SRZ Insights: The SEC’s Expectations for the Annual Review

In this video, part of the SRZ Insights video series on the SEC’s annual review, SRZ partner Marc E. Elovitz shares what the SEC expects from an annual review and how a substantive annual review can be a defensive tool during any potential regulatory actions.  

SRZ Insights videos feature SRZ attorneys sharing their expertise on timely topics in the financial services industry. For more SRZ Insights, visit SRZ on Vimeo.