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Schulte’s Bank Regulatory Group helps clients create value at the complex intersection of financial services and private capital.

Schulte has been at the intersection of private capital and digital assets since we helped launch the first crypto hedge fund in 2013. Today, as digital assets have moved from the periphery to become a firmly established alternative asset class, we leverage the full force of Schulte’s experience in investment management, M&A, corporate finance, risk management, compliance and restructuring to help clients across the entire digital assets and blockchain technology ecosphere achieve their business objectives.

Schulte’s Broker-Dealer Regulatory and Enforcement Group advises some of the securities market’s leading broker-dealers, helping them navigate SEC, FINRA, exchange and state securities law compliance requirements and enforcement actions. Few firms can offer a practice with the size and depth of experience as our Broker-Dealer Regulatory and Enforcement Group.

The Beneficial Ownership Guide provides information about the disclosure regimes of 35 countries. Updated annually, this information is necessary for holders of securities of public companies, and includes rules on disclosing positions to issuers, the market and regulators, as well as procedures and timelines for doing so.