Firm News
SRZ Attorneys Discuss the SEC’s "New Presence Exams" in Article for The Investment Lawyer
January 2013
SRZ attorney Marc E. Elovitz and former SRZ attorney Brad L. Caswell authored "The SEC’s New ‘Presence Exams’" for the December 2012 issue of The Investment Lawyer. The article provides an overview of the "Presence Exams" for newly-registered investment advisers, including the benefits and risks of the exam program, the focus areas for the exams and how fund managers and their counsel can prepare for an exam.
To read the article that appeared in The Investment Lawyer, click here.
