Kolby K. Loft practices in the Broker-Dealer Regulatory & Enforcement Group at the firm.

Publications

“Broker-Dealers and Mutual Funds: Increased Regulatory Focus on Suspicious Activity Monitoring and Reporting Requirements,” SRZ Alert, April 1, 2021

Prior Experience

  • Shearman & Sterling, 2019-2020
  • Credit Suisse Securities (USA), 2014-2020
  • Alston & Bird, 2013-2018