Joshua B. Wright practices in the Investment Management Group at the firm.

Publications

“CFTC Adopts New Position Limits Rules — The Impact on Private Fund Managers,” SRZ Alert, Nov. 3, 2020; republished in The Hedge Fund Journal, November 2020

FinCEN and Banking Agencies Provide Clarification on PEP Screening Best Practices,” SRZ Alert, Oct. 5, 2020

“SEC Updates Accredited Investor and QIB Definitions,” SRZ AlertSept. 21, 2020

“Short-Selling — Austria, Belgium, France, Greece and Spain Extend Their Short-Selling Bans,” SRZ Alert, April 16, 2020

“CFTC and NFA Update — Extensions of CPO and CTA Filing Deadlines (COVID-19) (Updated),” SRZ Alert, March 24, 2020

“CFTC — Coronavirus Update for Commodity Pool Operators — Branch Office Relief,” SRZ Alert, March 15, 2020

“CFTC — Coronavirus Update for Commodity Pool Operators,” SRZ Alert, March 11, 2020

“New ESG Disclosure Obligations to Take Effect in March 2021, SRZ Alert, March 2, 2020; republished in Harvard Law School Forum on Corporate Governance, March, 24, 2020; republished in The Hedge Fund Journal, March 2020

“CFTC Cyber Incident Information Request — Private Fund Manager Responses Required,” SRZ Alert, Jan. 9, 2020

“CFTC Amendments to Registration and Compliance Rules — Lessons for Private Fund Managers,” SRZ Alert, Dec. 17, 2019; republished in Eurekahedge, January 2020

“CFTC 2020 Examination Initiative – Guidance for Private Fund Managers,” SRZ Alert, Nov. 8, 2019 (co-author)

“Swaps Proficiency Administration Webinars (and Surcharge) Announced by NFA,” SRZ Alert, Oct. 18, 2019 (co-author)

“NFA Updates FAQs on Swaps Proficiency Requirements,” SRZ Alert, Sept. 20, 2019 (co-author)

“CFTC Sanctions CCO for Participation in Fraud: Lessons for Private Fund Compliance Officers,” SRZ Alert, Sept. 19, 2019 (co-author)

New NFA Proficiency Requirements for Hedge Fund Managers,” SRZ Alert, May 2, 2019 (co-author); republished in The Hedge Fund Journal, May 2019

“NFA Update: New Supervision and Cybersecurity Obligations for Private Fund Managers Registered with the National Futures Association,” SRZ Alert, Feb. 1, 2019 (co-author)

Prior Experience

  • Sullivan & Cromwell