Firm News
SRZ Attorneys Explain Proposed AML Rules and Implications for Private Fund Managers
October 2015
In a recent article published by The Hedge Fund Journal, SRZ attorneys Marc E. Elovitz, Melissa G.R. Goldstein, Betty Santangelo and Gary Stein and former SRZ attorneys Brad L. Caswell and Seetha Ramachandran explain the details of the Financial Crimes Enforcement Network’s proposed rule requiring investment advisers registered with the SEC to establish anti-money laundering programs and report suspicious activity to FinCEN pursuant to the Bank Secrecy Act. The authors focus on 15 of the most important practical questions the proposed rule raises for investment advisers.
Click here to read the article.
Related Insights
Alerts
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. The changes to the reporting requirements mandated by the amendments to the Form (“Form PF Amendments”) will require substantial preparation by many managers.[1]
Alerts
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. The changes to the reporting requirements mandated by the amendments to the Form (“Form PF Amendments”) will require substantial preparation by many managers.[1]