Schulte Roth & Zabel LLP

Lawyers & Professionals

Firm Overview

Instead of trying to be everything to everybody, we’ve made a name for ourselves by delivering what our clients need most: in-depth, hands-on legal counsel throughout the financial services sector — and beyond.

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Firm News

There’s a lot going on at Schulte — we’re wrapping up high-profile matters, welcoming talented new lawyers, speaking on issues that affect our clients, and more.

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Pro Bono

Throughout our history, Schulte has provided comprehensive pro bono services to local and national nonprofit organizations. Today, we serve more than 50 nonprofits and work to advance a variety of social justice causes.

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Diversity, Equity and Inclusion

Inside the firm, we work hard to attract diverse, talented lawyers and encourage their career growth and advancement. And outside the office, we’re active in volunteer drives and local initiatives that support underrepresented groups.

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Alumni

If you’re a current or former Schulte lawyer, join our Alumni Network on LinkedIn to stay connected with old friends, make new contacts, and share your successes, ideas and insights.

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Social Responsibility

We take doing “good work” seriously — whether we’re talking about our high ethical standards or the way in which we foster a positive and inclusive culture for our personnel and support local communities.

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Offices

New York

919 Third Avenue
New York, NY 10022
United States of America
- +1 212.756.2000 Phone
- +1 212.593.5955 Fax

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Washington, DC

901 Fifteenth Street, NW, Suite 800
Washington, DC 20005
United States of America
- +1 202.729.7470 Phone
- +1 202.730.4520 Fax

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London

One Eagle Place
London SW1Y 6AF
United Kingdom
- +44 (0) 20 7081 8000 Phone
- +44 (0) 20 7081 8010 Fax

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Alerts

SEC Pay-to-Play Rule Update: Recent SEC Enforcement Activity and What It Means for the November Midterms

September 21, 2022

On Sept. 15, 2022, the U.S. Securities and Exchange Commission (“SEC”) settled enforcement actions against four investment advisers for violating Rule 206(4)-5 under the Investment Advisers Act of 1940, as amended (the “Pay-to-Play Rule”).[1]The Pay-...
Alerts

SEC Marketing Rule Update: What Private Fund Advisers Should Be Thinking About as the November 4 Compliance Date Approaches

September 20, 2022

By Nov. 4, 2022 (the “Compliance Date”), registered investment advisers (“RIAs”) must comply with the requirements of amended Rule 206(4)-1 (the “Amended Marketing Rule”).[1] The Amended Marketing Rule will significantly impact RIAs’ marketing...
Alerts

New York Schools Subject to New State Healthcare Worker Bonus Program

September 19, 2022

As part of the 2022-2023 enacted New York State Budget, $1.2 billion in funding has been allocated for the payment of bonuses to certain frontline healthcare workers through the newly created New York State’s Healthcare Worker Bonus Program (“HWB...
Alerts

SEC Custody Rule Update: Takeaways from Recent Enforcement

September 19, 2022

On Sept. 9, 2022, the U.S. Securities and Exchange Commission (“SEC”) settled enforcement actions against nine private fund advisers for their failure to: (1) timely disseminate audited financial statements to private fund investors in violation of...

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SRZ Co-Counsels Historic Tulsa Race Massacre Lawsuit

Schulte Roth & Zabel Denounces Anti-Semitism

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Featured Resources

SEC Pay-to-Play Rule Update: Recent SEC Enforcement Activity and What It Means for the November Midterms

SEC Marketing Rule Update: What Private Fund Advisers Should Be Thinking About as the November 4 Compliance Date Approaches

New York Schools Subject to New State Healthcare Worker Bonus Program

SEC Custody Rule Update: Takeaways from Recent Enforcement

COVID-19 Resource Center