Bar Admissions
- New York
Education
- Hofstra University School of Law, J.D.
- The Pennsylvania State University, B.A.
Malik Rollins
Special Counsel
Malik practices in the Investment Management Regulatory & Compliance Group.
- “The SEC and CFTC Overhaul Form PF,” Schulte Alert, April 15, 2024; republished in Harvard Law School Forum on Corporate Governance, May 2024
- “A Discussion on AI, Cybersecurity, and a Review of the SEC's Recent AI-Washing Action Against RIAs,” Eagle Alpha Webinar, May 2024
- “New Form PF amendments affecting all filers and large hedge fund advisers,” AIMA Webinar, March 2024
- “Compliance Hot Button Issues,” 33rd Annual Schulte Private Capital Forum, January 2024
- ExodusPoint Capital Management
- UBS Group AG
- KPMG
- National Stock Exchange
- “The SEC and CFTC Overhaul Form PF,” Schulte Alert, April 15, 2024; republished in Harvard Law School Forum on Corporate Governance, May 2024
- “A Discussion on AI, Cybersecurity, and a Review of the SEC's Recent AI-Washing Action Against RIAs,” Eagle Alpha Webinar, May 2024
- “New Form PF amendments affecting all filers and large hedge fund advisers,” AIMA Webinar, March 2024
- “Compliance Hot Button Issues,” 33rd Annual Schulte Private Capital Forum, January 2024
- ExodusPoint Capital Management
- UBS Group AG
- KPMG
- National Stock Exchange
Highlights
Malik Rollins
Special Counsel
Malik practices in the Investment Management Regulatory & Compliance Group.
Bar Admissions
- New York
Education
- Hofstra University School of Law, J.D.
- The Pennsylvania State University, B.A.
- “The SEC and CFTC Overhaul Form PF,” Schulte Alert, April 15, 2024; republished in Harvard Law School Forum on Corporate Governance, May 2024
- “A Discussion on AI, Cybersecurity, and a Review of the SEC's Recent AI-Washing Action Against RIAs,” Eagle Alpha Webinar, May 2024
- “New Form PF amendments affecting all filers and large hedge fund advisers,” AIMA Webinar, March 2024
- “Compliance Hot Button Issues,” 33rd Annual Schulte Private Capital Forum, January 2024
- ExodusPoint Capital Management
- UBS Group AG
- KPMG
- National Stock Exchange
- “The SEC and CFTC Overhaul Form PF,” Schulte Alert, April 15, 2024; republished in Harvard Law School Forum on Corporate Governance, May 2024
- “A Discussion on AI, Cybersecurity, and a Review of the SEC's Recent AI-Washing Action Against RIAs,” Eagle Alpha Webinar, May 2024
- “New Form PF amendments affecting all filers and large hedge fund advisers,” AIMA Webinar, March 2024
- “Compliance Hot Button Issues,” 33rd Annual Schulte Private Capital Forum, January 2024
- ExodusPoint Capital Management
- UBS Group AG
- KPMG
- National Stock Exchange