Lawyers & Professionals

Firm Overview

Instead of trying to be everything to everybody, we’ve made a name for ourselves by delivering what our clients need most: in-depth, hands-on legal counsel throughout the financial services sector — and beyond.

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Firm News

There’s a lot going on at Schulte — we’re wrapping up high-profile matters, welcoming talented new lawyers, speaking on issues that affect our clients, and more.

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Pro Bono

Throughout our history, Schulte has provided comprehensive pro bono services to local and national nonprofit organizations. Today, we serve more than 50 nonprofits and work to advance a variety of social justice causes.

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Diversity, Equity and Inclusion

Inside the firm, we work hard to attract diverse, talented lawyers and encourage their career growth and advancement. And outside the office, we’re active in volunteer drives and local initiatives that support underrepresented groups.

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Alumni

Firm connections that last a lifetime. The Schulte Alumni Network is a lifelong community spanning roles, practices, and offices.

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Social Responsibility

We take doing “good work” seriously — whether we’re talking about our high ethical standards or the way in which we foster a positive and inclusive culture for our personnel and support local communities.

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Offices

  • New York

    • 919 Third Avenue
    • New York, NY 10022
    • United States of America
      • +1 212.756.2000 Phone
      • +1 212.593.5955 Fax
  • Washington, DC

    • 555 13th Street, NW, Suite 6W
    • Washington, DC 20004
    • United States of America
      • +1 202.729.7470 Phone
      • +1 202.730.4520 Fax
  • London

    • One Eagle Place
    • London SW1Y 6AF
    • United Kingdom
      • +44 (0) 20 7081 8000 Phone
      • +44 (0) 20 7081 8010 Fax
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In the final quarter of 2022, the U.S. Securities and Exchange Commission (“SEC”) continued to bring enforcement actions that reinforce the SEC’s stated commitment to scrutinizing compliance and digital assets. Specifically, the SEC has made a point of investigating and taking action against gatekeepers (in compliance, accounting or legal) who failed to uphold their obligations to their clients and taking action where cryptocurrencies or other digital assets purportedly meet the definition of a “security” but have not been registered with the SEC. In this edition of Schulte Roth & Zabel’s Securities Enforcement Quarterly, the firm's attorneys discuss in depth recent enforcement activity in the digital asset arena and highlight noteworthy actions against advisers, broker-dealers and others.

The SEC has committed to pushing investigation and enforcement boundaries and so far it has shown no signs of backing down.