SRZ Insights: Prioritizing the Annual Review

In this video, part of the SRZ Insights video series on the SEC’s annual review, SRZ partner Marc E. Elovitz discusses how a strong annual review can provide protection when the SEC comes in by demonstrating how a firm cares about and understands its compliance obligations.

SRZ Insights videos feature SRZ attorneys sharing their expertise on timely topics in the financial services industry. For more SRZ Insights, visit SRZ on Vimeo.