Lawyers & Professionals

Firm Overview

Instead of trying to be everything to everybody, we’ve made a name for ourselves by delivering what our clients need most: in-depth, hands-on legal counsel throughout the financial services sector — and beyond.

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Firm News

There’s a lot going on at Schulte — we’re wrapping up high-profile matters, welcoming talented new lawyers, speaking on issues that affect our clients, and more.

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Pro Bono

Throughout our history, Schulte has provided comprehensive pro bono services to local and national nonprofit organizations. Today, we serve more than 50 nonprofits and work to advance a variety of social justice causes.

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Diversity and Inclusion

Inside the firm, we work hard to attract diverse, talented lawyers and encourage their career growth and advancement. And outside the office, we’re active in volunteer drives and local initiatives that support women and minorities’ professional success.

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Alumni

If you’re a current or former Schulte lawyer, join our Alumni Network on LinkedIn to stay connected with old friends, make new contacts, and share your successes, ideas and insights.

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Social Responsibility

We take doing “good work” seriously — whether we’re talking about our high ethical standards or the way in which we foster a positive and inclusive culture for our personnel and support local communities.

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Offices

  • New York

    • 919 Third Avenue
    • New York, NY 10022
    • United States of America
      • +1 212.756.2000 Phone
      • +1 212.593.5955 Fax
  • Washington, DC

    • 901 Fifteenth Street, NW, Suite 800
    • Washington, DC 20005
    • United States of America
      • +1 202.729.7470 Phone
      • +1 202.730.4520 Fax
  • London

    • One Eagle Place
    • London SW1Y 6AF
    • United Kingdom
      • +44 (0) 20 7081 8000 Phone
      • +44 (0) 20 7081 8010 Fax

Search Resources

Firm News (739)

Firm News

Schulte Earns a Perfect Score for LGBTQ Workplace Equality

January 2020

Schulte received a 100 rating, a perfect score, on the Human Rights Campaign’s 2020 Corporate Equality Index (“CEI”). The CEI is a national benchmarking survey and report that rates workplaces on LGBTQ equality. The survey evaluates...

Firm News

Schulte Roth & Zabel Announces Promotions

January 2, 2020

Schulte Roth & Zabel (SRZ) is pleased to announce the election of Peter G. Naismith and David S. Wermuth as partners. The firm also announces the promotion of Randall T. Adams, David Arnstein, Brian W. Harvey, Jae Y. Kim, Amiel Y. Mandel and...

Publications (634)

Publications

Lender Primes Trustee in Seventh Circuit

January 2020

A bankruptcy trustee was “not entitled to avoid” a secured lender’s “lien under the Bankruptcy Code”, held the U.S. Court of Appeals for the Seventh Circuit on Sept. 11, 2019. The court rejected the trustee’s...

Publications

CFTC Examination Initiative: CFTC Thematic Review Roundtable

January 2020

In this Q&A hosted by Schulte and the Alternative Investment Management Association (AIMA), Schulte partner Brian Daly speaks with Joshua Sterling, the director of the CFTC's Division of Swap Dealer and Intermediary Oversight, about the CFTC's...

Publications

Credit Funds: Evolving Hybrid and Other Structures

January 2020

Credit funds have become "the new banks" since the 2008 crisis, as traditional banks lent less and a non-bank lending industry flourished. Strategies range from mezzanine credit funds with lower risk and return targets, to loan origination funds and...

Publications

SEC Proposes Advertising and Cash Solicitation Rules Overhaul

January 2020

On Nov. 4, 2019, the U.S. Securities and Exchange Commission issued proposed amendments to the Advertising Rule (“Proposed Advertising Rule”) and Cash Solicitation Rule (“Proposed Solicitation Rule”) under the Advisers Act....

Publications

Thought Leaders 2020: Stephanie R. Breslow

January 2020

Stephanie Breslow, partner and co-head of the firm’s Investment Management Group, was profiled by Who’s Who Legal for its “Thought Leaders Global Elite 2020” series. Breslow discusses her most interesting matters, including...

Publications

CFTC Regulatory Roundup

December 2019

CFTC Examination Initiative Postponed In October 2019, the CFTC’s Division of Swap Dealer and Intermediary Oversight announced a “thematic review” exam initiative that was expected to encompass examinations of at least some hedge...

Publications

Ninth Circuit Limits Substantive Consolidation

December 2019

Affirming the lower courts’ denial of a Chapter 7 trustee’s motion to consolidate substantively the debtor’s estate “with the estates of various non-debtors,” the U.S. Court of Appeals for the Ninth Circuit, held that a...

Alerts (632)

Alerts

New Regulations for New York Employers Effective in the New Year

December 23, 2019

As 2020 approaches, New York employers should be aware of the following changes to ensure continuing compliance with federal, state and local laws and regulations. Protections Against Wage Discrimination New York State enacted two new laws to provide...

Alerts

CFTC 2019 Enforcement Report — Lessons for Private Fund Managers

December 4, 2019

The Commodity Futures Trading Commission’s Enforcement Division released its second annual report on Nov. 25, 2019, disclosing higher penalties and more parallel criminal cases. The number of actions brought in 2019 (69) was slightly lower than...

Alerts

SEC’s Disgorgement Authority Under Review

November 22, 2019

On Nov. 19, 2019, the U.S. House of Representatives passed the Securities Fraud Enforcement and Investor Compensation Act with wide bipartisan support in a 314-95 vote.[1] The bipartisan support of the House bill indicates strong interest in...

Resource Centers (4)

Resource Centers

Key Shareholder Activism Campaigns

October 2019

Schulte Represents Trian Fund Management in Nomination of Two Directors to Board of Legg Mason Schulte Advises Caligan Partners, Falcon Edge Capital and Patriot Global Management in Agreement with Knowles Corporation Schulte Advises Wellington...

Resource Centers

Other Shareholder Activism Resources

October 2019

13D Monitor — Research Service Specializing in Shareholder Activism and 13D Filings Activist Insight Harvard Law School Forum on Corporate Governance and Financial Regulation The Official Activist Investing Blog

Resource Centers

Schulte’s Shareholder Activism Practice in the News

October 2019

“The Rise of Activists Demands a Revolution in Shareholder Relations,” Financial News, Oct. 17, 2019 “Wake Up Call,” Bloomberg Big Law Business, Oct. 9, 2019 “AMAG Pharmaceuticals Announces Settlement...

World Sky Service (40)

World Sky Service

Welcome to World Sky Service

June 30, 2019

SRZ’s World Sky Service™ is an online collection of regularly updated reports that summarize the private placement laws in the countries around the world in which hedge funds and private equity funds are frequently marketed. Subscribers...

World Sky Service

World Sky Service Country Report — Australia

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of Australia. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service is an...

World Sky Service

World Sky Service Country Report — Bahamas

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of the Bahamas. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service...

World Sky Service

World Sky Service Country Report — Bahrain

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of Bahrain. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service is an...

World Sky Service

World Sky Service Country Report — Brazil

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of Brazil. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service is an...

World Sky Service

World Sky Service Country Report — Canada — Open End Funds

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of Canada for open end funds. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky...

World Sky Service

World Sky Service Country Report — China

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of China. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service is an online...

World Sky Service

World Sky Service Country Report — Costa Rica

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of Costa Rica. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service is...

World Sky Service

World Sky Service Country Report — El Salvador

June 30, 2019

This country report is part of SRZ’s World Sky Service™ and summarizes the private placement laws of El Salvador. Subscribers to the World Sky Service can access this report by clicking here. SRZ’s World Sky Service...

Upcoming Events (4)

Past Events (1323)