Alerts
SFT Regulation Disclosure Deadline – 13 July 2017
26 June 2017
For funds launched prior to 12 January 2016, the deadline is 13 July 2017 to comply with the SFT Regulation’s mandated initial investor disclosures. The disclosure obligations apply to (1) all UCITS funds, (2) all EU AIFs and (3) non-EU AIFs that are marketed to EU investors if the manager of such fund is a full-scope EU AIFM. Please see the ‘Initial Investor Disclosure Obligations’ section in the prior SRZ Alert, ‘The SFT Regulation Comes into Effect on 12 January 2016’ (12 January 2016), for the required disclosures.
If you have any questions concerning this Alert, please contact your attorney at Schulte Roth & Zabel.
This information has been prepared by Schulte Roth & Zabel LLP and Schulte Roth & Zabel International LLP (“SRZ”) for general informational purposes only. It does not constitute legal advice, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with SRZ. Electronic mail or other communications with SRZ cannot be guaranteed to be confidential and will not (without SRZ agreement) create an attorney-client relationship with SRZ. Parties seeking advice should consult with legal counsel familiar with their particular circumstances. The contents of these materials may constitute attorney advertising under the regulations of various jurisdictions.
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