Sean D. Locklear focuses his practice on derivatives documentation, including ISDA master agreements, futures and OTC clearing agreements, prime brokerage agreements and equity confirmation agreements, as well as the Dodd-Frank Act and other regulatory developments impacting the derivatives market. Sean also advises clients in connection with asset-backed warehouse facilities and secured financings across a variety of asset classes.
“Trading Agreements — Buy-Side Considerations (COVID-19),” SRZ Alert, March 17, 2020
Private Equity Funds: Formation and Operation (Practising Law Institute), 2018-2019 (contributor)
Hedge Funds: Formation, Operation and Regulation (ALM Law Journal Press), 2018 (contributor)
“U.S. Regulators Adopt Final Rule on Margin Requirements for Non-Cleared Swaps,” The Hedge Fund Journal, November 2015 (co-author)
“U.S. Regulators Adopt Final Rule on Margin Requirements for Non-Cleared Swaps — What Investment Managers Need to Know,” SRZ Client Alert, Nov. 9, 2015 (co-author)
- Mariner Investment Group LLC, 2012-2015