back to the Drawing Board: Setbacks Dog the Administrators of Lehman in Europe
Daniel Altman
|
Lawrence Gelber
November 24, 2009
Appeal From Reorganization Plan Order Not Moot Despite Lack of Stay Pending Appeal
November 19, 2009
SEC Staff Clarifies Interpretation Related to Filing Deadline for Schedules 13D and 13G
November 18, 2009
FTC Extends Enforcement Deadline for Identity Theft ‘Red Flags’ Rule to June 1, 2010
November 16, 2009
SRZ Assists Community Service Society as Pro Bono Effort
Kimberly Monroe
|
Scott Gold
|
Phillip Casper
November 16, 2009
SEC Mandatory Climate Change Risk Disclosure is on the Horizon
Theodore Keyes
November 14, 2009
The Federal Government Continues Its Crackdown On Insider Trading By Hedge Funds
November 13, 2009
Second Circuit Allows Post-Bankruptcy Legal Fees Based on
Pre-Bankruptcy Indemnity Agreement
November 13, 2009
Court Denies Secured Creditors' Right to Credit Bid in Sale Auction Where Plan of Reorganization Proposes 'Indubitable Equivalent' of their Claims
November 12, 2009
Ensuring Non-UK Tax Residence - The Laerstate Case
Nicholas Fagge
November 9, 2009
Scope of Prior Knowledge Exclusions in Professional Liability Policies
Howard Epstein
|
Theodore Keyes
November 3, 2009
Employer Action Required
November 3, 2009
Champerty Clarified: A Victory For Activist Distressed Debt and Claims Investors
November 2009
Green Building Leasing Issues
October 30, 2009
Florida Bankruptcy Judge Holds ‘Savings Clause’ Unenforceable When Voiding Guarantees as Fraudulent Transfers
October 19, 2009
Schulte Roth & Zabel Expands Practice with Addition of Prominent Securities Litigation and Enforcement Team
Pat Conti
|
Richard Morvillo
|
Peter White
|
William Mann
|
Jeffrey Robertson
October 16, 2009
Retirement Plan Dollar Limits Remain Unchanged for 2010
October 8, 2009
Analysis of New SEC Interpretations of Exchange Act Sections
13(d) and 13(g)
Eleazer Klein
|
Adriana Schwartz
October 8, 2009
Are Your Regulation FD Compliance Procedures Sufficient?
October 6, 2009
LBIE Administrators Announce Contractual Alternative to Proposed Scheme of Arrangement
September/October 2009
Deal-Making Among Co-Lenders: Is it Legal?
Jeffrey Lenobel
|
Beth Newman
September/October, 2009
Recent Areas of Focus in SEC Examinations of Hedge Fund Advisers
Marc Elovitz
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Paul Roth
October 1, 2009
OFAC Amends the Cuban Assets Control Regulations
October 1, 2009
OFAC Continues To Focus on Cases Involving Stripping Material Information from Financial Transactions
September 29, 2009
New Wage and Hour Provisions Require Employer Action
September 25, 2009
Bankruptcy Court Orders Swap Counterparty to Pay Lehman Brothers Despite Event of Default
September 23, 2009
Employment & Employee Benefits - Fall 2009
Mark Brossman
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Ronald Richman
|
Susan Bernstein
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Judith Kurzweil
|
Natalie Edie
|
Emma Hansen
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Adam Rivera
September 23, 2009
NYSE Reduces Public Float Listing Requirement and Amends Listing Fees
September 18, 2009
New York Private Schools May Have to Show Damages to Collect Full Tuition in Breach of Tuition Contract Case
September 15, 2009
Schulte Roth & Zabel Expands Business Reorganization Team with Addition of Brian Pfeiffer
Brian Pfeiffer
September 4, 2009
Allocation of Defense Costs Among Overlapping Insurance
Howard Epstein
|
Theodore Keyes
September 1, 2009
SRZ Advises Western Union on Acquisition of Custom House
Donald Mosher
|
Ida Draim
|
Emily Goodman Binick
|
Kara Kuchar
September 1, 2009
PIPEs: A Lasting Trend?
Eleazer Klein
August 2009
Federal Bar Council Quarterly
Highlights SRZ's Pro Bono Work
August 28, 2009
Activist Investing Developments - Summer 2009
Marc Weingarten
|
Eleazer Klein
|
David Rosewater
|
Barry McCarty
|
Clara Zylberg
August 28, 2009
SEC's Proposed Proxy Access Rules and the Promise of Inexpensive Director Nominations
August 28, 2009
FDIC Releases Final Policy Statement on Acquisitions and Investments in Failed Banks or Thrifts by Private Capital Investors
August 28, 2009
SEC Enforcement: Enhanced 13(d) Scrutiny and Merger Arbitrage
August 28, 2009
'Poison Puts' and the Shareholder Franchise
August 24, 2009
Lenobel Shares His Insights on the CMBS Market
Jeffrey Lenobel
August 20, 2009
Bankruptcy Court Denies Lenders’ Motions to Dismiss Chapter 11 Cases of SPE Debtors
August 13, 2009
SEC Proposes “Pay to Play” Prohibitions
August 10, 2009
Director of SEC Division of Enforcement Announces Sweeping Changes
August 10, 2009
New Extended Filing Date for Many FBAR Filings is June 30, 2010
August 3, 2009
FDIC Announces Two New Programs of Potential Interest to Private Investment Funds
August, 2009
SRZ Featured in
Mann on the Street
Stephanie Breslow
|
Adam Harris
|
Steven Fredman
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Jeffrey Lenobel
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Martin Perschetz
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Paul Roth
|
Marc Weingarten
August 2009
Wrapping Up Lehman: The Implications of PwC’s Scheme of Arrangement
Lawrence Gelber
|
Daniel Altman
July 30, 2009
Analysis of Recent U.S. Regulatory Proposals Regarding Investment Advisers
Ida Draim
|
Marc Elovitz
July 29, 2009
SEC to Increase Public Disclosure of Short-Selling
July 23, 2009
Learning Curve: What Really is the Board's Role in Valuation?
George Silfen
July 20, 2009
Divided Supreme Court Extends Reach of Confrontation Clause
Harry Sandick
|
Justin Mendelsohn
July 17, 2009
Federal Reserve Board Issues Interim Final Rule to Implement Certain Provisions of Credit CARD Act of 2009
July 17, 2009
LBIE Joint Administrators Summarize Potential Scheme of Arrangement
July 17, 2009
ISDA Publishes ‘Small Bang Protocol’ Allowing Auction Settlement Following Restructuring Credit Events
July 15, 2009
Proposed European Union Directive on Alternative Investment Fund Managers
Josh Dambacher
July 7, 2009
Bankruptcy Court Sets Deadline for Filing Claims Against Lehman Debtors
July 6, 2009
NYSE Reduces Minimum Global Market Capitalization Requirement and Extends Suspension of Minimum Share Price Requirement
July 2, 2009
NYSE Rule 452 Amended to Eliminate Broker Discretionary Voting In Uncontested Elections
July 2, 2009
FDIC Proposes New Tougher Qualifications for Failed Bank/Thrift Acquisitions
July 1, 2009
The International Comparative Legal Guide to: Corporate Governance 2009
David Rosewater
|
Marc Weingarten
July 1, 2009
Court Finds Laches Defense Bars Coverage for Asbestos Claimants
Howard Epstein
|
Theodore Keyes
July 2009
UK Regulatory Regime
Christopher Hilditch
July 2009
Seventh Circuit Vindicates Secured Lenders’ Right to Full Payment
Michael Cook
June 26, 2009
IRS Issues Extension on FBAR Filing Obligations for Certain U.S. Persons
June 25, 2009
FinCEN Issues Advisory Regarding North Korean Government Agencies’ and Front Companies’ Involvement in Illicit Financial Activities
June 23, 2009
Guidance on the Scope of Permissible Information Sharing Covered by the Safe Harbor of Section 314(b) of the USA PATRIOT Act
June 19, 2009
U.S. Persons Should File a Precautionary FBAR With the IRS as a Preventative Measure Against Penalties
June 18, 2009
White House Announces Financial Regulatory Overhaul Plan
June 16, 2009
Registered Fund Developments - Spring 2009
Kenneth Gerstein
|
George Silfen
June 15, 2009
Representation of Steel City Capital Funding in Merger Financing
June 4, 2009
Analysis of the New Short Sale Rules Proposed by the Securities and Exchange Commission
Ida Draim
|
Marc Elovitz
June 2, 2009
Appellate Ruling in Bear Stearns Case Ends Nine-Year Saga
Robert Abrahams
|
Eric Bensky
|
Michael Cook
|
Harry Davis
|
Harry Sandick
|
Howard Schiffman
|
Gary Stein
|
Sung-Hee Suh
June 1, 2009
SRZ Represents Veritas in Acquisition of Kroll Government Services
June 2009
Bankruptcy Court Cannot Surcharge Credit Bidding Asset Buyer with Expenses of Sale
Michael Cook
June 1, 2009
New Credit Card Law to Reform Current Industry Practices
May 27, 2009
Representation Prior to Indictment
Betty Santangelo
|
Harry Sandick
May 26, 2009
SEC Votes 3-2 to Seek Public Comment on Proxy Access Proposal
May 26, 2009
Private Equity Funds: Formation and Operation
Stephanie Breslow
|
Phyllis Schwartz
May 22, 2009
Federal Reserve Board Announces TALF Eligibility for Legacy CMBS, Revises Terms & Conditions and FAQ Documents
May 21, 2009
SRZ Wins "Best International Law Firm in London" Award
Josh Dambacher
|
Christopher Hilditch
|
Daniel Shapiro
May 15, 2009
Just Like Starting Over
David Nissenbaum
|
Udi Grofman
May 13, 2009
Seventh Circuit Holds that Bankruptcy Court Improperly Reduced Oversecured Lenders’ Claim
May 7, 2009
NYSE Changes Its Immediate Release Policy
May 5, 2009
TALF Expanded to Target Wider Audience
May 14, 2009
In Memoriam: Brooks R. Burdette
April 2009
UCITS and Hedge Funds: Fact, Fiction and the Real Opportunities
Josh Dambacher
April 28, 2009
Bankruptcy Court Allows Collateral Agent to Credit Bid Without 100% Approval of Senior Lenders in Same Facility
April 24, 2009
Bloomberg Administration Announces Four Bills Aimed at Reducing Greenhouse Gas Emissions from Buildings in NYC
May 4, 2009
Santangelo Selected as NOW-NYC Women of Power & Influence Honoree
Betty Santangelo
April 23, 2009
XBRL Adoption Requires Form Changes in Upcoming 10-Q and 10-K Filings
April 22, 2009
Proposed Rules and Interpretative Guidance on the Confidentiality of Suspicious Activity Reports: Comment Period Expires on June 8, 2009
April 10, 2009
IRS Issues Additional Guidance on COBRA Premium Subsidy
April 9, 2009
Private Equity Developments - Spring 2009
Robert Goldstein
|
Michael Littenberg
|
Robert Mrofka
|
James Nicoll
April 9, 2009
Making Lemonade from Lemons: Issuer Bond Repurchases
April 7, 2009
Bankruptcy Court Cannot Surcharge Credit Bidding Asset Buyer With Expenses of Sale
April 9, 2009
Distressed M&A
April 3, 2009
Employers Must Use Revised Form I-9 Effective Today
April 2, 2009
SEC Staff Permits Separate Dissident Shareholders to ‘Round Out’ Short Slate with Nominees from Unrelated Dissident Slate
March 31, 2009
Nasdaq Continues Suspension of Listing Requirements Through July 19, 2009
March 27, 2009
Delaware Supreme Court Clarifies Revlon Duties; Reverses Chancery Court Decision in Lyondell Chemical Company v. Ryan
March 25, 2009
SRZ’s Roth Discusses New Geithner Plan with Reuters’ Rebell
Paul Roth
March 25, 2009
U.S. Treasury Announces Public-Private Investment Program
March 24, 2009
SRZ Ranks Prominently on
The Deal’s
Fourth Quarter 2008 Bankruptcy League Tables
Michael Cook
|
Lawrence Gelber
March 20, 2008
Department of Labor Issues Model Notices for Subsidized COBRA Premiums
March 20, 2009
Roth Appears on CNBC's Squawk Box in Segment Titled "Wall Street Legends Summit"
Paul Roth
March 18, 2009
NYSE Poised to Eliminate Uninstructed Broker Votes in Uncontested Director Elections; ‘Just Vote No’ Campaigns Benefit
March 17, 2009
ISDA Publishes Supplement to 2003 Credit Derivatives Definitions and ‘Big Bang’ Protocol
March 16, 2009
Swaps and Section 16: Reporting and Liability Issues
March 16, 2009
Activist Investing Developments - Winter 2009
Marc Weingarten
|
Eleazer Klein
|
David Rosewater
|
Erin Magnor
|
Adriana Schwartz
March 16, 2009
Proxy Contest Settlement Agreements: An Overview
March 16, 2009
Second Generation Advance Notification Bylaws
March 16, 2009
SRZ Represents Clarion Capital Partners in Bankruptcy Auction and Acquisition of Lenox Group Inc.
Michael Cook
|
Adam Harris
|
Daniel Oshinsky
|
David Rosewater
March 10, 2009
Second Circuit Summarily Dismisses Appeal from Rulings Favoring Chapter 11 Telecom and Parent
Michael Cook
March 9, 2009
New Stimulus Package Creates Subsidy for Health Care Continuation Coverage
March 6, 2009
UK FSA New Rules on Disclosure of Contracts for Difference Effective 1 June 2009
March 6, 2009
Agency Opinion Seeks to Impose Duty to Defend on D&O Insurer
Howard Epstein
|
Theodore Keyes
March 6, 2009
NYSE Suspends $1.00 Minimum Share Price Requirement
March 6, 2009
SRZ's Paul Roth Offers Suggestions to the Treasury Department
Paul Roth
March 5, 2009
ISDA Publishes Close-out Amount Protocol
March 2, 2009
Lubrizol Settles FTC Challenge to Consummated Transaction
February 26, 2009
District Court Hands SRZ Client Quigley Company a Quick Win
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
|
Kyu Paek
|
Adam Hirsch
February 26, 2009
Model Annual Funding Notices Now Available for Defined Benefit Plans
February 25, 2009
Significant Tax Provisions of the American Recovery and Reinvestment Act of 2009
February 24, 2009
Pro-Shareholder Amendments to Delaware General Corporation Law Proposed
February 18, 2009
SRZ 2009 Interactive Summary Annual Meeting Proxy Timetable
Michael Littenberg
|
Farzad Damania
February 17, 2009
FSA Discussion Paper on Short Selling
February 11, 2009
TALF Program Increased to $1 Trillion and to Provide Financing for Commercial Mortgage-Backed Securities
February 11, 2009
$188 Million Insider Preference Judgment Affirmed by Third Circuit
February 11, 2009
ISDA Proposes Supplement to 2003 Credit Derivatives Definitions
February 9, 2009
FINRA Sanctions E*Trade Brokerage Firm for Failing to Comply with Requirements for Reporting Suspicious Activity
February 9, 2009
Financing Available for Investors in Asset-Backed Securities from the Federal Reserve Bank of New York Under the TALF Program
February 6, 2009
ISDA Calls for Buy-Side and Sell-Side Participation in Collateral "Roadmap" Working Group
February 4, 2009
Lloyds TSB Bank Plc Forfeits $350 Million in Settlements with U.S. and New York Prosecutors for Violations of OFAC
January 28, 2009
NYSE Provides Temporary Relief from Minimum Global Market Capitalization Requirement
January 27, 2009
Deadline for Filing Form D Amendments Approaching
January 27, 2009
SRZ 2009 Public Company Director and Executive Officer Questionnaire
Michael Littenberg
|
Farzad Damania
January 23, 2009
Hedge Fund Best Practices Reports Released by PWG’s Asset Managers’ and Investors’ Committees
January 22, 2009
Administrators for Lehman Brothers Europe to Make Claim for Client Money and Assets held by Lehman Brothers Inc.
January 16, 2009
Professional’s Pre-Approved Fixed Fee Award Upheld by 2d Cir.
January 15, 2009
SRZ Ranked No. 1 for 2008 in PIPE Market League Tables
January 15, 2009
Schools May Be Required to Comply with FTC Rules Aimed at Preventing Identity Theft
January 14, 2009
FSA Confirms Relaxation of Ban on Short Selling; Retains Disclosure Obligation
January 12, 2009
Drafting the 2009 CD&A
January 9, 2009
FTC Announces Revised HSR Act Thresholds
January 8, 2009
Recent CFTC Developments Regarding OTC Derivatives Clearinghouses, KOSPI 200 Stock Index Futures and Electronic Filings by Commodity Pool Operators and Commodity Trading Advisors
January 6, 2009
Selectica Activates Poison Pill, Seeks Declaratory Judgment of Pill’s Validity
January 6, 2009
FSA Proposes to Relax Ban on Short Selling but Retain Disclosure Obligation
January 2, 2009
New Late Notice Law Requires Insurers to Show Prejudice
Howard Epstein
|
Theodore Keyes
January 1, 2009
Schulte Roth & Zabel Announces Election of Three New Partners and Four Special Counsel
Josh Dambacher
|
William (Bill) Gussman
|
Jason Kaplan
|
Scott Gold
|
Neil Horne
|
David Karp
|
Beate Krieger
December 30, 2008
Nasdaq Extends Suspension of Listing Requirements
December 29, 2008
New FMLA Regulations Effective Jan. 16, 2009
December 29, 2008
Building Owners Need to Be Concerned About Carbon Dioxide Regulations
December 24, 2008
SEC Form SH Filing Notice
December 23, 2008
Banking Agencies Adopt Rules to Protect Credit Card Customers and Federal Reserve Adopts Further Protections by Amending Regulations Z and DD
December 18, 2008
XBRL: What You Need To Know Now
December 18, 2008
FTC Announces Settlement for HSR Violation
December 17, 2008
Roth Discusses Hedge Fund Industry on CNBC's "Closing Bell"
Paul Roth
December 15, 2008
Are You Ready for Electronic Proxy Delivery?
December 10, 2008
FinCEN Announces Release of Manual to Aid Examiners of Money Services Businesses
December 8, 2008
Nasdaq and NYSE Continued Listing Requirements – A Primer for Turbulent Times
December 2008
New Credit Card Rules for Consumer Protection
Donald Mosher
|
Jessica Sklute
December 1, 2008
Primer on CFTC Form 40 and Related Reporting and Recordkeeping Requirements
Ida Draim
November 26, 2008
Financial Crisis: Alerts and Updates
November 26, 2008
Chancellor Proposes Special Insolvency Procedures for Investment Firms Holding Client Assets or Money
November 26, 2008
FDIC Augments OCC Action to Expand Pool of Troubled Financial Institution Buyers
November 25, 2008
OCC Introduces New Charter Method to Expand Pool of Troubled Financial Institution Buyers
November 20, 2008
New Requirements for Background Checks
November 18, 2008
SRZ Releases Shareholder Activism Insight Report in Association with mergermarket
David Rosewater
|
Marc Weingarten
November 14, 2008
Bankruptcy Court Sets Deadlines for Filing Claims Against Lehman Brothers Inc.
November 14, 2008
Lehman Brothers Debtors Seek to Establish Procedures for Assuming and Assigning Pre-Petition Derivatives Contracts and Settling Termination Payments
November 13, 2008
OFAC Revokes Iran’s ‘U-Turn’ License
November 13, 2008
Roth Discusses Hedge Fund Industry on CNBC's "Squawk Box"
Paul Roth
November 3, 2008
Schulte Roth & Zabel Expands Fund Practice in UK with Addition of Nick Terras
November 3, 2008
Narrow View of Prior Knowledge Exclusion Adopted
Howard Epstein
|
Theodore Keyes
November 4, 2008
NFA Adopts Forex Disclosure and Reporting Rules
November 5, 2008
SEC Mandates Electronic Filing of Form D After Initial Transition Period
November 1, 2008
SRZ No. 1 in American Lawyer for Tech Support
October 31, 2008
FTC Announces Delay in Enforcement of Red Flag Rules
October 31, 2008
FSA Clarifies Short Sale Disclosure Requirements
October 31, 2008
FinCEN Withdraws Proposed Anti-Money Laundering Rules for Unregistered Investment Companies, Commodity Trading Advisors and Investment Advisers
October 31, 2008
OFAC Publishes Economic Sanctions Enforcement Guidelines as Interim Final Rule, Effective Sept. 8, 2008
October 28, 2008
SRZ Hosts Forum with Managed Funds Association on LBIE Insolvency
Adam Harris
|
Paul Roth
October 24, 2008
Involuntary Bankruptcy: Practical Tips and Advice for Creditors
Michael Cook
|
Lawrence Gelber
|
Adam Harris
|
David Hillman
October 23, 2008
Update on SEC Form SH Filing Requirements
October 22, 2008
Impact of IRC Section 457A on Fund Structures
October 21, 2008
2009 Dollar Limits for Retirement Plans
October 21, 2008
Quigley Company Fends Off Motion for Examiner
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
October 21, 2008
New Requirements for New York Employers
October 16, 2008
SEC Adopts New Short Selling Rules
October 16, 2008
SEC Extends Form SH Short Sale Reporting Until Aug. 1, 2009, and Modifies Timing and Scope of Disclosure
October 10, 2008
Amendments to the Americans with Disabilities Act
October 9, 2008
NYSE and Nasdaq Modify Director Independence Rules
October 7, 2008
Tax Legislation Limits Future Deferrals, Penalizes Future Side Pocket Incentive Fees from Offshore Funds
October 7, 2008
Delaware Chancery Court Orders Hexion to Perform Its Obligations
October 6, 2008
The Emergency Economic Stabilization Act of 2008
October 3, 2008
SEC Extends Emergency Orders
October 1, 2008
How to Avoid Insider Preference Liability
Michael Cook
September 30, 2008
Registered Investment Advisers Required to Provide Notifications of Changes to Custody Arrangements
September 29, 2008
Recent Treasury Guidance on the Structuring of Faculty Salary and Similar Arrangements
September 26, 2008
SEC Issues Guidance on Form SH
September 26, 2008
SEC Provides New Guidance on the Use of Company Websites
September 25, 2008
Counterparty Risk Issues: Lessons Learned from the Recent Credit/Liquidity Crisis
Paul Roth
September 25, 2008
FSA Clarifies Short Sale Prohibition and Disclosure Requirements
September 25, 2008
UPDATE No. 1: Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding U.S.A. and United Kingdom)
September 25, 2008
Financial Institutions Must Adopt Programs Addressing ‘Red Flag Rules,’ ‘Special Rules for Card Issuers’ and ‘Address Discrepancy Rules’
September 24, 2008
New Resource Guide Provides Advice on Developing and Implementing Policies for Students with Life-Threatening Allergies
September 23, 2008
SEC Amends Emergency Order Banning Short Sales of Financial Firm Securities
September 23, 2008
Federal Reserve Provides Greater Flexibility for Non-Controlling Investments in Banks and Bank Holding Companies
September 22, 2008
SEC Announces “Sweeping Expansion” of Its Investigation of Short Selling by Hedge Funds and Other Market Participants...
September 21, 2008
Countries Limiting Short Selling or Imposing Disclosure Requirements (Excluding USA and United Kingdom)
September 19, 2008
SEC Bans Short Selling and Imposes New Disclosures
September 19, 2008
FSA Bans Short Selling in Financial Stocks and Requires Daily Short-Position Disclosures
September 18, 2008
'Amato': Second Circuit Recognizes Costs of Being Victim
Harry Sandick
September 18, 2008
SRZ Wins Hedge Fund Journal Award for Leading US Law Firm
Paul Roth
September 18, 2008
SEC Adopts New Short Sale Rules
Fall 2008
Activist Investing Developments - Fall 2008
Marc Weingarten
|
David Rosewater
|
Barry McCarty
September 18, 2008
Zabel Announces first "Steinberg Distinguished Playwright Award"
William Zabel
Fall 2008
The Permissible Scope of Bylaws:
CA, Inc. v. AFSCME Employees Pension Plan
Fall 2008
Stockholders’ Rights to Demand Inspection of Corporate Books and Records: Recent Developments
Fall 2008
“Plans” to Sell Stock: SEC 13D Settlement with Kerkorian
September 10, 2008
New York Landlords Required to Provide Notification of Indoor Air Contaminants
September 10, 2008
Schulte Roth & Zabel Partner Takes on Additional Role
Daniel Shapiro
September 10, 2008
SRZ Bolsters Investment Management Practice in London
Josh Dambacher
September 4, 2008
New NASDAQ Rule Allows SPAC Listings
September 2008
Equitable Subordination Still Requires Proof of Harm
Michael Cook
September 1, 2008
SRZ Scores on Bankruptcy League Tables
Lawrence Gelber
August 28, 2008
Deadline for Complying with the Final Section 409A Regulations Governing Deferred Compensation Arrangements is Dec. 31, 2008
August 28, 2008
NYC Department of Health Issues New Regulations for Kindergarten and Pre-Kindergarten Programs
August 18, 2008
Bankruptcy Appeals Court Limits Lien-Stripping in § 363(B) Asset Sale
August 12, 2008
SEC Sanctions Brokerage Firms for Failing to Comply with Anti-Money Laundering Rule
August 7, 2008
Amendments to Brownfield Cleanup Program Alter Tax Credits But Not Eligibility Criteria
August 1, 2008
SRZ Wins Claim Estimation Motion Against Carrier Claiming Creditor Status
Michael Cook
|
Lawrence Gelber
|
Victoria Lepore
July 31, 2008
Tenth Circuit Finds No Insider Preference Liability Based On Close Relationship Alone
July 30, 2008
SEC Extends Emergency Order Restricting Short Selling
July 25, 2008
Court Dismisses Wood River Investors’ Claims Against Prime Broker
Summer 2008
Private Equity Developments - Summer 2008
Michael Littenberg
|
Benjamin Polk
|
Martin Ruhaak
July 17, 2008
Paul Roth Appears on CNBC's "Squawk Box"
Paul Roth
July 1, 2008
Schulte Roth & Zabel Expands Securities Litigation Team with Addition of Prominent Group, Launch of D.C. Office
Howard Schiffman
|
Mark Mandel
|
Ida Draim
|
Eric Bensky
|
James Wines
July 17, 2008
Kindergarten and Pre-Kindergarten Programs Exempt from Article 47
July 17, 2008
SRZ Ranked No. 1 for First Half of 2008 in PIPE Market League Tables
July 16, 2008
Oversecured Creditor Wins Default Interest Issue
July 16, 2008
SEC Issues Emergency Order Restricting Short Selling
Summer 2008
Impact of Proposed CFIUS Regulations on Foreign Investment in U.S. Private Equity
Summer 2008
Time to Add SPACs to Your Repertoire?
Summer 2008
Tips on Complying with U.S. Department of Labor Fee Disclosure Rules
Ronald Richman
|
Erica Frank
June 30, 2008
Investments in Banks: Possible Regulatory Developments
June 30, 2008
Fifth Circuit Reverses Equitable Subordination of Insiders’ Secured Loan
June 26, 2008
SEC Approves One-Year Extension of SOX Section 404(b) Compliance Date for Non-Accelerated Filers
June 20, 2008
The 'General Counsel' Model
Daniel Greenberg
June 18, 2008
UK FSA Issues Guidance on New Short Selling Rule
June 18, 2008
New NYSE Rule Allows SPACs to List on ‘Big Board’
June 16, 2008
UK FSA Rule on Short Selling in Rights Issues, Effective 20 June 2008
June 12, 2008
SRZ Partner Named to Board of Directors of 100 Women in Hedge Funds
Stephanie Breslow
June 5, 2008
District Court Affirms Decision to Deny Cayman Islands Hedge Funds Access to U.S. Bankrupcty Court Under Chapter 15
May 30, 2008
SEC Proposes Mandatory XBRL Tagging
May 23, 2008
New Law Bans Genetic Discrimination
May 23, 2008
SEC Expands Flexibility of Business Development Companies
May 21, 2008
SEC Sets Fee Rate for Fiscal Year 2009
May 20, 2008
New Legislation Limiting Deferral of Offshore Compensation Proposed; Side Pocket Incentive Fees May Be Significantly Impacted
May 13, 2008
CFTC 'Event Contracts' Concept Release May Lead to New, Uncorrelated Trading Opportunities
May 8, 2008
Consequential Damages: Only if Forseen at Time of Pact
Howard Epstein
|
Theodore Keyes
May 1, 2008
SRZ Partners Selected for The Burton Awards for Legal Achievement
Betty Santangelo
|
Gary Stein
May 1, 2008
Environmental Due Diligence in the Era of Climate Change
April 29, 2008
Fund Seeding Landscape Changes
Philippe Benedict
|
Steven Fredman
|
David Nissenbaum
April 28, 2008
SRZ Places No. 1 Again in PIPEs for First Quarter 2008
April 17, 2008
Highlights and Analysis of PWG Asset Managers' Committee Report on Hedge Fund Best Practices
April 16, 2008
Ninth Circuit OKs Coordinated Civil/Criminal Probes
Harry Sandick
|
Sung-Hee Suh
April 2008
Sharper Image Bankruptcy: Ramifications for the Gift Card Industry
April 15, 2008
President’s Working Group on Financial Markets Releases Asset Managers’ Committee Report ‘Best Practices for the Hedge Fund Industry’ and Investors’ Committee Report ‘Principles and Best Practices for Hedge Fund Investors’
Spring 2008
Activist Investing Developments - Spring 2008
Marc Weingarten
|
David Rosewater
|
Avital Gopas
Spring 2008
Short Slates, Majority Slates and Full Slates: Strategic and Voting Considerations
Spring 2008
Proxy Campaign Websites and the Compliance Questions They Raise
April 4, 2008
SRZ's Bank Regulatory Group Receives IFLR Award
Donald Mosher
|
Joseph Vitale
April 3, 2008
Summary of the U.S. Treasury Department’s ‘Blueprint for a Modernized Financial Regulatory Structure’
March 31, 2008
Time to Add SPACS to Your Repertoire?
Michael Littenberg
March 28, 2008
Regulators Investigating Market Rumors
March 28, 2008
Summary of Deferred Prosecution Agreement and FinCEN Civil Money Penalty Against Sigue Corporation and Sigue LLC
Betty Santangelo
|
Jessica Sklute
|
Ana Kang
March 27, 2008
Mark Brossman Receives Groat Award
Mark Brossman
March 19, 2008
The Risks Associated with Financial Counterparties
March 17, 2008
Recent Developments in Labor and Employment Law
March 2008
SRZ Continues to Work on Behalf of FEMA Victims
Howard Godnick
March 12, 2008
Breach of Fiduciary Duty by Insiders of Chapter 11 Debtors
March 6, 2008
World Trade Center Debris: Meaning of ‘Contamination’
Howard Epstein
|
Theodore Keyes
March 4, 2008
Steroid Smackdown
Harry Sandick
March 3, 2008
The Earmarking Defense Lives On
Michael Cook
|
Lauren Paris
February 29, 2008
SPACs and the Alternative Asset Manager – Not Your Garden Variety SPAC
February 28, 2008
SEC Introduces New Reporting Requirements for Smaller Companies
February 13, 2008
Allergy and Anaphylaxis Guidelines To Be Issued Soon
February 12, 2008
Practice note: Developing an Effective AML Compliance Program for Hedge Funds
Betty Santangelo
February 8, 2008
FACTA Credit Card Receipt Requirements, Related Class Actions and Proposed Corrective Legislation
Winter 2008
Four Words That Can End Your Career: How a Single E-Mail Can Lead to Criminal Charges, Civil Sanctions and Disbarment
Sung-Hee Suh
|
Christopher Giampapa
February 2008
Gall
and
Kimbrough
and Their Relevance to Sentencing in White-Collar Cases
Harry Sandick
January 23, 2008
Oversecured Lender Awarded Post-Petition Interest at Contractual Default Rate Plus Compounded Interest
January 22, 2008
SEC Provides Guidance on MD&A Disclosure for Off-Balance Sheet Entities
January 17, 2008
Supreme Court Eliminates “Scheme Liability” in Private Securities Fraud Cases
January 17, 2008
SEC Expands Eligibility for Primary Offerings on Forms S-3 and F-3
January 8, 2008
Schulte Roth & Zabel Announces Election of Five New Partners and Thirteen Special Counsel
January 4, 2008
Choice of Law Can Be the Key to an Insurance Case
Howard Epstein
|
Theodore Keyes
January 4, 2008
Decisions In
Gall, Kimbrough
Signal Enhanced Judicial Discretion in Sentencing
Harry Sandick
January 2008
The Bankruptcy Code's Automatic Stay
Michael Cook
January 2, 2008
New Child Abuse Reporting Law Requires Direct Notification
January 2008
US Courts Usually Enforce Creditors’ Contract Rights
Michael Cook
2007-2008
Bankruptcy Litigation Manual
Michael Cook
January 2008
Preference Litigation
Michael Cook
|
Victoria Lepore
January 2008
Fraudulent Transfers
Michael Cook
|
Adam Hirsch
December 20, 2007
The Foreign Corrupt Practices Act: Recent Cases and Enforcement Trends
Betty Santangelo
|
Gary Stein
December 13, 2007
Are You Ready for Electronic Proxy Delivery?
December 12, 2007
Delaware Chancery Court Orders Disclosure of Special Committee’s Privileged Communications in Stockholder Derivative Suit
December 4, 2007
Former Assistant United States Attorney Joins Schulte Roth & Zabel
Harry Sandick
November 28, 2007
Appeals Court Orders Immediate Payment of DIP Lender's Commitment and Facility Funding Fees
November 26, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against Union Bank of California
Betty Santangelo
|
Ana Kang
November 20, 2007
New Regulation on Qualified Default Investment Alternatives for Participant-Directed Individual Account Plans
Fall 2007
Private Equity Developments - Fall 2007
Stuart Freedman
|
John Pollack
|
Richard Presutti
|
Catherine Yoon
Fall 2007
The Sallie Mae MAE Dispute: A Useful Reminder for Buyers & Sellers
John Pollack
|
Catherine Yoon
Fall 2007
Go-Shop Provisions
Fall 2007
Investment Management Developments - Fall 2007
Marc Elovitz
Fall 2007
New Anti-Fraud Rule Under the Investment Advisers Act of 1940
Fall 2007
SEC Examination Staff Issues Expanded Request Letter Targeting Inside Information and Other Areas
Fall 2007
Proposed Amendments to Regulation D
Fall 2007
Changes to Regulation SHO
Fall 2007
Update on Registration, Compliance and Examinations
Fall 2007
SEC Finalizes New Rule on Short Selling in Connection with a Public Offering
November 16, 2007
Oversecured Lender's Contractual Prepayment Penalty Held Enforceable As Unsecured Claim Against Solvent Debtor
November 14, 2007
New Employment Eligibility Verification Form I-9
November 13, 2007
Summary of Deferred Prosecution Agreement and Civil Enforcement Actions Against American Express Bank International
Betty Santangelo
November 12, 2007
SEC Issues Additional Guidance Under 2006 Executive Compensation Disclosure Rules
November 8, 2007
New Fairness Opinion Rule Approved by the SEC
November 5, 2007
Options Backdating Complaint Dismissed With Prejudice by California District Court
November 5, 2007
Key Issues Directors & Officers Insurance Should Address
Howard Epstein
|
Theodore Keyes
October 25, 2007
Schulte Roth & Zabel Expands Employment Group With Addition of Special Counsel
Judith Kurzweil
October 22, 2007
Robert J. Ward Joins Schulte Roth & Zabel as Partner in the Litigation Group
Robert Ward
October 19, 2007
Legislation Introduced to Limit Deferrals of Compensation from Many Offshore Corporations
October 18, 2007
2008 Dollar Limits for Retirement Plans
October 17, 2007
Schulte Roth & Zabel Adds Prominent Attorney to Real Estate Group
October 9, 2007
Sixth Circuit Holds Buyer of Chapter 11 Debtor's Contract Liable Only for Expressly Assumed Obligations
September 28, 2007
Second Circuit Affirms Dismissal of Employees' Lender Liability WARN Act Suit
September 26, 2007
Summary of Final Rule Regarding Enhanced Due Diligence for Correspondent Accounts Under Section 312 of the PATRIOT Act
September 19, 2007
Cayman Hedge Funds Liquidators' Request for Chapter 15 Protection Denied by Bankruptcy Court
September 5, 2007
Mutual Fund Compliance and the Anti-Money Laundering Regulatory Regime (Part II)
Betty Santangelo
September 2007
Court Insulates Lender's Collateral from Professional Fee Surcharge
Michael Cook
August 24, 2007
Department of Homeland Security Issues Final Regulations on Social Security No-Match Letters
August 20, 2007
Second Circuit Affirms Dismissal of Creditors' Committee Equitable Subordination Complaint
August 6, 2007
Investment Bank's Advisory Fee Properly Calculated Under Reasonableness Standard
August 2007
Fourth Circuit Affirms Chapter 11 Dismissal
Michael Cook
July 23, 2007
Court Insulates Lender's Collateral From Professional Fee Surcharge
July 12, 2007
SEC Adopts New Antifraud Rule Under Investment Advisers Act
Summer 2007
Activist Investing Developments - Summer 2007
Dan Kusnetz
|
David Rosewater
Summer 2007
Internet Publication of Proxy Materials Can Cut Costs in Proxy Contests
Summer 2007
Is it Worth It? The Value of Delaware Appraisal Rights to the Activist Investor
Summer 2007
FIRPTA -- A Tax Trap for the Unwary Activist Fund Manager
July 2, 2007
Repudiation vs. Ordinary Breach: Insured's Policy Duties
Howard Epstein
|
Theodore Keyes
June 27, 2007
SRZ Lawyers Named Finalists for National Public Justice Award
Howard Godnick
|
Daniel Greenberg
June 26, 2007
Legislation Introduced to Tax Incentive-Based Allocations as Ordinary Income
June 22, 2007
Supreme Court Clarifies Scienter Pleading Standard Under the Private Securities Litigation Reform Act
June 20, 2007
Fourth Circuit Affirms Dismissal of Reorganization Case Due to Commercial Tenant’s Bad Faith Litigation Tactics
June 19, 2007
Daniel Hunter Joins Schulte Roth & Zabel as Special Counsel in Investment Management Group
June 14, 2007
SEC Votes to Repeal the "Tick" Test and to Amend Regulation SHO
June 5, 2007
SEC Brings First AML Enforcement Action For Broker-Dealer's Failure To File Suspicious Activity Report
June 2007
Fraudulent Transfer Analysis Turns Sour
Michael Cook
|
Lawrence Gelber
May 25, 2007
Delaware’s High Court Affirms Dismissal Of Creditor’s Suit Against Directors
May 9, 2007
Duty to Defend: Four Corners Rule, Duty to Look Beyond
Howard Epstein
|
Theodore Keyes
May 7, 2007
Kathryn Turner Joins Schulte Roth & Zabel as Special Counsel in Business Reorganization Group
Kathryn Turner
Spring 2007
An Alternative Approach to SEC Examinations
Paul Roth
Spring 2007
"Alternative" Investment Managers and Bankruptcy:
The Brave New World of Chapter 11
Stephanie Breslow
|
Adam Harris
April 16, 2007
Barry McCarty Joins Schulte Roth & Zabel as Special Counsel in Business Transactions Group
Barry McCarty
April 10, 2007
Reminder Of HIPAA Privacy Notice Deadline For Group Health Plans
April 9, 2007
Third Circuit Relies On Market Capitalization To Value Assets In Upholding Dismissal of Fraudulent Transfer Suit
April 1, 2007
Marc Weingarten Named a Dealmaker of the Year
Marc Weingarten
Winter 2007
Private Equity Developments - Winter 2007
Stephanie Breslow
|
Benjamin Polk
|
Mary Marks
Winter 2007
Employee Investment in Private Equity Funds
Winter 2007
Private Equity Funds Successfully Compete with Strategic Buyers
Winter 2007
Private Equity Groups Under Common Legal Control Constitute a Single Enterprise Under the Antitrust Laws
Harry Davis
|
Michael Swartz
Winter 2007
Buyer Beware: Consummating Non-HSR Reportable Transactions May Prove Costly in the End
Harry Davis
|
Michael Swartz
March 21, 2007
The Anti-Money Laundering Regime for the Futures Industry
Betty Santangelo
March 21, 2007
Supreme Court Allows Unsecured Lender To Recover Contractual Legal Fees In Bankruptcy Case
March 15, 2007
Schulte Roth & Zabel Named 'Best U.S. Law Firm in London'
Christopher Hilditch
|
Daniel Shapiro
|
Josh Dambacher
March 12, 2007
Court Denies Hedge Funds' Motion To Seal Confidential Trading Information
March 7, 2007
Second Circuit Vacates Settlement Between Creditors’ Committee And Secured Lenders, Relying On Absolute Priority Rule
March 2, 2007
Impact of Reservation of Rights on Contesting Settlement
Howard Epstein
|
Theodore Keyes
March 2007
Financing Payment Obligations for Services: Are ‘Hell or High Water’ and ‘Waiver of Defenses’ Clauses Enforceable in Contracts for Future Services?
Raymond Dusch
February 23, 2007
President's Working Group Releases Public Principles and Guidelines Regarding Private Pools of Capital
February 6, 2007
CFTC Amends Regs To Require E-Filing of CPO/CTA Exemption Notices Effective Feb. 15
February 2007
Bankruptcy Court Demolishes Baseless Lender Liability Complaint
Michael Cook
|
Lawrence Gelber
January 31, 2007
U.S. Treasury Adds Bank Sepah To OFAC's SDN List As A Supporter Of WMD Proliferation
January 18, 2007
Senate Finance Committee Adopts Proposal Limiting Annual Deferred Compensation; Application to Investment Management Firms Unclear
January 5, 2007
NFL Goes Back to Basics to Win ‘Clarett’ on Extra Point
Howard Epstein
|
Theodore Keyes
January 2007
The New “All Appropriate Inquiries” Rule
January 2, 2007
Schulte Roth & Zabel Announces Election of Two New Partners and Two Special Counsel
December 20, 2006
SEC Proposes New Regulations To Protect Investors In Pooled Investment Vehicles
December 19, 2006
DOJ Issues New Corporate Prosecution Guidelines, Modifying Approach to Privilege Waivers and Advancement of Legal Fees
December 12, 2006
Proposed Amendment To Regulation M Regarding Short Selling In Advance Of A Public Offering
December 5, 2006
Bankruptcy Court Allows Secured Lender To Credit Bid Despite Creditors' Committee Suit
December 4, 2006
UK Revenue Initiates Revision Of Hedge Fund Legislation
December 2006
The Power Of Arbitrators To Subpoena Non-Parties For Pre-Hearing Discovery
David Momborquette
November 29, 2006
Late Notice: Insured’s Implied Waiver of Privilege
Howard Epstein
|
Theodore Keyes
November 20, 2006
Negative Basis Trade Basics
Craig Stein
Fall 2006
Employment & Employee Benefits Developments - Fall 2006
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Laurence Moss
|
Ronald Richman
|
Holly Weiss
Fall 2006
PPA Eases the 25 Percent Plan Asset Rule
Fall 2006
Other Notable PPA Provisions
Fall 2006
Roth Contributions Permitted for 401(k) and 403(b) Plans
Fall 2006
PPA’s Comprehensive Changes for 401(k) Plans
Fall 2006
PPA Overhauls Funding Requirements for Defined Benefit Pension Plans
Fall 2006
PPA Validates Cash Balance and Hybrid Plans
Fall 2006
PPA’s New Rules for Financially Troubled Multiemployer Pension Plans
November 2, 2006
NLRB Clarifies Supervisory Status
November 1, 2006
SRZ Ranks 4th of 174 Firms in the 2006 AmLaw Technology Survey
October 24, 2006
November 15 Deadline For Group Health Plans
October 20, 2006
2007 Dollar Limits For Retirement Plans
Fall 2006
Considerations for “Just Vote No” Campaigns
Fall 2006
Beware the Counterattack Against Activist Investors: The Group Trap
Fall 2006
Activist Investing Developments - Fall 2006
Howard Godnick
|
Marc Weingarten
|
William (Bill) Gussman
Fall 2006
Reimbursement of Proxy Contest Expenses for Incumbents and Insurgents
October 13, 2006
Certain Transition Relief Extended for Deferred Compensation Arrangements under Section 409A of the Internal Revenue Code
October 4, 2006
Guidance on Disclosure of Side Letters
October 2, 2006
Joseph E. Suh Joins Schulte Roth & Zabel as a Partner in the Structured Products and Derivatives Area
Joseph Suh
October 2006
Crimes and Misdemeanours – and How to Avoid Each When Investing in Hedge Funds
Harry Davis
October 1, 2006
SRZ Ranks 13th of 171 Firms in the 2006 AmLaw Summer Associate Survey
September 15, 2006
Second Circuit Rules In Favor Of Shareholder Seeking To Use Corporate Proxy Statement To Nominate Slate Of Directors
September 2006
Removing the Shroud of Secrecy
Paul Roth
Summer 2006
Employment & Employee Benefits Developments - Summer 2006
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Laurence Moss
|
Ronald Richman
|
Holly Weiss
Summer 2006
Supreme Court Broadens Title VII Retaliation Protections
Summer 2006
Multiemployer Pension Funds Can Require Participants to Demonstrate Work Performed Was in Covered Employment
Summer 2006
Supreme Court Clarifies Subrogation Rights for Health Plans
Summer 2006
Second Circuit Raises Standard for Workers Claiming Disparate Impact Under the ADEA
Summer 2006
New York Labor Law: Unvested Stock Options Are Not Considered Wages
Summer 2006
HSR Act and Gun Jumping: Guidelines for Compliance
Beverly Ang
|
Mary Marks
Summer 2006
Director Independence Issues to Consider When Taking a Portfolio Company Public
Benjamin Polk
September 1, 2006
William D. Zabel Receives Lifetime Achievement Award from The American Lawyer for Professional and Public Interest Accomplishments
William Zabel
August 30, 2006
Contra Proferentum: Sophisticated Entities Negotiating
Theodore Keyes
|
Howard Epstein
August 30, 2006
FTC Requires Divestiture In Consummated Transaction Based On The Same Manager Obtaining Control Of Competing Companies Through Two Different Limited Partnerships
August 21, 2006
President Signs Pension Protection Act into Law
August 14, 2006
SEC Publishes Revised Soft Dollar Guidance
August 11, 2006
Securities and Exchange Commission Issues Interpretive Guidance
August 4, 2006
Pension Protection Act of 2006 Changes 25% Plan Asset Rule
August 2, 2006
Schulte Roth & Zabel International Named Best Hedge Fund Law Firm
Christopher Hilditch
|
Daniel Shapiro
|
Josh Dambacher
July 17, 2006
A Secured Creditor May Carve Out A Portion Of Its Collateral For The Exclusive Benefit Of Unsecured Creditors Without Violating The Absolute Priority Rule
July 12, 2006
Federal Judge Declares Unconstitutional Government's Practice of Pressuring Corporations to Cut off Employees' Legal Fees
July 10, 2006
The Federal Trade Commission Challenges a Non-Reportable, Consummated Merger
July 10, 2006
Insurers, Tort Declaratory Judgement Actions, Bad Faith Liability
Howard Epstein
|
Theodore Keyes
July 10, 2006
SEC Staff Issues No-Action Letter Providing Guidance with Respect to Principal Transactions
July 5, 2006
Actions to Take in the Event of Loss of Client Data
July 5, 2006
Dan A. Kusnetz Joins Schulte Roth & Zabel as a Partner in the Tax Practice
Dan Kusnetz
July 2006
Warding Off Uncle Sam
Harry Davis
July/August 2006
Summary of Final Rule Regarding Due Diligence for Foreign Accounts Under §312 of the PATRIOT Act and Proposed Rule Re: Enhanced Due Diligence for Correspondent Accounts
Betty Santangelo
June 30, 2006
Two Decisions Following the Supreme Court's Decision in eBay Deny Injunctive Relief to the Patentee
June 27, 2006
Supreme Court to Review "Obviousness" Standard of Patentability
June 26, 2006
DC Circuit Delays Order to Vacate Hedge Fund Manager Registration Rule
June 23, 2006
DC Circuit Vacates Hedge Fund Manager Registration Rule
June 19, 2006
Court's Ruling Denying Trademark Challenge Has Implications for Hedge Fund Industry
June 13, 2006
The Securities and Exchange Commission Brings Its First Enforcement Action for Violation of the USA PATRIOT Act
June 6, 2006
Pataki Signs Into Law Further Amendments to New York Newspaper Publication Requirements
May 30, 2006
Final Suspicious Activity Reporting Rule for Mutual Funds
Betty Santangelo
May 30, 2006
Summary of Final Rule Regarding Due Diligence for Foreign Accounts Under §312 of the PATRIOT Act and Proposed Rule re: Enhanced Due Diligence for Correspondent Accounts
Betty Santangelo
Spring 2006
Activist Investing Developments - Spring 2006
Howard Godnick
|
Marc Weingarten
|
Mary Marks
|
Neil Horne
Spring 2006
Antitrust Reporting Under the Hart-Scott-Rodino Act
Mary Marks
Spring 2006
Be Careful What You Wish For - Considerations When Obtaining Board Representation
Spring 2006
Sue or Be Sued
Spring 2006
Mutual Funds Regulatory Update - Spring 2006
George Silfen
|
Pamela Chen
Spring 2006
SEC Staff Says ETF Transactions Should be Subject to Code of Ethics Reporting
Spring 2006
Rockies Fund v. SEC
: Implications for Fund Directors
Spring 2006
NASD Issues Member Alert Regarding the Importance of Mutual Fund Dealer Agreements
Spring 2006
SEC: Staff Reconsiders 12b-1 Fee Rebates/SEC Proposes Internet Option for Disseminating Proxy Materials
May 15, 2006
Supreme Court Eliminates Automatic Injunction in Patent Infringement Cases
April 28, 2006
New York Court Grants Preliminary Injunction in Favor of Activist Investor Seeking to Nominate Slate of Directors
April 17, 2006
Identifying Late Notice as Defense in Specific Reservation of Rights
Howard Epstein
|
Theodore Keyes
April 6, 2006
Further Proposed Amendments to New York Publication Bill Raise Specter of Unlimited Liability
April 5, 2006
Citibank Employee Obligated to Propose Reasonable Accomodation
March 31, 2006
Reminder of HIPAA Privacy Notice Deadline for Group Health Plans
March 28, 2006
DOL Releases New Form LM-10 Guidance
March 8, 2006
HIPAA Security Rule Compliance Deadline for Small Health Plans
March 3, 2006
Group Health Plans: Notice of Creditable Coverage Due to CMS
March 2006
Vapor Intrusion Basics
March 2, 2006
Supreme Court Eliminates Presumption of Patents' Market Power in Antitrust Cases
March 2006
Uncle Sam is Watching You
Harry Davis
February 28, 2006
State and Federal Courts of Appeal Enforce Noncumulation Clauses
Howard Epstein
|
Theodore Keyes
February 17, 2006
Pataki Signs Into Law Bill No. 500085 Changes to the Newspaper Publication Requirements
February 8, 2006
Multiemployer Defined Benefit Plans to Provide Annual Notice of Funding Status
February 2, 2006
Amendments to NYSE Rule 445 and NASD Rule 3011 - Anti-Money Laundering Program Rules Under Section 352 of the Patriot Act
Betty Santangelo
January 31, 2006
Bankruptcy Court Holds Strategic Partner/Vendor Liable as Insider in Preference Suit
January 25, 2006
Second Lien Lenders Fend Off Attack on Credit Bid
January 9, 2006
SEC Issues Statement Concerning Financial Penalties
January 9, 2006
Chapter 11 Debtors Cannot Assume or Assign Trademark License Without Consent from Licensor
2006
PIPEs: A Guide to Private Investments in Public Equity
Eleazer Klein
Fall 2005
Investment Management Developments-Fall 2005
Stephanie Breslow
|
Udi Grofman
|
Kelli Moll
Fall 2005
SEC Sanctions Hedge Fund Advisers
Fall 2005
Hedge Funds in Private Equity
Fall 2005
SEC Brings Enforcement Action Involving Trade Errors
December 12, 2005
SEC Staff Responds to ABA Letter; Provides Further Guidance to Hedge Fund Managers
December 8, 2005
Summary of Certain Investment Management-Related Provisions of Proposed Regulations Under Section 409A
December 5, 2005
Revisions to EEO-1 Employer Reporting Form
Fall 2005
Activist Investing Developments - Fall 2005
Eleazer Klein
|
Marc Weingarten
Fall 2005
Implications and Considerations of Section 16 for Activist Investors
December 2, 2005
Proposed Regulations Under Section 409A May Impact Managers of Funds with Side Pockets
Fall 2005
Demands to Inspect Corporate Books and Records
Fall 2005
Vote Buying Raises Questions Under Anti-Fraud Rules
Fall 2005
Focus on IRS Guidance IRS Issues Comprehensive 403(b) Proposed Regulations for Tax-Exempt Employers
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits - Federal Court Holds That the EEOC Cannot Reduce Retiree Health Benefits to Coordinate With Medicare Eligibility
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS Guidance Circular 230 Tax Notice
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS GuidanceCode Section 409A Update
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on IRS Guidance Internal Revenue Service Issues Comprehensive 401(k) and 401(m) Final Regulations
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits Medicare Part D New Prescription Drug Program: For Retirees and Plan Sponsors
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits Final HIPAA Portability Regulations
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
Fall 2005
Focus on Health Benefits IRS Modifies Cafeteria Plan "Use-It-Or-Lose-It" Rule
Susan Bernstein
|
Mark Brossman
|
David Cohen
|
Ronald Richman
|
Holly Weiss
November 29, 2005
Wind vs. Water: Insurance Coverage for Storm Damage
Howard Epstein
|
Theodore Keyes
Fall 2005
Security Breaches and the Law: An Overview
Watt Wanapha
November 29, 2005
Supreme Court to Decide on Permanent Injunctions Against Patent Infringers
November 28, 2005
New .EU Domain Name
November 21, 2005
DOL Releases Guidance on Form LM-10
November 21, 2005
Final Anti-Money Laundering Program and Suspicious Activity Reporting Rules for Insurance Companies
Betty Santangelo
November 7, 2005
New York State Mandates "Green" Cleaning
November 4, 2005
Submission of Form ADV Part I with the SEC by December 16
November 3, 2005
Supreme Court May Decide Scope of Subject Matter Eligible for Business Method Patent Protection
November 2005
Remediating Contaminated Sites in New York City Under the E-Designation Program
October 28, 2005
Patent Office Issues "Interim Guidelines" Applicable to the Examination of Business Method Patent Applications
October 27, 2005
Recent Amendment Extends Protection Under New York City's Human Rights Law
October 26, 2005
Notice of Creditable Coverage - A New Requirement for Group Health Plans
October 18, 2005
New Dollar Limits for Retirement Plans
October 12, 2005
Questions and Answers About Cancer in the Workplace and the ADA
October 7, 2005
Code Section 409A Update
September 21, 2005
Mutual Fund Compliance and the Anti-Money Laundering Regulatory Regime
Betty Santangelo
September 15, 2005
Software Vendor Moves To Hedge Out Hedge Funds From Futures Trading
September 2005
Using the Oil Spill Fund to Facilitate Brownfield Development
September 1, 2005
Deemed Allocations Of Generation-Skipping Transfer Tax Exemption To Certain Trusts
August 24, 2005
Public Policy Ruled Not a Mandate for Extended Reporting Periods
Howard Epstein
|
Theodore Keyes
August 19, 2005
Third Circuit Cuts Substantive Consolidation Risk
August 19, 2005
Federal Investigation Into Use of Medical Experts Likely
August 3, 2005
Second Circuit Upholds Senior Creditors' Rights Despite X-Clause and Criticizes Third Party Insider Releases in Reorganization Plan
August 2005
Court Cast Doubts on Value of Information Disclaimers in Lease Syndications
Raymond Dusch
July 19, 2005
New Form LM-10 Advisory
July 8, 2005
SEC Exposes Investment Consultant Conflicts of Interest Resulting From Undisclosed and Improper Compensation Arrangements
July 5, 2005
Department of Labor Reporting Requirement Extends to Taft-Hartley Funds
July 5, 2005
Department of Labor Reporting Requirement Extends to Taft-Hartley Fund Vendors and Service Providers
July 1, 2005
The European Savings Directive—Impact for Hedge Funds
June 30, 2005
Misrepresentations in Insurance Applications Can Void the Policy
Howard Epstein
|
Theodore Keyes
June 27, 2005
Tenancy in Common Poses Risks to Lenders
Jeffrey Lenobel
|
Julian Wise
June 21, 2005
Circular 230 Notice to Individual Client Service Department Clients
May 13, 2005
7th Circuit Confirms Clear Right of Aircraft Lenders/Lessors To Reclaim
May 12, 2005
Decoupling of State and Federal Estate Tax Exemption Amount
May 5, 2005
Supreme Court Recognizes ADEA Disparate Impact Claims
Spring 2005
Activist Investing Developments - Spring 2005
David Nissenbaum
|
Marc Weingarten
Spring 2005
Advance Notification Bylaws
Spring 2005
When to Switch a 13G Filing to a 13D Filing
Spring 2005
Activist Fund Structuring
Spring 2005
Guernsey Funds
Christopher Hilditch
Spring 2005
Dealings in Derivatives and Options Consultation Paper Issued by The UK Takeover Panel
Christopher Hilditch
April 28, 2005
Short Sale Pilot Program to Go Into Effect Monday May 2
April 28, 2005
New Notice Requirement and Extended Health Care Continuation Period Under USERRA
April 21, 2005
2005 Bankruptcy Code Amendments: Quick Summary of Business Reorganization Changes
April 15, 2005
New Amendments to Bankruptcy Code Favor Financial Contract Participants
April 5, 2005
Second Circuit Confirms Good Faith Lender Had No Fiduciary Duty to Borrower and Had Not Participated in Borrower's Fraud
Spring 2005
The Evolution of the CDO Squared
Paul Watterson, Jr.
Spring 2005
Director Duties When Serving on a Board
David Hillman
Spring 2005
Distressed and Vulture Funds Structure and Formation
Stephanie Breslow
Spring 2005
New Tax Rules Affect Nonqualified Deferred Compensation Arrangements
Ronald Richman
Spring 2005
Proposed Public Accounting Ethics and Independence Rules
Stuart Freedman
|
Benjamin Polk
|
David Rosewater
February 28, 2005
Eighth Circuit Rules That Financial Advisor's Success Fee Be Paid From Recovery Obtained By Its Constituency
February 22, 2005
Late Notice Law: Does the Insurer Need to Show Prejudice?
Howard Epstein
|
Theodore Keyes
Winter 2005
The Benefits and Potential Pitfalls of Cooperating with Regulatory Agencies and the Government
Harry Davis
Winter 2005
Top 10 Securitizable Loan Negotiations—Part 1 of 2
Gregory Pressman
Winter 2005
Does Sarbanes-Oxley Prohibit Advances of Legal Fees To Officers And Directors?
Sung-Hee Suh
January 14, 2005
Reminder: February 10 Compliance Date Set For Performance Fee and Recordkeeping Rules
Winter 2005
Seventh Circuit Partially Reverses SEC Ruling on Allocations
Stephanie Breslow
2005
Impact of Aviall on Real Estate and Corporate Transactions
January 7, 2005
Tenth Circuit Allows Secured Creditor to Recover Converted Cash Collateral
2005/06
Hedge Fund Investment in Private Equity
Stephanie Breslow
April 3, 2003
Summary of the U.S. Treasury Department’s ‘Blueprint for a Modernized Financial Regulatory Structure’
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Abrahams, Robert M.
Ackerman, Joseph
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