Bar Admissions
- New Jersey
- New York
Education
- Hofstra University, JD
- Fairleigh Dickinson University, BS
Kristopher J. Kendall
Associate
Kristopher practices in the Broker-Dealer, Regulatory & Enforcement Group.
- “SEC’s Dealer Rule Vacated,” Schulte Alert, Nov. 26, 2024
- “Securities Lending Update: SEC Extends Review Period for Proposed Securities Lending Rules,” Schulte Alert, June 12, 2024; republished in The Hedge Fund Journal
- “SEC Targets Certain Proprietary Trading Firms and Private Funds With Expanded 'Dealer' Definition,” Schulte Alert, Feb. 21, 2024
- “SEC Expands FINRA Oversight of Proprietary Trading Firms,” Schulte Alert, Sept. 6, 2023
- “SEC Exam Staff Issues Alert Highlighting Deficiencies in Broker-Dealers’ AML Programs,” Schulte Alert, Aug. 25, 2023
- Instinet Incorporated
- PricewaterhouseCoopers
- “SEC’s Dealer Rule Vacated,” Schulte Alert, Nov. 26, 2024
- “Securities Lending Update: SEC Extends Review Period for Proposed Securities Lending Rules,” Schulte Alert, June 12, 2024; republished in The Hedge Fund Journal
- “SEC Targets Certain Proprietary Trading Firms and Private Funds With Expanded 'Dealer' Definition,” Schulte Alert, Feb. 21, 2024
- “SEC Expands FINRA Oversight of Proprietary Trading Firms,” Schulte Alert, Sept. 6, 2023
- “SEC Exam Staff Issues Alert Highlighting Deficiencies in Broker-Dealers’ AML Programs,” Schulte Alert, Aug. 25, 2023
- Instinet Incorporated
- PricewaterhouseCoopers
Kristopher J. Kendall
Associate
Kristopher practices in the Broker-Dealer, Regulatory & Enforcement Group.
Bar Admissions
- New Jersey
- New York
Education
- Hofstra University, JD
- Fairleigh Dickinson University, BS
- “SEC’s Dealer Rule Vacated,” Schulte Alert, Nov. 26, 2024
- “Securities Lending Update: SEC Extends Review Period for Proposed Securities Lending Rules,” Schulte Alert, June 12, 2024; republished in The Hedge Fund Journal
- “SEC Targets Certain Proprietary Trading Firms and Private Funds With Expanded 'Dealer' Definition,” Schulte Alert, Feb. 21, 2024
- “SEC Expands FINRA Oversight of Proprietary Trading Firms,” Schulte Alert, Sept. 6, 2023
- “SEC Exam Staff Issues Alert Highlighting Deficiencies in Broker-Dealers’ AML Programs,” Schulte Alert, Aug. 25, 2023
- Instinet Incorporated
- PricewaterhouseCoopers
- “SEC’s Dealer Rule Vacated,” Schulte Alert, Nov. 26, 2024
- “Securities Lending Update: SEC Extends Review Period for Proposed Securities Lending Rules,” Schulte Alert, June 12, 2024; republished in The Hedge Fund Journal
- “SEC Targets Certain Proprietary Trading Firms and Private Funds With Expanded 'Dealer' Definition,” Schulte Alert, Feb. 21, 2024
- “SEC Expands FINRA Oversight of Proprietary Trading Firms,” Schulte Alert, Sept. 6, 2023
- “SEC Exam Staff Issues Alert Highlighting Deficiencies in Broker-Dealers’ AML Programs,” Schulte Alert, Aug. 25, 2023
- Instinet Incorporated
- PricewaterhouseCoopers